LUFAX HOLDING LTD LU
SPONSORED ADR · ADR · CUSIP 54975P201
- SectorFinancials
- IndustryFinance Services
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($40.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.32. Options: 4 managers hold calls ($286.4k notional), 7 hold puts ($815.8k).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q4 2023 | 114 |
| Q1 2024 | 123 |
| Q2 2024 | 108 |
| Q3 2024 | 113 |
| Q4 2024 | 103 |
| Q1 2025 | 103 |
| Q2 2025 | 98 |
| Q3 2025 | 90 |
| Q4 2025 | 84 |
| Q1 2026 | 75 |
| Q2 2026 | 75 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 58 | 48 |
| Q4 2024 | 45 | 61 |
| Q1 2025 | 52 | 45 |
| Q2 2025 | 47 | 51 |
| Q3 2025 | 46 | 46 |
| Q4 2025 | 33 | 48 |
| Q1 2026 | 20 | 53 |
| Q2 2026 | 29 | 45 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $8.4m | $4.4m | 0.52 |
| Q4 2025 | $400.1k | $2.9m | 7.33 |
| Q1 2026 | $636.9k | $2.2m | 3.41 |
| Q2 2026 | $286.4k | $815.8k | 2.85 |
Biggest buyers
| UBS Group AG | Added | +2.9m |
| Alpine Investment Management Ltd | Added | +1.5m |
| JPMORGAN CHASE & CO | Added | +575.3k |
| JANE STREET GROUP, LLC | Added | +513.7k |
| Numerai GP LLC | New | +403.0k |
| CITADEL ADVISORS LLC | New | +268.7k |
| MILLENNIUM MANAGEMENT LLC | Added | +204.3k |
| RAMSEY QUANTITATIVE SYSTEMS | New | +151.0k |
| TUDOR INVESTMENT CORP ET AL | New | +104.9k |
| GSA CAPITAL PARTNERS LLP | Added | +91.9k |
Biggest sellers
| BAILLIE GIFFORD & CO | Sold out | -8.2m |
| FMR LLC | Sold out | -3.9m |
| VANGUARD CAPITAL MANAGEMENT LLC | Reduced | -2.1m |
| ACADIAN ASSET MANAGEMENT LLC | Reduced | -1.3m |
| STATE STREET CORP | Reduced | -836.4k |
| VANGUARD FIDUCIARY TRUST CO | Reduced | -567.0k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | Reduced | -463.0k |
| Legal & General Group Plc | Reduced | -357.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -236.9k |
| GEODE CAPITAL MANAGEMENT, LLC | Reduced | -153.5k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $204.5k154.9k shares |
| Walleye Trading LLC | New | $39.9k30.2k shares |
| SIMPLEX TRADING, LLC | Added | $35.0k26.5k shares |
| GROUP ONE TRADING LLC | Reduced | $7.1k5.4k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $566.0k428.8k shares |
| Walleye Trading LLC | New | $71.0k53.8k shares |
| IMC-Chicago, LLC | Reduced | $51.3k38.9k shares |
| SIMPLEX TRADING, LLC | Reduced | $49.2k37.3k shares |
| CITADEL ADVISORS LLC | Added | $39.5k29.9k shares |
| JANE STREET GROUP, LLC | Added | $26.5k20.1k shares |
| GROUP ONE TRADING LLC | Reduced | $12.1k9.2k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| AnKe Technology Co Ltd 13D · may seek influence no change · filed 2026-08-28 | 73.3% |
| Tun Kung Co Ltd 13G · exempt (held before listing) filed 2025-02-13 | 7.8% |
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| Alpine Investment Management Ltd 4.69% of their portfolio | 13.9m $18.4m | Added +1.5m |
| Yunqi Capital Ltd 11.57% of their portfolio | 11.0m $14.5m | Unchanged |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 7.6m $10.0m | Reduced -2.1m |
| BlackRock, Inc. 0.00% of their portfolio | 5.8m $7.6m | Reduced -48.7k |
| ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio | 4.7m $6.2m | Reduced -1.3m |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 4.4m $5.8m | Reduced -463.0k |
| UBS Group AG 0.00% of their portfolio | 4.2m $5.5m | Added +2.9m |
| NORGES BANK 0.00% of their portfolio | 3.2m $4.2m | Not comparable |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 2.0m $2.7m | Reduced -567.0k |
| STATE STREET CORP 0.00% of their portfolio | 1.5m $1.9m | Reduced -836.4k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 1.3m $1.7m | Added +513.7k |
| Legal & General Group Plc 0.00% of their portfolio | 1.2m $1.6m | Reduced -357.6k |
| Allianz Asset Management GmbH 0.00% of their portfolio | 1.1m $1.4m | Reduced -26.4k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 597.4k $800.5k | Added +575.3k |
| BAROMETER CAPITAL MANAGEMENT INC. 0.21% of their portfolio | 572.8k $756.1k | Added +38.1k |
| Invesco Ltd. 0.00% of their portfolio | 490.8k $647.9k | Reduced -137.1k |
| MORGAN STANLEY 0.00% of their portfolio | 451.2k $595.6k | Reduced -26.7k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 420.6k $555.2k | Reduced -56.7k |
| Numerai GP LLC 0.04% of their portfolio | 403.0k $532.0k | New |
| JBF Capital, Inc. 0.06% of their portfolio | 339.9k $448.6k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 311.2k $410.8k | Reduced -236.9k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 310.0k $409.2k | Reduced -8.3k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 299.7k $395.7k | Added +204.3k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 297.3k $392.9k | Reduced -24.6k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 285.4k $376.7k | Reduced -145.3k |
| VANGUARD ASSET MANAGEMENT, Ltd 0.00% of their portfolio | 280.9k $370.7k | Reduced -114.5k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 275.4k $363.5k | Reduced -80.9k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 268.7k $354.7k | New |
| California Public Employees Retirement System 0.00% of their portfolio | 248.6k $328.2k | Reduced -80.5k |
| GSA CAPITAL PARTNERS LLP 0.02% of their portfolio | 233.6k $308.0k | Added +91.9k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 198.3k $261.7k | Reduced -9.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 197.4k $260.6k | Reduced -18.6k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 174.7k $230.6k | Unchanged |
| Nuveen, LLC 0.00% of their portfolio | 167.1k $220.6k | Unchanged |
| RAMSEY QUANTITATIVE SYSTEMS 0.18% of their portfolio | 151.0k $199.3k | New |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 146.1k $192.9k | Added +234 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 119.2k $157.3k | Reduced -127.3k |
| Aberdeen Group plc 0.00% of their portfolio | 107.2k $141.5k | Unchanged |
| TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio | 104.9k $138.5k | New |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 100.6k $188.0k | Unchanged |
| HRT FINANCIAL LP 0.00% of their portfolio | 84.3k $111.0k | Reduced -106.7k |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 66.1k $87.2k | Reduced -17.9k |
| CITIGROUP INC 0.00% of their portfolio | 63.1k $83.4k | Added +12.6k |
| Engineers Gate Manager LP 0.00% of their portfolio | 45.4k $59.9k | New |
| Asset Management One Co., Ltd. 0.00% of their portfolio | 34.9k $46.0k | Added +12.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 34.3k $45.3k | Reduced -153.5k |
| Walleye Trading LLC 0.00% of their portfolio | 31.5k $41.5k | New |
| SmartHarvest Portfolios, LLC 0.01% of their portfolio | 28.6k $37.7k | New |
| Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio | 28.4k $37.5k | Reduced -34.6k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 27.9k $36.8k | Reduced -74.1k |
| SIH Partners, LLLP 0.00% of their portfolio | 27.4k $36.2k | Unchanged |
| Y-Intercept (Hong Kong) Ltd 0.00% of their portfolio | 27.3k $36.1k | New |
| Hudson Bay Capital Management LP 0.00% of their portfolio | 20.8k $27.5k | Unchanged |
| Caitong International Asset Management Co., Ltd 0.00% of their portfolio | 19.2k $25.3k | Added +19.0k |
| Pictet Asset Management Holding SA 0.00% of their portfolio | 17.3k $22.8k | Unchanged |
| Vanguard Investments Australia, Ltd. 0.00% of their portfolio | 16.7k $22.1k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 16.1k $21.2k | New |
| EWA, LLC 0.00% of their portfolio | 13.1k $17.3k | Reduced -75 |
| Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio | 11.5k $15.2k | New |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 11.5k $15.1k | New |
| FLOW TRADERS U.S. LLC 0.00% of their portfolio | 10.8k $14.0k | New |
| Frec Markets, Inc. 0.00% of their portfolio | 10.5k $13.9k | New |
| Squarepoint Ops LLC 0.00% of their portfolio | 10.4k $13.7k | New |
| Savant Capital, LLC 0.00% of their portfolio | 10.4k $13.8k | New |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 2.2k $2.9k | Reduced -8.7k |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 2.2k $2.9k | Unchanged |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 2.0k $2.6k | Added +12 |
| Basecamp Wealth Advisors LLC 0.00% of their portfolio | 1.5k $2.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.0k $1.0k | Reduced -990 |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 789 $1.0k | Added +378 |
| BARCLAYS PLC 0.00% of their portfolio | 450 $594 | Unchanged |
| North Star Investment Management Corp. 0.00% of their portfolio | 401 $529 | New |
| SWAN Capital LLC 0.00% of their portfolio | 28 $37 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 25 $33 | Unchanged |
| DANSKE BANK A/S 0.00% of their portfolio | 1 $1 | Unchanged |