Vault-13

LUMENTUM HLDGS INC LITE 0.5 12.15.26

NOTE 0.500%12/1 · US DOMESTIC · CUSIP 55024UAD1

78 institutional holders -7 vs Q1 2024
32,867,20932.9m shares reported held*
$1.1bnreported value*
7 new 18 added 27 reduced 13 sold out net sold ≈ $63.4m (-31.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.32.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 81Q4 22: 86Q1 23: 78Q2 23: 85Q3 23: 89Q4 23: 94Q1 24: 85Q2 24: 7878Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202281
Q4 202286
Q1 202378
Q2 202385
Q3 202389
Q4 202394
Q1 202485
Q2 202478

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 28 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 30 bought or addedQ1 23: 35 cut or sold outQ2 23: 31 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 33 cut or sold outQ4 23: 29 bought or addedQ4 23: 33 cut or sold outQ4 23Q1 24: 36 bought or addedQ1 24: 44 cut or sold outQ2 24: 25 bought or addedQ2 24: 40 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222834
Q1 20233035
Q2 20233134
Q3 20232933
Q4 20232933
Q1 20243644
Q2 20242540

Biggest buyers

Opti Capital Management, LP New +74,000,000+74.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +15,500,000+15.5m
Linden Advisors LP Added +10,000,000+10.0m
VOYA INVESTMENT MANAGEMENT LLC Added +9,000,000+9.0m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +7,807,000+7.8m
Fort Baker Capital Management LP Added +7,000,000+7.0m
Ionic Capital Management LLC Added +2,500,000+2.5m
FMR LLC Added +2,364,000+2.4m
ADVENT CAPITAL MANAGEMENT /DE/ Added +1,572,000+1.6m
CITADEL ADVISORS LLC New +1,500,000+1.5m

Biggest sellers

SOROS FUND MANAGEMENT LLC Reduced -60,000,000-60.0m
Wellesley Asset Management Sold out -32,626,000-32.6m
Opti Capital Management, LP Sold out -18,500,000-18.5m
MILLENNIUM MANAGEMENT LLC Sold out -16,500,000-16.5m
Point72 Asset Management, L.P. Reduced -14,000,000-14.0m
Thrivent Financial for Lutherans Sold out -12,950,000-12.9m
SILVERBACK ASSET MANAGEMENT LLC Reduced -8,500,000-8.5m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -7,500,000-7.5m
TWO SIGMA INVESTMENTS, LP Reduced -7,225,000-7.2m
STEELHEAD PARTNERS LLC Reduced -5,000,000-5.0m

