Vault-13

LUMENTUM HLDGS INC LITE 0.5 06.15.28

NOTE 0.500% 6/1 · US DOMESTIC · CUSIP 55024UAF6

56 institutional holders +5 vs Q4 2024
15,119,00015.1m shares reported held*
$966.4mreported value*
15 new 18 added 12 reduced 9 sold out net bought ≈ $173.5m (+8.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $63.92.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q1 23: 58Q2 23: 56Q3 23: 57Q4 23: 51Q1 24: 48Q2 24: 47Q3 24: 47Q4 24: 51Q1 25: 5656Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q1 202358
Q2 202356
Q3 202357
Q4 202351
Q1 202448
Q2 202447
Q3 202447
Q4 202451
Q1 202556

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 29 bought or addedQ2 23: 32 cut or sold outQ3 23: 27 bought or addedQ3 23: 18 cut or sold outQ3 23Q4 23: 16 bought or addedQ4 23: 24 cut or sold outQ1 24: 22 bought or addedQ1 24: 22 cut or sold outQ1 24Q2 24: 15 bought or addedQ2 24: 19 cut or sold outQ3 24: 19 bought or addedQ3 24: 17 cut or sold outQ3 24Q4 24: 25 bought or addedQ4 24: 24 cut or sold outQ1 25: 33 bought or addedQ1 25: 21 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20232932
Q3 20232718
Q4 20231624
Q1 20242222
Q2 20241519
Q3 20241917
Q4 20242524
Q1 20253321

Biggest buyers

VOYA INVESTMENT MANAGEMENT LLC Added +170,620,000+170.6m
SONA ASSET MANAGEMENT (US) LLC New +55,363,000+55.4m
SOROS FUND MANAGEMENT LLC Added +24,000,000+24.0m
ADVENT CAPITAL MANAGEMENT /DE/ Added +17,099,000+17.1m
Linden Advisors LP Added +13,713,000+13.7m
FRANKLIN RESOURCES INC New +11,274,000+11.3m
MORGAN STANLEY Added +9,294,000+9.3m
LAZARD ASSET MANAGEMENT LLC Added +8,922,000+8.9m
Pinpoint Asset Management Ltd New +5,750,000+5.8m
SILVERBACK ASSET MANAGEMENT LLC Added +5,000,000+5.0m

Biggest sellers

WOLVERINE ASSET MANAGEMENT LLC Sold out -74,949,000-74.9m
STEELHEAD PARTNERS LLC Reduced -17,146,000-17.1m
WELLS FARGO & COMPANY/MN Reduced -13,466,000-13.5m
D. E. Shaw & Co., Inc. Sold out -12,500,000-12.5m
ROYAL BANK OF CANADA Sold out -5,750,000-5.8m
FMR LLC Reduced -5,683,000-5.7m
Davidson Kempner Capital Management LP Reduced -5,000,000-5.0m
Aequim Alternative Investments LP Sold out -5,000,000-5.0m
BARCLAYS PLC Reduced -2,855,000-2.9m
WESTWOOD HOLDINGS GROUP INC Sold out -2,400,000-2.4m

