Vault-13

LUMENTUM HLDGS INC LITE 0.5 12.15.26

NOTE 0.500%12/1 · US DOMESTIC · CUSIP 55024UAD1

85 institutional holders +7 vs Q1 2023
54,813,15954.8m shares reported held*
$905.3mreported value*
13 new 18 added 27 reduced 7 sold out net sold ≈ $12.5m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.52.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 81Q4 22: 86Q1 23: 78Q2 23: 8585Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202281
Q4 202286
Q1 202378
Q2 202385

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 30 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 31 bought or addedQ2 23: 34 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222834
Q1 20233035
Q2 20233134

Biggest buyers

Linden Advisors LP Added +64,710,000+64.7m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +37,500,000+37.5m
ADVENT CAPITAL MANAGEMENT /DE/ Added +21,140,000+21.1m
WOLVERINE ASSET MANAGEMENT LLC Added +17,500,000+17.5m
Nuveen Asset Management, LLC New +11,000,000+11.0m
BlueCrest Capital Management Ltd New +7,500,000+7.5m
JPMORGAN CHASE & CO New +6,031,000+6.0m
Sculptor Capital LP Added +5,900,000+5.9m
Point72 Asset Management, L.P. Added +5,000,000+5.0m
TORONTO DOMINION BANK Added +5,000,000+5.0m

Biggest sellers

SOROS FUND MANAGEMENT LLC Reduced -62,750,000-62.8m
ZAZOVE ASSOCIATES LLC Sold out -16,202,000-16.2m
STEELHEAD PARTNERS LLC Reduced -15,768,000-15.8m
TWO SIGMA INVESTMENTS, LP Reduced -14,500,000-14.5m
ROYAL BANK OF CANADA Reduced -13,491,000-13.5m
Wellesley Asset Management Reduced -12,148,539-12.1m
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -10,700,000-10.7m
DEUTSCHE BANK AG\ Reduced -8,763,000-8.8m
Invesco Ltd. Reduced -7,650,000-7.7m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -7,500,000-7.5m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.12% of their portfolio ATLANTA, GA 133,905,000133.9m $118.8m $118.8m 0.12% Reduced -3.5m -3,500,000
2 Linden Advisors LP 0.87% of their portfolio New York, NY 92,960,00093.0m $82.5m $82.5m 0.87% Added +64.7m +64,710,000
3 MacKay Shields LLC 1.55% of their portfolio New York, NY 62,399,00062.4m $55.3m $55.3m 1.55% Reduced -330.0k -330,000
4 Calamos Advisors LLC 0.25% of their portfolio NAPERVILLE, IL 55,410,00055.4m $49.2m $49.2m 0.25% Unchanged
5 Man Group plc 0.15% of their portfolio LONDON, X0 55,324,00055.3m $49.2m $49.2m 0.15% Reduced -2.4m -2,420,000
6 CAMDEN ASSET MANAGEMENT L P /CA 1.63% of their portfolio Los Angeles, CA 53,311,00053.3m $47.0m $47.0m 1.63% Reduced -2.8m -2,800,000
7 TENOR CAPITAL MANAGEMENT Co., L.P. 0.74% of their portfolio NEW YORK, NY 40,000,00040.0m $35.5m $35.5m 0.74% Added +37.5m +37,500,000
8 ADVENT CAPITAL MANAGEMENT /DE/ 0.68% of their portfolio NEW YORK, NY 38,160,00038.2m $33.9m $33.9m 0.68% Added +21.1m +21,140,000
9 STEELHEAD PARTNERS LLC 1.69% of their portfolio SEATTLE, WA 30,000,00030.0m $26.6m $26.6m 1.69% Reduced -15.8m -15,768,000
10 Wellesley Asset Management 2.14% of their portfolio PORTSMOUTH, NH 29,269,86229.3m $26.2m $26.2m 2.14% Reduced -12.1m -12,148,539
11 WOLVERINE ASSET MANAGEMENT LLC 0.46% of their portfolio CHICAGO, IL 27,770,00027.8m $24.6m $24.6m 0.46% Added +17.5m +17,500,000
12 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 25,459,00025.5m $22.5m $22.5m 0.01% Reduced -5.8m -5,750,000
13 SILVERBACK ASSET MANAGEMENT LLC 3.02% of their portfolio DURHAM, NC 24,965,00025.0m $22.1m $22.1m 3.02% Added +2.7m +2,695,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 24,123,00024.1m $21.4m $21.4m 0.00% Added +1.7m +1,700,000
15 TWO SIGMA INVESTMENTS, LP 0.06% of their portfolio NEW YORK, NY 24,000,00024.0m $21.2m $21.2m 0.06% Reduced -14.5m -14,500,000
16 Sculptor Capital LP 0.52% of their portfolio New York, NY 22,497,00022.5m $20.0m $20.0m 0.52% Added +5.9m +5,900,000
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 21,920,00021.9m $19.5m $19.5m 0.01% Added +3.4m +3,406,000
18 SOROS FUND MANAGEMENT LLC 0.41% of their portfolio NEW YORK, NY 21,250,00021.2m $18.9m $18.9m 0.41% Reduced -62.8m -62,750,000
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 19,100,00019.1m $16.9m $16.9m 0.03% Reduced -7.5m -7,500,000
20 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 14,000,00014.0m $12.4m $12.4m 0.03% Added +2.5m +2,500,000
21 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 12,950,00012.9m $11.4m $11.4m 0.03% Unchanged
22 SHENKMAN CAPITAL MANAGEMENT INC 0.79% of their portfolio NEW YORK, NY 11,511,00011.5m $10.2m $10.2m 0.79% Added +2.3m +2,343,000
23 ABSOLUTE INVESTMENT ADVISERS, LLC 1.37% of their portfolio ROSEMARY BEACH, FL 11,000,00011.0m $9.7m $9.7m 1.37% Unchanged
24 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 11,000,00011.0m $9.8m $9.8m 0.00% New
25 Point72 Asset Management, L.P. 0.03% of their portfolio STAMFORD, CT 11,000,00011.0m $9.7m $9.7m 0.03% Added +5.0m +5,000,000
26 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 10,437,00010.4m $9.2m $9.2m 0.01% Reduced -10.7m -10,700,000
27 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 8,000,0008.0m $7.0m $7.0m 0.01% Added +5.0m +5,000,000
28 BlueCrest Capital Management Ltd 0.87% of their portfolio ST HELIER, Y9 7,500,0007.5m $6.7m $6.7m 0.87% New
29 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 7,313,0007.3m $6.5m $6.5m 0.01% Reduced -2.7m -2,723,000
30 FMR LLC 0.00% of their portfolio BOSTON, MA 6,950,0007.0m $6.1m $6.1m 0.00% Reduced -7.0m -6,950,000
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,431,0006.4m $5.7m $5.7m 0.00% Reduced -13.5m -13,491,000
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,031,0006.0m $5.4m $5.4m 0.00% New
33 BlackRock Inc. 0.00% of their portfolio New York, NY 5,921,0005.9m $5.2m $5.2m 0.00% Reduced -150.0k -150,000
34 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 5,300,0005.3m $4.7m $4.7m 0.00% Reduced -2.5m -2,500,000
35 GABELLI FUNDS LLC 0.04% of their portfolio Rye, NY 5,250,0005.2m $4.7m $4.7m 0.04% Unchanged
36 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 5,010,0005.0m $4.4m $4.4m 0.00% Reduced -8.8m -8,763,000
37 Jefferies Financial Group Inc. 0.08% of their portfolio NEW YORK, NY 4,390,0004.4m $3.9m $3.9m 0.08% Added +1.2m +1,199,000
