LUFAX HOLDING LTD LU
SPONSORED ADR · ADR · CUSIP 54975P201
- SectorFinancials
- IndustryFinance Services
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($138.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $4.06. Options: 8 managers hold calls ($8.4m notional), 6 hold puts ($4.4m).
Trends to Q3 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q4 2023 | 114 |
| Q1 2024 | 123 |
| Q2 2024 | 108 |
| Q3 2024 | 113 |
| Q4 2024 | 103 |
| Q1 2025 | 103 |
| Q2 2025 | 98 |
| Q3 2025 | 90 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q1 2024 | 74 | 70 |
| Q2 2024 | 51 | 75 |
| Q3 2024 | 58 | 48 |
| Q4 2024 | 45 | 61 |
| Q1 2025 | 52 | 45 |
| Q2 2025 | 47 | 51 |
| Q3 2025 | 46 | 46 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2024 | $1.6m | $2.7m | 1.63 |
| Q1 2025 | $1.0m | $2.9m | 2.92 |
| Q2 2025 | $988.4k | $2.5m | 2.52 |
| Q3 2025 | $8.4m | $4.4m | 0.52 |
Biggest buyers
| Alpine Investment Management Ltd | New | +4.2m |
| ACADIAN ASSET MANAGEMENT LLC | Added | +2.5m |
| FMR LLC | Added | +2.2m |
| MARSHALL WACE, LLP | Added | +927.9k |
| Yunqi Capital Ltd | Added | +852.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +750.5k |
| UBS Group AG | Added | +710.3k |
| Balyasny Asset Management L.P. | New | +571.1k |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. | New | +337.3k |
| VANGUARD GROUP INC | Added | +335.5k |
Biggest sellers
| First Beijing Investment Ltd | Sold out | -6.5m |
| Nuveen, LLC | Reduced | -4.9m |
| Mitsubishi UFJ Trust & Banking Corp | Sold out | -3.3m |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Sold out | -2.2m |
| CITADEL ADVISORS LLC | Reduced | -2.0m |
| Tiger Pacific Capital LP | Reduced | -1.0m |
| Hel Ved Capital Management Ltd | Reduced | -929.7k |
| BAILLIE GIFFORD & CO | Reduced | -879.9k |
| CANADA PENSION PLAN INVESTMENT BOARD | Sold out | -815.6k |
| BANK OF AMERICA CORP /DE/ | Reduced | -777.0k |
Biggest calls
| PEAK6 LLC | New | $7.0m1.7m shares |
| CITADEL ADVISORS LLC | Added | $542.4k133.6k shares |
| GROUP ONE TRADING LLC | Reduced | $230.2k56.7k shares |
| IMC-Chicago, LLC | New | $228.6k56.3k shares |
| WOLVERINE TRADING, LLC | Added | $164.8k40.6k shares |
| SIMPLEX TRADING, LLC | Added | $154.0k38.0k shares |
| JANE STREET GROUP, LLC | New | $71.0k17.5k shares |
| Walleye Trading LLC | New | $8.5k2.1k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $3.4m843.5k shares |
| SIMPLEX TRADING, LLC | Added | $431.0k106.3k shares |
| GROUP ONE TRADING LLC | Reduced | $229.0k56.4k shares |
| CITADEL ADVISORS LLC | Added | $210.7k51.9k shares |
| JANE STREET GROUP, LLC | Reduced | $71.0k17.5k shares |
| WOLVERINE TRADING, LLC | New | $47.1k11.6k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| AnKe Technology Co Ltd 13D · may seek influence no change · filed 2026-08-28 | 73.3% |
| Tun Kung Co Ltd 13G · exempt (held before listing) filed 2025-02-13 | 7.8% |
Insider purchases and sales in Q3 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q3 2025.
Holders, Q3 2025
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 12.4m $50.3m | Added +335.5k |
| Yunqi Capital Ltd 26.01% of their portfolio | 11.0m $44.5m | Added +852.1k |
| BAILLIE GIFFORD & CO 0.03% of their portfolio | 8.4m $34.1m | Reduced -879.9k |
| ACADIAN ASSET MANAGEMENT LLC 0.05% of their portfolio | 7.4m $29.8m | Added +2.5m |
| BlackRock, Inc. 0.00% of their portfolio | 5.6m $22.8m | Added +304.2k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 5.6m $22.6m | Added +168.6k |
| Tiger Pacific Capital LP 5.62% of their portfolio | 5.5m $22.2m | Reduced -1.0m |
| STATE STREET CORP 0.00% of their portfolio | 4.7m $18.9m | Reduced -384.3k |
| Alpine Investment Management Ltd 14.42% of their portfolio | 4.2m $17.2m | New |
| FMR LLC 0.00% of their portfolio | 2.2m $9.0m | Added +2.2m |
| UBS Group AG 0.00% of their portfolio | 1.6m $6.4m | Added +710.3k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 1.5m $6.2m | Added +322.1k |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 1.3m $5.5m | Reduced -318.7k |
| Allianz Asset Management GmbH 0.01% of their portfolio | 1.3m $5.1m | Reduced -300.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 1.1m $4.4m | Added +750.5k |
| TWO SIGMA ADVISERS, LP 0.01% of their portfolio | 989.7k $4.0m | Added +216.6k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 985.3k $4.0m | Added +927.9k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 876.8k $3.6m | Reduced -120.7k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 851.8k $3.5m | Reduced -2.0m |
| Legal & General Group Plc 0.00% of their portfolio | 756.0k $3.1m | Reduced -791 |
| Invesco Ltd. 0.00% of their portfolio | 715.7k $2.9m | Added +27.9k |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 571.1k $2.3m | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 538.1k $2.2m | Added +8.1k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 533.4k $2.2m | Reduced -39.4k |
| Leading Securities Co Ltd 44.08% of their portfolio | 514.3k $2.1m | Added +141.0k |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 456.7k $1.9m | Reduced -444.7k |
| JBF Capital, Inc. 0.20% of their portfolio | 339.9k $1.4m | Unchanged |
| DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. 0.55% of their portfolio | 337.3k $1.4m | New |
| California Public Employees Retirement System 0.00% of their portfolio | 322.5k $1.3m | Added +42.9k |
| MORGAN STANLEY 0.00% of their portfolio | 317.3k $1.3m | Reduced -206.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 315.0k $1.3m | Reduced -777.0k |
| SIMPLEX TRADING, LLC 0.03% of their portfolio | 312.5k $1.3m | Added +245.1k |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 230.7k $936.7k | Added +80.1k |
| Lighthouse Investment Partners, LLC 0.03% of their portfolio | 230.0k $933.8k | New |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 222.9k $905.1k | Added +5.2k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 201.6k $818.6k | Added +91.6k |
| Hel Ved Capital Management Ltd 0.41% of their portfolio | 185.3k $752.5k | Reduced -929.7k |
| Aberdeen Group plc 0.00% of their portfolio | 183.1k $743.5k | Added +103.2k |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.00% of their portfolio | 171.5k $696.4k | Added +104.9k |
| SG Americas Securities, LLC 0.00% of their portfolio | 169.8k $689.0k | Added +125.3k |
| Nuveen, LLC 0.00% of their portfolio | 167.1k $678.4k | Reduced -4.9m |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 152.8k $620.6k | Added +9.6k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 147.3k $598.2k | Added +71.9k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 143.6k $583.0k | Added +7.0k |
| BAROMETER CAPITAL MANAGEMENT INC. 0.13% of their portfolio | 143.5k $582.6k | Added +62.7k |
| BARCLAYS PLC 0.00% of their portfolio | 136.4k $554.0k | Added +136.0k |
| HRT FINANCIAL LP 0.00% of their portfolio | 105.4k $427.0k | Added +87.4k |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 105.0k $426.1k | Reduced -32.0k |
| Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio | 101.3k $411.1k | Unchanged |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 100.6k $408.2k | Reduced -2.0k |
| Polunin Capital Partners Ltd 0.05% of their portfolio | 89.6k $359.0k | Unchanged |
| GROUP ONE TRADING LLC 0.01% of their portfolio | 87.1k $353.5k | Added +69.1k |
| Brooklyn Investment Group 0.03% of their portfolio | 75.1k $205.7k | Reduced -217 |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 71.4k $289.7k | Reduced -19.4k |
| Amundi 0.00% of their portfolio | 65.0k $265.8k | Reduced -32.1k |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio | 59.8k $243.0k | Added +2.0k |
| CITIGROUP INC 0.00% of their portfolio | 56.7k $230.1k | Added +8.0k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 47.6k $193.3k | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 41.2k $167.3k | New |
| Asset Management One Co., Ltd. 0.00% of their portfolio | 38.2k $155.0k | Reduced -2.0k |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 37.1k $150.5k | Reduced -649.1k |
| PROFUND ADVISORS LLC 0.00% of their portfolio | 31.7k $128.8k | Added +6.6k |
| SIH Partners, LLLP 0.01% of their portfolio | 27.4k $111.2k | Unchanged |
| Ariadne Wealth Management, LP 0.03% of their portfolio | 22.2k $60.6k | Added +2.2k |
| Hudson Bay Capital Management LP 0.00% of their portfolio | 20.8k $84.4k | Unchanged |
| Pathstone Holdings, LLC 0.00% of their portfolio | 20.0k $81.1k | Added +519 |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 18.8k $76.4k | Reduced -703 |
| Pictet Asset Management Holding SA 0.00% of their portfolio | 17.3k $70.2k | Unchanged |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 14.7k $59.5k | New |
| Ethic Inc. 0.00% of their portfolio | 14.3k $58.1k | Reduced -60 |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 13.9k $56.5k | Unchanged |
| EWA, LLC 0.02% of their portfolio | 13.5k $54.9k | Reduced -141 |
| Scientech Research LLC 0.02% of their portfolio | 11.4k $46.4k | New |
| Corient Private Wealth LP 0.00% of their portfolio | 11.4k $46.2k | Reduced -2.6k |
| Walleye Trading LLC 0.00% of their portfolio | 10.7k $43.3k | New |
| Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio | 10.5k $42.6k | Added +470 |
| SHELL ASSET MANAGEMENT CO 0.00% of their portfolio | 4.7k $19.0k | Reduced -10.2k |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 2.0k $8.2k | Reduced -18 |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 1.4k $5.7k | New |
| CWM, LLC 0.00% of their portfolio | 927 $4.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 898 $4.0k | Added +66 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 472 $1.5k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 369 $1.5k | Reduced -183 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 277 $1.1k | Reduced -8.2k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 148 $600 | Reduced -480 |
| SWAN Capital LLC 0.00% of their portfolio | 28 $114 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 25 $102 | Unchanged |
| Bell Investment Advisors, Inc 0.00% of their portfolio | 23 $94 | Unchanged |
| DANSKE BANK A/S 0.00% of their portfolio | 1 $4 | Unchanged |
| NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio | 0 $0 | New |