Vault-13

LUMENTUM HLDGS INC LITE 0.5 06.15.28

NOTE 0.500% 6/1 · US DOMESTIC · CUSIP 55024UAF6

27 institutional holders -5 vs Q1 2026
502,000502.0k shares reported held*
$1.1bnreported value*
8 new 0 added 15 reduced 13 sold out net sold ≈ $4.3bn (-80.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2185.65.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q1 23: 58Q2 23: 56Q3 23: 57Q4 23: 51Q1 24: 48Q2 24: 47Q3 24: 47Q4 24: 51Q1 25: 56Q2 25: 49Q3 25: 47Q4 25: 40Q1 26: 32Q2 26: 2727Q1 23Q4 23Q3 24Q2 25Q2 26
Numbers
QuarterHolders
Q1 202358
Q2 202356
Q3 202357
Q4 202351
Q1 202448
Q2 202447
Q3 202447
Q4 202451
Q1 202556
Q2 202549
Q3 202547
Q4 202540
Q1 202632
Q2 202627

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 19 bought or addedQ3 24: 17 cut or sold outQ4 24: 25 bought or addedQ4 24: 24 cut or sold outQ4 24Q1 25: 33 bought or addedQ1 25: 21 cut or sold outQ2 25: 22 bought or addedQ2 25: 26 cut or sold outQ2 25Q3 25: 27 bought or addedQ3 25: 26 cut or sold outQ4 25: 20 bought or addedQ4 25: 26 cut or sold outQ4 25Q1 26: 14 bought or addedQ1 26: 27 cut or sold outQ2 26: 8 bought or addedQ2 26: 28 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241917
Q4 20242524
Q1 20253321
Q2 20252226
Q3 20252726
Q4 20252026
Q1 20261427
Q2 2026828

Biggest buyers

Elequin Capital, LP New +56,729,000+56.7m
PIPER SANDLER & CO. New +5,018,000+5.0m
Thrivent Financial for Lutherans New +2,775,000+2.8m
Warberg Asset Management LLC New +1,020,000+1.0m
WELLS FARGO & COMPANY/MN New +769,000+769.0k
SSI INVESTMENT MANAGEMENT LLC New +195,000+195.0k
OPPENHEIMER ASSET MANAGEMENT INC. New +89,000+89.0k
STEPHENS INC /AR/ New +28,000+28.0k

Biggest sellers

Linden Advisors LP Reduced -281,331,000-281.3m
MILLENNIUM MANAGEMENT LLC Sold out -157,266,000-157.3m
Balyasny Asset Management L.P. Sold out -102,062,000-102.1m
Sculptor Capital LP Sold out -87,500,000-87.5m
STATE STREET CORP Sold out -17,862,000-17.9m
VOYA INVESTMENT MANAGEMENT LLC Sold out -15,040,000-15.0m
BlackRock, Inc. Sold out -14,025,000-14.0m
MacKay Shields LLC Reduced -13,902,000-13.9m
LORD, ABBETT & CO. LLC Reduced -12,171,000-12.2m
FMR LLC Reduced -7,365,000-7.4m

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Elequin Capital, LP 12.37% of their portfolio NEW YORK, NY 56,729,00056.7m $370.4m $370.4m 12.37% New
2 CSS LLC/IL 10.89% of their portfolio CHICAGO, IL 37,554,00037.6m $245.6m $245.6m 10.89% Reduced -2.9m -2,910,000
3 Mint Tower Capital Management B.V. 19.30% of their portfolio AMSTERDAM, P7 25,069,00025.1m $163.5m $163.5m 19.30% Unchanged
4 SOROS FUND MANAGEMENT LLC 1.56% of their portfolio NEW YORK, NY 18,256,00018.3m $119.3m $119.3m 1.56% Reduced -3.1m -3,122,000
5 MacKay Shields LLC 2.82% of their portfolio New York, NY 12,884,00012.9m $84.1m $84.1m 2.82% Reduced -13.9m -13,902,000
6 PIPER SANDLER & CO. 23.92% of their portfolio MINNEAPOLIS, MN 5,018,0005.0m $32.3m $32.3m 23.92% New
7 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 2,775,0002.8m $18.1m $18.1m 0.03% New
8 LORD, ABBETT & CO. LLC 0.05% of their portfolio JERSEY CITY, NJ 2,767,0002.8m $18.1m $18.1m 0.05% Reduced -12.2m -12,171,000
9 FMR LLC 0.00% of their portfolio BOSTON, MA 2,036,0002.0m $13.3m $13.3m 0.00% Reduced -7.4m -7,365,000
10 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 1,540,0001.5m $10.0m $10.0m 0.01% Reduced -798.0k -798,000
11 Warberg Asset Management LLC 1.97% of their portfolio WINNETKA, IL 1,020,0001.0m $6.7m $6.7m 1.97% New
12 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 787,000787.0k $51.4k $51.4k 0.00% Reduced -108.0k -108,000
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 769,000769.0k $5.0m $5.0m 0.00% New
14 Calamos Advisors LLC 0.01% of their portfolio NAPERVILLE, IL 341,000341.0k $2.2m $2.2m 0.01% Reduced -917.0k -917,000
15 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 266,000266.0k $1.7m $1.7m 0.00% Unchanged
16 Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% of their portfolio FRANKFURT AM MAIN, 2M 200,000200.0k $1.3m $1.3m 0.00% Reduced -190.0k -190,000
17 SSI INVESTMENT MANAGEMENT LLC 0.07% of their portfolio Los Angeles, CA 195,000195.0k $1.3m $1.3m 0.07% New
18 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 119,000119.0k $776.4k $776.4k 0.00% Reduced -197.0k -197,000
19 Calamos Wealth Management LLC 0.02% of their portfolio NAPERVILLE, IL 97,00097.0k $633.9k $633.9k 0.02% Reduced -161.0k -161,000
20 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 89,00089.0k $580.7k $580.7k 0.01% New
21 AQR Arbitrage LLC 0.01% of their portfolio Greenwich, CT 70,00070.0k $457.1k $457.1k 0.01% Reduced -65.0k -65,000
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 68,00068.0k $440.3k $440.3k 0.00% Reduced -1.6m -1,553,000
23 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 66,00066.0k $430.6k $430.6k 0.00% Unchanged
24 Linden Advisors LP 0.00% of their portfolio New York, NY 50,00050.0k $326.6k $326.6k 0.00% Reduced -281.3m -281,331,000
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 41,00041.0k $267.5k $267.5k 0.00% Reduced -124.0k -124,000
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,00031.0k $202.0k $202.0k 0.00% Unchanged
27 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 28,00028.0k $182.7k $182.7k 0.00% New