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.13% of their portfolio ATLANTA, GA 143,785,000143.8m $130.2m $130.2m 0.13% Added +9.0m +9,000,000
2 Linden Advisors LP 0.94% of their portfolio New York, NY 124,460,000124.5m $112.4m $112.4m 0.94% Added +10.0m +10,000,000
3 TENOR CAPITAL MANAGEMENT Co., L.P. 1.29% of their portfolio NEW YORK, NY 90,750,00090.8m $81.9m $81.9m 1.29% Added +7.8m +7,807,000
4 Opti Capital Management, LP 4.97% of their portfolio New York, NY 74,000,00074.0m $66.8m $66.8m 4.97% New
5 WOLVERINE ASSET MANAGEMENT LLC 1.18% of their portfolio CHICAGO, IL 69,331,00069.3m $62.5m $62.5m 1.18% Reduced -2.5m -2,500,000
6 MacKay Shields LLC 1.67% of their portfolio New York, NY 60,563,00060.6m $54.8m $54.8m 1.67% Reduced -216.0k -216,000
7 Calamos Advisors LLC 0.22% of their portfolio NAPERVILLE, IL 50,500,00050.5m $45.6m $45.6m 0.22% Unchanged
8 ADVENT CAPITAL MANAGEMENT /DE/ 0.85% of their portfolio NEW YORK, NY 38,791,00038.8m $35.1m $35.1m 0.85% Added +1.6m +1,572,000
9 Fort Baker Capital Management LP 2.78% of their portfolio Larkspur, CA 26,000,00026.0m $23.5m $23.5m 2.78% Added +7.0m +7,000,000
10 CAMDEN ASSET MANAGEMENT L P /CA 0.70% of their portfolio Los Angeles, CA 25,561,00025.6m $23.0m $23.0m 0.70% Reduced -7.5m -7,500,000
11 STEELHEAD PARTNERS LLC 1.17% of their portfolio SEATTLE, WA 25,000,00025.0m $22.6m $22.6m 1.17% Reduced -5.0m -5,000,000
12 SOROS FUND MANAGEMENT LLC 0.43% of their portfolio NEW YORK, NY 21,250,00021.2m $19.2m $19.2m 0.43% Reduced -60.0m -60,000,000
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 21,220,00021.2m $19.1m $19.1m 0.00% Reduced -1.6m -1,600,000
14 Shaolin Capital Management LLC 0.50% of their portfolio Miami, FL 18,034,00018.0m $16.3m $16.3m 0.50% Reduced -2.0m -1,966,000
15 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 18,000,00018.0m $16.3m $16.3m 0.02% Unchanged
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 15,500,00015.5m $13.9m $13.9m 0.02% New
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 14,825,00014.8m $13.4m $13.4m 0.00% Added +1.4m +1,419,000
18 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 14,275,00014.3m $12.9m $12.9m 0.03% Reduced -7.2m -7,225,000
19 FMR LLC 0.00% of their portfolio BOSTON, MA 14,050,00014.1m $12.7m $12.7m 0.00% Added +2.4m +2,364,000
20 SHENKMAN CAPITAL MANAGEMENT INC 0.96% of their portfolio NEW YORK, NY 12,099,00012.1m $11.2m $11.2m 0.96% Reduced -1.3m -1,271,000
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,202,00011.2m $10.1m $10.1m 0.00% Added +1.5m +1,496,000
22 ABSOLUTE INVESTMENT ADVISERS, LLC 1.47% of their portfolio ROSEMARY BEACH, FL 11,000,00011.0m $9.9m $9.9m 1.47% Added +1.4m +1,400,000
23 BlackRock Inc. 0.00% of their portfolio New York, NY 8,546,0008.5m $7.7m $7.7m 0.00% Added +400.0k +400,000
24 SILVERBACK ASSET MANAGEMENT LLC 0.91% of their portfolio DURHAM, NC 8,233,0008.2m $7.4m $7.4m 0.91% Reduced -8.5m -8,500,000
25 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 6,000,0006.0m $5.4m $5.4m 0.01% Unchanged
26 Ionic Capital Management LLC 2.83% of their portfolio NEW YORK, NY 5,975,0006.0m $5.4m $5.4m 2.83% Added +2.5m +2,500,000
27 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 5,511,0005.5m $5.0m $5.0m 0.01% Added +162.0k +162,000
28 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 5,083,0005.1m $4.6m $4.6m 0.00% Reduced -93.0k -93,000
29 Point72 Asset Management, L.P. 0.01% of their portfolio STAMFORD, CT 5,000,0005.0m $4.5m $4.5m 0.01% Reduced -14.0m -14,000,000
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,893,0004.9m $4.4m $4.4m 0.00% Added +84.0k +84,000
31 Man Group plc 0.01% of their portfolio LONDON, X0 4,875,0004.9m $4.4m $4.4m 0.01% Unchanged
32 OFI INVEST ASSET MANAGEMENT 0.08% of their portfolio ISSY LES MOULINEAUX, I0 3,800,0003.8m $3.2m $3.2m 0.08% Reduced -3.8k -3,800
33 Sonora Investment Management Group, LLC 0.26% of their portfolio TUCSON, AZ 3,717,0003.7m $3.3m $3.3m 0.26% Unchanged
34 Amundi 0.00% of their portfolio Paris, I0 3,621,0003.6m $3.3m $3.3m 0.00% Added +500.0k +500,000
35 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 3,440,0003.4m $3.1m $3.1m 0.00% Reduced -560.0k -560,000
36 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 3,188,0003.2m $2.9m $2.9m 0.00% Reduced -400.0k -400,000
37 CONNING INC. 0.10% of their portfolio HARTFORD, CT 3,000,0003.0m $2.7m $2.7m 0.10% Unchanged
38 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,725,0002.7m $2.5m $2.5m 0.00% Reduced -4.4m -4,373,000
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,709,0002.7m $2.4m $2.4m 0.00% Reduced -1.2m -1,171,000
40 SSI INVESTMENT MANAGEMENT LLC 0.17% of their portfolio Los Angeles, CA 2,500,0002.5m $2.3m $2.3m 0.17% Reduced -907.0k -907,000
41 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 2,500,0002.5m $2.3m $2.3m 0.01% Unchanged
42 Pekin Hardy Strauss, Inc. 0.25% of their portfolio CHICAGO, IL 2,000,0002.0m $1.8m $1.8m 0.25% Unchanged
43 WESTWOOD HOLDINGS GROUP INC 0.84% of their portfolio DALLAS, TX 2,000,0002.0m $180.1m $180.1m 0.84% Unchanged
44 KIM, LLC 0.19% of their portfolio WICHITA, KS 2,000,0002.0m $1.8m $1.8m 0.19% Unchanged
45 Liberty Mutual Group Asset Management Inc. 0.23% of their portfolio Boston, MA 1,763,0001.8m $1.6m $1.6m 0.23% Reduced -400.0k -400,000
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 1,500,0001.5m $1.4m $1.4m 0.00% New
47 GABELLI FUNDS LLC 0.01% of their portfolio Rye, NY 1,250,0001.2m $1.1m $1.1m 0.01% Unchanged
48 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 861,000861.0k $775.4k $775.4k 0.00% Added +647.0k +647,000
49 KORNITZER CAPITAL MANAGEMENT INC /KS 0.01% of their portfolio SHAWNEE MISSION, KS 750,000750.0k $675.4k $675.4k 0.01% Unchanged
50 PALISADE CAPITAL MANAGEMENT, LP 0.02% of their portfolio FORT LEE, NJ 750,000750.0k $675.5k $675.5k 0.02% Unchanged
51 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 500,000500.0k $448.8k $448.8k 0.00% Unchanged
52 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 470,000470.0k $423.3k $423.3k 0.00% Unchanged
53 AVIVA PLC 0.00% of their portfolio LONDON, X0 440,000440.0k $396.9k $396.9k 0.00% Added +110.0k +110,000
54 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 396,000396.0k $357.6k $357.6k 0.00% Reduced -2.0m -1,979,000
55 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 350,000350.0k $315.3k $315.3k 0.00% Unchanged
56 UBS Group AG 0.00% of their portfolio ZURICH, V8 303,000303.0k $272.9k $272.9k 0.00% New
57 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 300,000300.0k $270.9k $270.9k 0.00% Reduced -200.0k -200,000
58 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 180,000180.0k $162.1k $162.1k 0.00% Added +75.0k +75,000
59 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 125,000125.0k $112.9k $112.9k 0.00% Unchanged
60 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 120,000120.0k $108.1k $108.1k 0.00% Reduced -3.4m -3,388,000
61 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 100,000100.0k $90.1k $90.1k 0.00% Reduced -2.0k -2,000
62 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 100,000100.0k $90.2k $90.2k 0.00% Reduced -1.7m -1,721,000
63 KBC Group NV 0.00% of their portfolio Brussels, C9 100,000100.0k $90.0k $90.0k 0.00% Unchanged
64 Context Capital Management, LLC 1.48% of their portfolio LAJOLLA, CA 45,40045.4k $41.1m $41.1m 1.48% New
65 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 38,00038.0k $34.2k $34.2k 0.00% New
66 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 32,00032.0k $28.9k $28.9k 0.01% Reduced -1.0k -1,000
67 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 25,00025.0k $22.5k $22.5k 0.00% Unchanged
68 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 19,20019.2k $1.7m $1.7m 0.01% Unchanged
69 COMERICA BANK 0.00% of their portfolio DALLAS, TX 19,00019.0k $17.1k $17.1k 0.00% Unchanged
70 INSIGNEO ADVISORY SERVICES, LLC 0.00% of their portfolio MIAMI, FL 19,00019.0k $16.9k $16.9k 0.00% New
71 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 18,00018.0k $16.2k $16.2k 0.00% Added +6.0k +6,000
72 Fox Hill Wealth Management 0.01% of their portfolio DEDHAM, MA 18,00018.0k $16.2k $16.2k 0.01% Unchanged
73 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 15,00015.0k $13.5k $13.5k 0.00% Unchanged
74 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 14,00014.0k $12.0k $12.0k 0.00% Unchanged
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,00014.0k $12.6k $12.6k 0.00% Unchanged
76 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 14,00014.0k $12.6k $12.6k 0.00% Reduced -6.0k -6,000
77 LAFFER TENGLER INVESTMENTS, INC. 0.43% of their portfolio Scottsdale, AZ 2,2092.2k $2.0m $2.0m 0.43% Reduced -161 -161
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged