Vault-13

LUFAX HOLDING LTD LU

SPONSORED ADR · ADR · CUSIP 54975P201

75 institutional holders +0 vs Q1 2026
69,987,67170.0m shares reported held*
$92.4mreported value*
16 new 13 added 29 reduced 16 sold out net sold ≈ $16.7m (-12.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($40.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.32. Options: 4 managers hold calls ($286.4k notional), 7 hold puts ($815.8k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q4 23: 114Q1 24: 123Q2 24: 108Q3 24: 113Q4 24: 103Q1 25: 103Q2 25: 98Q3 25: 90Q4 25: 84Q1 26: 75Q2 26: 7575Q4 23Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 2023114
Q1 2024123
Q2 2024108
Q3 2024113
Q4 2024103
Q1 2025103
Q2 202598
Q3 202590
Q4 202584
Q1 202675
Q2 202675

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 58 bought or addedQ3 24: 48 cut or sold outQ4 24: 45 bought or addedQ4 24: 61 cut or sold outQ4 24Q1 25: 52 bought or addedQ1 25: 45 cut or sold outQ2 25: 47 bought or addedQ2 25: 51 cut or sold outQ2 25Q3 25: 46 bought or addedQ3 25: 46 cut or sold outQ4 25: 33 bought or addedQ4 25: 48 cut or sold outQ4 25Q1 26: 20 bought or addedQ1 26: 53 cut or sold outQ2 26: 29 bought or addedQ2 26: 45 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20245848
Q4 20244561
Q1 20255245
Q2 20254751
Q3 20254646
Q4 20253348
Q1 20262053
Q2 20262945

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 25 calls: $8.4mQ3 25 puts: $4.4mQ3 25P/C 0.52Q4 25 calls: $400.1kQ4 25 puts: $2.9mQ4 25P/C 7.33Q1 26 calls: $636.9kQ1 26 puts: $2.2mQ1 26P/C 3.41Q2 26 calls: $286.4kQ2 26 puts: $815.8kQ2 26P/C 2.85
Numbers
QuarterCallsPutsP/C
Q3 2025$8.4m$4.4m0.52
Q4 2025$400.1k$2.9m7.33
Q1 2026$636.9k$2.2m3.41
Q2 2026$286.4k$815.8k2.85

Biggest buyers

UBS Group AG Added +2,935,979+2.9m
Alpine Investment Management Ltd Added +1,535,985+1.5m
JPMORGAN CHASE & CO Added +575,326+575.3k
JANE STREET GROUP, LLC Added +513,726+513.7k
Numerai GP LLC New +403,029+403.0k
CITADEL ADVISORS LLC New +268,734+268.7k
MILLENNIUM MANAGEMENT LLC Added +204,316+204.3k
RAMSEY QUANTITATIVE SYSTEMS New +150,979+151.0k
TUDOR INVESTMENT CORP ET AL New +104,888+104.9k
GSA CAPITAL PARTNERS LLP Added +91,914+91.9k

Biggest sellers

BAILLIE GIFFORD & CO Sold out -8,186,456-8.2m
FMR LLC Sold out -3,947,314-3.9m
VANGUARD CAPITAL MANAGEMENT LLC Reduced -2,128,259-2.1m
ACADIAN ASSET MANAGEMENT LLC Reduced -1,252,929-1.3m
STATE STREET CORP Reduced -836,432-836.4k
VANGUARD FIDUCIARY TRUST CO Reduced -567,008-567.0k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -462,980-463.0k
Legal & General Group Plc Reduced -357,607-357.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -236,945-236.9k
GEODE CAPITAL MANAGEMENT, LLC Reduced -153,537-153.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $204.5k154.9k shares
Walleye Trading LLC New $39.9k30.2k shares
SIMPLEX TRADING, LLC Added $35.0k26.5k shares
GROUP ONE TRADING LLC Reduced $7.1k5.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $566.0k428.8k shares
Walleye Trading LLC New $71.0k53.8k shares
IMC-Chicago, LLC Reduced $51.3k38.9k shares
SIMPLEX TRADING, LLC Reduced $49.2k37.3k shares
CITADEL ADVISORS LLC Added $39.5k29.9k shares
JANE STREET GROUP, LLC Added $26.5k20.1k shares
GROUP ONE TRADING LLC Reduced $12.1k9.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
AnKe Technology Co Ltd 13D · may seek influence no change · filed 2026-08-28 73.3% no change 1.6bn 2026-08-28
Tun Kung Co Ltd 13G · exempt (held before listing) filed 2025-02-13 7.8% 134.5m 2025-02-13

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Alpine Investment Management Ltd 4.69% of their portfolio HONG KONG, K3 13,939,98513.9m $18.4m $18.4m 4.69% Added +1.5m +1,535,985
2 Yunqi Capital Ltd 11.57% of their portfolio HONG KONG, K3 10,950,13811.0m $14.5m $14.5m 11.57% Unchanged
3 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 7,573,4487.6m $10.0m $10.0m 0.00% Reduced -2.1m -2,128,259
4 BlackRock, Inc. 0.00% of their portfolio New York, NY 5,781,7695.8m $7.6m $7.6m 0.00% Reduced -48.7k -48,722
5 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 4,693,0404.7m $6.2m $6.2m 0.01% Reduced -1.3m -1,252,929
6 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 4,414,3944.4m $5.8m $5.8m 0.00% Reduced -463.0k -462,980
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,193,4584.2m $5.5m $5.5m 0.00% Added +2.9m +2,935,979
8 NORGES BANK 0.00% of their portfolio OSLO, Q8 3,151,2273.2m $4.2m $4.2m 0.00% Not comparable
9 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 2,049,2802.0m $2.7m $2.7m 0.00% Reduced -567.0k -567,008
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,462,9881.5m $1.9m $1.9m 0.00% Reduced -836.4k -836,432
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,312,5111.3m $1.7m $1.7m 0.00% Added +513.7k +513,726
12 Legal & General Group Plc 0.00% of their portfolio London, X0 1,187,2211.2m $1.6m $1.6m 0.00% Reduced -357.6k -357,607
13 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 1,077,5511.1m $1.4m $1.4m 0.00% Reduced -26.4k -26,421
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 597,392597.4k $800.5k $800.5k 0.00% Added +575.3k +575,326
15 BAROMETER CAPITAL MANAGEMENT INC. 0.21% of their portfolio TORONTO, A6 572,800572.8k $756.1k $756.1k 0.21% Added +38.1k +38,100
16 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 490,846490.8k $647.9k $647.9k 0.00% Reduced -137.1k -137,136
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 451,248451.2k $595.6k $595.6k 0.00% Reduced -26.7k -26,666
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 420,583420.6k $555.2k $555.2k 0.00% Reduced -56.7k -56,696
19 Numerai GP LLC 0.04% of their portfolio SAN FRANCISCO, CA 403,029403.0k $532.0k $532.0k 0.04% New
20 JBF Capital, Inc. 0.06% of their portfolio Aspen, CO 339,884339.9k $448.6k $448.6k 0.06% Unchanged
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 311,225311.2k $410.8k $410.8k 0.00% Reduced -236.9k -236,945
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 310,033310.0k $409.2k $409.2k 0.00% Reduced -8.3k -8,332
23 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 299,746299.7k $395.7k $395.7k 0.00% Added +204.3k +204,316
24 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 297,334297.3k $392.9k $392.9k 0.00% Reduced -24.6k -24,606
25 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 285,412285.4k $376.7k $376.7k 0.00% Reduced -145.3k -145,264
26 VANGUARD ASSET MANAGEMENT, Ltd 0.00% of their portfolio London, EC4N 8AF, X0 280,854280.9k $370.7k $370.7k 0.00% Reduced -114.5k -114,524
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 275,413275.4k $363.5k $363.5k 0.00% Reduced -80.9k -80,864
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 268,734268.7k $354.7k $354.7k 0.00% New
29 California Public Employees Retirement System 0.00% of their portfolio Sacramento, CA 248,615248.6k $328.2k $328.2k 0.00% Reduced -80.5k -80,474
30 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 233,631233.6k $308.0k $308.0k 0.02% Added +91.9k +91,914
31 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 198,282198.3k $261.7k $261.7k 0.00% Reduced -9.8k -9,806
32 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 197,418197.4k $260.6k $260.6k 0.00% Reduced -18.6k -18,578
33 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 174,705174.7k $230.6k $230.6k 0.00% Unchanged
34 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 167,100167.1k $220.6k $220.6k 0.00% Unchanged
35 RAMSEY QUANTITATIVE SYSTEMS 0.18% of their portfolio LOUISVILLE, KY 150,979151.0k $199.3k $199.3k 0.18% New
36 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 146,136146.1k $192.9k $192.9k 0.00% Added +234 +234
37 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 119,200119.2k $157.3k $157.3k 0.00% Reduced -127.3k -127,300
38 Aberdeen Group plc 0.00% of their portfolio EDINBURGH, X0 107,225107.2k $141.5k $141.5k 0.00% Unchanged
39 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 104,888104.9k $138.5k $138.5k 0.00% New
40 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 100,553100.6k $188.0k $188.0k 0.00% Unchanged
41 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 84,27184.3k $111.0k $111.0k 0.00% Reduced -106.7k -106,675
42 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 66,05666.1k $87.2k $87.2k 0.00% Reduced -17.9k -17,912
43 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 63,14963.1k $83.4k $83.4k 0.00% Added +12.6k +12,573
44 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 45,40345.4k $59.9k $59.9k 0.00% New
45 Asset Management One Co., Ltd. 0.00% of their portfolio TOKYO, M0 34,85934.9k $46.0k $46.0k 0.00% Added +12.0k +12,006
46 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 34,31634.3k $45.3k $45.3k 0.00% Reduced -153.5k -153,537
47 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 31,45931.5k $41.5k $41.5k 0.00% New
48 SmartHarvest Portfolios, LLC 0.01% of their portfolio SEATTLE, WA 28,56928.6k $37.7k $37.7k 0.01% New
49 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 28,39128.4k $37.5k $37.5k 0.00% Reduced -34.6k -34,601
50 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 27,87127.9k $36.8k $36.8k 0.00% Reduced -74.1k -74,062
51 SIH Partners, LLLP 0.00% of their portfolio Wilmington, DE 27,40027.4k $36.2k $36.2k 0.00% Unchanged
52 Y-Intercept (Hong Kong) Ltd 0.00% of their portfolio HONG KONG, K3 27,31327.3k $36.1k $36.1k 0.00% New
53 Hudson Bay Capital Management LP 0.00% of their portfolio STAMFORD, CT 20,80020.8k $27.5k $27.5k 0.00% Unchanged
54 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 19,19919.2k $25.3k $25.3k 0.00% Added +19.0k +18,960
55 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 17,28217.3k $22.8k $22.8k 0.00% Unchanged
56 Vanguard Investments Australia, Ltd. 0.00% of their portfolio Victoria, C3 16,73916.7k $22.1k $22.1k 0.00% Unchanged
57 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 16,08316.1k $21.2k $21.2k 0.00% New
58 EWA, LLC 0.00% of their portfolio PITTSBURGH, PA 13,11813.1k $17.3k $17.3k 0.00% Reduced -75 -75
59 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 11,48111.5k $15.2k $15.2k 0.00% New
60 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 11,45911.5k $15.1k $15.1k 0.00% New
61 FLOW TRADERS U.S. LLC 0.00% of their portfolio NEW YORK, NY 10,83910.8k $14.0k $14.0k 0.00% New
62 Frec Markets, Inc. 0.00% of their portfolio SAN FRANCISCO, CA 10,53710.5k $13.9k $13.9k 0.00% New
63 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 10,38910.4k $13.7k $13.7k 0.00% New
64 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 10,37010.4k $13.8k $13.8k 0.00% New
65 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,1912.2k $2.9k $2.9k 0.00% Reduced -8.7k -8,687
66 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 2,1662.2k $2.9k $2.9k 0.00% Unchanged
67 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 1,9872.0k $2.6k $2.6k 0.00% Added +12 +12
68 Basecamp Wealth Advisors LLC 0.00% of their portfolio BELLEVUE, WA 1,5311.5k $2.0k $2.0k 0.00% Unchanged
69 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,0311.0k $1.0k $1.0k 0.00% Reduced -990 -990
70 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 789789 $1.0k $1.0k 0.00% Added +378 +378
71 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 450450 $594 $594 0.00% Unchanged
72 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 401401 $529 $529 0.00% New
73 SWAN Capital LLC 0.00% of their portfolio PENSACOLA, FL 2828 $37 $37 0.00% Unchanged
74 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2525 $33 $33 0.00% Unchanged
75 DANSKE BANK A/S 0.00% of their portfolio COPENHAGEN V, G7 11 $1 $1 0.00% Unchanged