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.18% of their portfolio ATLANTA, GA 341,240,000341.2m $316.2m $316.2m 0.18% Added +170.6m +170,620,000
2 Linden Advisors LP 1.52% of their portfolio New York, NY 242,752,000242.8m $224.4m $224.4m 1.52% Added +13.7m +13,713,000
3 SONA ASSET MANAGEMENT (US) LLC 1.94% of their portfolio NEW YORK, NY 55,363,00055.4m $51.1m $51.1m 1.94% New
4 Davidson Kempner Capital Management LP 0.65% of their portfolio New York, NY 50,000,00050.0m $46.1m $46.1m 0.65% Reduced -5.0m -5,000,000
5 ADVENT CAPITAL MANAGEMENT /DE/ 0.82% of their portfolio NEW YORK, NY 38,443,00038.4m $35.6m $35.6m 0.82% Added +17.1m +17,099,000
6 SOROS FUND MANAGEMENT LLC 0.50% of their portfolio NEW YORK, NY 30,500,00030.5m $28.2m $28.2m 0.50% Added +24.0m +24,000,000
7 MacKay Shields LLC 0.91% of their portfolio New York, NY 30,445,00030.4m $28.2m $28.2m 0.91% Added +445.0k +445,000
8 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 23,637,00023.6m $21.8m $21.8m 0.01% Unchanged
9 STEELHEAD PARTNERS LLC 1.07% of their portfolio SEATTLE, WA 20,000,00020.0m $18.5m $18.5m 1.07% Reduced -17.1m -17,146,000
10 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 17,829,00017.8m $16.5m $16.5m 0.03% Added +8.9m +8,922,000
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 17,375,00017.4m $16.0m $16.0m 0.00% Reduced -2.2m -2,250,000
12 FMR LLC 0.00% of their portfolio BOSTON, MA 15,636,00015.6m $14.4m $14.4m 0.00% Reduced -5.7m -5,683,000
13 SHENKMAN CAPITAL MANAGEMENT INC 1.36% of their portfolio NEW YORK, NY 14,457,00014.5m $13.4m $13.4m 1.36% Added +4.2m +4,232,000
14 Calamos Advisors LLC 0.05% of their portfolio NAPERVILLE, IL 12,500,00012.5m $11.5m $11.5m 0.05% Unchanged
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 12,360,00012.4m $11.4m $11.4m 0.00% Reduced -13.5m -13,466,000
16 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 11,274,00011.3m $10.4m $10.4m 0.00% New
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 10,521,00010.5m $9.7m $9.7m 0.00% Added +9.3m +9,294,000
18 SILVERBACK ASSET MANAGEMENT LLC 1.42% of their portfolio DURHAM, NC 9,500,0009.5m $8.8m $8.8m 1.42% Added +5.0m +5,000,000
19 BlackRock, Inc. 0.00% of their portfolio New York, NY 9,150,0009.2m $8.4m $8.4m 0.00% Added +450.0k +450,000
20 Amundi 0.00% of their portfolio Paris, I0 7,900,0007.9m $7.1m $7.1m 0.00% Added +400.0k +400,000
21 OAKTREE CAPITAL MANAGEMENT LP 0.11% of their portfolio LOS ANGELES, CA 6,089,0006.1m $5.6m $5.6m 0.11% Added +4.1m +4,089,000
22 Pinpoint Asset Management Ltd 0.92% of their portfolio HONG KONG, K3 5,750,0005.8m $5.3m $5.3m 0.92% New
23 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 5,643,0005.6m $5.2m $5.2m 0.01% Added +2.9m +2,885,000
24 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 5,610,0005.6m $5.2m $5.2m 0.00% First filing
25 Point72 Asset Management, L.P. 0.01% of their portfolio STAMFORD, CT 5,500,0005.5m $5.1m $5.1m 0.01% Reduced -2.0m -2,000,000
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,150,0005.2m $5.2m $5.2m 0.00% Added +1.7m +1,659,000
27 Ionic Capital Management LLC 5.23% of their portfolio NEW YORK, NY 5,000,0005.0m $4.6m $4.6m 5.23% Unchanged
28 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 3,860,0003.9m $3.6m $3.6m 0.00% Reduced -25.0k -25,000
29 ABSOLUTE INVESTMENT ADVISERS, LLC 0.40% of their portfolio ROSEMARY BEACH, FL 3,000,0003.0m $2.8m $2.8m 0.40% Unchanged
30 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 3,000,0003.0m $2.8m $2.8m 0.00% Reduced -2.0m -2,000,000
31 Man Group plc 0.01% of their portfolio LONDON, X0 2,724,0002.7m $2.5m $2.5m 0.01% Unchanged
32 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 2,500,0002.5m $2.3m $2.3m 0.01% New
33 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,089,0002.1m $1.9m $1.9m 0.00% Added +146.0k +146,000
34 SUSQUEHANNA ADVISORS GROUP, INC. 0.00% of their portfolio BALA CYNWYD, PA 2,000,0002.0m $18.4k $18.4k 0.00% New
35 SSI INVESTMENT MANAGEMENT LLC 0.14% of their portfolio Los Angeles, CA 1,900,0001.9m $1.8m $1.8m 0.14% Reduced -600.0k -600,000
36 Union Bancaire Privee, UBP SA 0.03% of their portfolio GENEVA 1, V8 1,817,0001.8m $1.6m $1.6m 0.03% Reduced -1.7m -1,703,000
37 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,615,0001.6m $1.5m $1.5m 0.00% New
38 PALISADE CAPITAL MANAGEMENT, LP 0.03% of their portfolio FORT LEE, NJ 1,312,0001.3m $1.2m $1.2m 0.03% Unchanged
39 Fort Baker Capital Management LP 0.23% of their portfolio Larkspur, CA 1,150,0001.1m $1.1m $1.1m 0.23% New
40 DNCA FINANCE 0.07% of their portfolio PARIS, I0 900,000900.0k $833.2k $833.2k 0.07% New
41 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 800,000800.0k $740.3k $740.3k 0.00% Added +500.0k +500,000
42 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 400,000400.0k $369.7k $369.7k 0.00% Unchanged
43 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 369,000369.0k $341.1k $341.1k 0.00% Reduced -2.9m -2,855,000
44 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 365,000365.0k $336.3k $336.3k 0.00% New
45 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 326,000326.0k $300.4k $300.4k 0.00% Added +71.0k +71,000
46 KBC Group NV 0.00% of their portfolio Brussels, C9 200,000200.0k $184.0k $184.0k 0.00% Reduced -100.0k -100,000
47 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 66,00066.0k $60.8k $60.8k 0.00% New
48 UBS Group AG 0.00% of their portfolio ZURICH, V8 45,00045.0k $41.5k $41.5k 0.00% New
49 INSIGNEO ADVISORY SERVICES, LLC 0.00% of their portfolio MIAMI, FL 16,00016.0k $14.7k $14.7k 0.00% Added +6.0k +6,000
50 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 14,75014.8k $1.4m $1.4m 0.00% New
51 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 12,00012.0k $11.1k $11.1k 0.00% New
52 Oaktree Fund Advisors, LLC 0.01% of their portfolio LOS ANGLES, CA 11,00011.0k $10.2k $10.2k 0.01% New
53 K2 PRINCIPAL FUND, L.P. 0.42% of their portfolio TORONTO, A6 3,0003.0k $2.8m $2.8m 0.42% Unchanged
54 Context Capital Management, LLC 0.09% of their portfolio LAJOLLA, CA 2,5002.5k $2.3m $2.3m 0.09% Unchanged
55 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged
56 Erste Asset Management GmbH 0.00% of their portfolio VIENNA, C4 00 $0 $0 0.00% New