38 SSI INVESTMENT MANAGEMENT LLC 0.27% of their portfolio Los Angeles, CA 4,380,0004.4m $3.9m $3.9m 0.27% Reduced -7.4m -7,378,000
39 Sonora Investment Management Group, LLC 0.30% of their portfolio TUCSON, AZ 3,975,0004.0m $3.5m $3.5m 0.30% Reduced -55.0k -55,000
40 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,881,0003.9m $3.4m $3.4m 0.00% Added +509.0k +509,000
41 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 3,859,0003.9m $3.4m $3.4m 0.00% New
42 CONNING INC. 0.11% of their portfolio HARTFORD, CT 3,800,0003.8m $3.4m $3.4m 0.11% Unchanged
43 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 3,588,0003.6m $3.2m $3.2m 0.00% Unchanged
44 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 3,403,0003.4m $3.0m $3.0m 0.01% Reduced -3.9m -3,850,000
45 Amundi 0.00% of their portfolio Paris, I0 3,121,0003.1m $2.8m $2.8m 0.00% Reduced -200.0k -200,000
46 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,050,0003.0m $2.7m $2.7m 0.00% New
47 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 2,500,0002.5m $2.2m $2.2m 0.01% Unchanged
48 Liberty Mutual Group Asset Management Inc. 0.48% of their portfolio Boston, MA 2,163,0002.2m $1.9m $1.9m 0.48% Unchanged
49 Pekin Hardy Strauss, Inc. 0.28% of their portfolio CHICAGO, IL 2,000,0002.0m $1.8m $1.8m 0.28% Unchanged
50 WESTWOOD HOLDINGS GROUP INC 0.02% of their portfolio DALLAS, TX 2,000,0002.0m $1.8m $1.8m 0.02% New
51 Lombard Odier Asset Management (Europe) Ltd 0.08% of their portfolio LONDON, X0 1,841,0001.8m $1.6m $1.6m 0.08% Reduced -2.3m -2,274,000
52 JUPITER ASSET MANAGEMENT LTD 0.02% of their portfolio London, X0 1,600,0001.6m $1.4m $1.4m 0.02% Unchanged
53 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 1,500,0001.5m $1.3m $1.3m 0.00% New
54 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,500,0001.5m $1.3m $1.3m 0.00% Added +1.0m +1,000,000
55 LBP AM SA 0.03% of their portfolio Paris, I0 1,250,0001.2m $1.1m $1.1m 0.03% Unchanged
56 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,200,0001.2m $1.1m $1.1m 0.00% Reduced -4.4m -4,366,000
57 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,169,0001.2m $1.0m $1.0m 0.00% Added +1.0m +1,034,000
58 Quaero Capital S.A. 0.68% of their portfolio GENEVE, V8 1,000,0001.0m $887.3k $887.3k 0.68% Unchanged
59 KORNITZER CAPITAL MANAGEMENT INC /KS 0.01% of their portfolio SHAWNEE MISSION, KS 750,000750.0k $661.8k $661.8k 0.01% Unchanged
60 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 670,000670.0k $591.2k $591.2k 0.00% Unchanged
61 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 600,000600.0k $529.4k $529.4k 0.00% Reduced -7.7m -7,650,000
62 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 500,000500.0k $446.5k $446.5k 0.00% Unchanged
63 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 500,000500.0k $444.4k $444.4k 0.00% New
64 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 500,000500.0k $443.7k $443.7k 0.01% New
65 KBC Group NV 0.00% of their portfolio Brussels, C9 400,000400.0k $356.0k $356.0k 0.00% Unchanged
66 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 350,000350.0k $311.2k $311.2k 0.00% Unchanged
67 COMERICA BANK 1.45% of their portfolio DALLAS, TX 333,000333.0k $80.9k $80.9k 1.45% First filing
68 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 166,000166.0k $147.3k $147.3k 0.00% Unchanged
69 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 146,000146.0k $128.8k $128.8k 0.00% Added +29.0k +29,000
70 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 125,000125.0k $110.9k $110.9k 0.00% Unchanged
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 55,00055.0k $49.0k $49.0k 0.00% New
72 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 47,00047.0k $41.5k $41.5k 0.00% Unchanged
73 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 43,00043.0k $37.9k $37.9k 0.00% Unchanged
74 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 34,00034.0k $30.1k $30.1k 0.01% Reduced -4.0k -4,000
75 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 25,00025.0k $22.1k $22.1k 0.00% New
76 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 23,00023.0k $20.0k $20.0k 0.00% Unchanged
77 Iron Horse Wealth Management, LLC 0.01% of their portfolio JOHSTON, IA 16,00016.0k $14.1k $14.1k 0.01% Unchanged
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,00014.0k $12.4k $12.4k 0.00% Unchanged
79 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 13,00013.0k $11.5k $11.5k 0.00% Reduced -1.2m -1,206,000
80 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,0005.0k $441.2k $441.2k 0.00% New
81 Context Capital Management, LLC 0.40% of their portfolio LAJOLLA, CA 5,0005.0k $4.4m $4.4m 0.40% New
82 Candriam S.C.A. 0.03% of their portfolio STRASSEN, N4 4,5004.5k $4.1m $4.1m 0.03% Added +2.5k +2,500
83 LAFFER TENGLER INVESTMENTS, INC. 0.27% of their portfolio Scottsdale, AZ 1,1591.2k $1.0m $1.0m 0.27% Reduced -52 -52
84 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0001.0k $882 $882 0.00% Unchanged
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged