Vault-13

LUFAX HOLDING LTD LU

SPONSORED ADR · ADR · CUSIP 54975P201

90 institutional holders -8 vs Q2 2025
87,166,60587.2m shares reported held*
$353.7mreported value*
10 new 36 added 30 reduced 16 sold out net sold ≈ $43.1m (-10.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($138.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $4.06. Options: 8 managers hold calls ($8.4m notional), 6 hold puts ($4.4m).

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q4 23: 114Q1 24: 123Q2 24: 108Q3 24: 113Q4 24: 103Q1 25: 103Q2 25: 98Q3 25: 9090Q4 23Q2 24Q4 24Q2 25Q3 25
Numbers
QuarterHolders
Q4 2023114
Q1 2024123
Q2 2024108
Q3 2024113
Q4 2024103
Q1 2025103
Q2 202598
Q3 202590

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 74 bought or addedQ1 24: 70 cut or sold outQ1 24Q2 24: 51 bought or addedQ2 24: 75 cut or sold outQ3 24: 58 bought or addedQ3 24: 48 cut or sold outQ3 24Q4 24: 45 bought or addedQ4 24: 61 cut or sold outQ1 25: 52 bought or addedQ1 25: 45 cut or sold outQ1 25Q2 25: 47 bought or addedQ2 25: 51 cut or sold outQ3 25: 46 bought or addedQ3 25: 46 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q1 20247470
Q2 20245175
Q3 20245848
Q4 20244561
Q1 20255245
Q2 20254751
Q3 20254646

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ4 24 calls: $1.6mQ4 24 puts: $2.7mQ4 24P/C 1.63Q1 25 calls: $1.0mQ1 25 puts: $2.9mQ1 25P/C 2.92Q2 25 calls: $988.4kQ2 25 puts: $2.5mQ2 25P/C 2.52Q3 25 calls: $8.4mQ3 25 puts: $4.4mQ3 25P/C 0.52
Numbers
QuarterCallsPutsP/C
Q4 2024$1.6m$2.7m1.63
Q1 2025$1.0m$2.9m2.92
Q2 2025$988.4k$2.5m2.52
Q3 2025$8.4m$4.4m0.52

Biggest buyers

Alpine Investment Management Ltd New +4,225,000+4.2m
ACADIAN ASSET MANAGEMENT LLC Added +2,508,934+2.5m
FMR LLC Added +2,216,582+2.2m
MARSHALL WACE, LLP Added +927,879+927.9k
Yunqi Capital Ltd Added +852,098+852.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +750,528+750.5k
UBS Group AG Added +710,341+710.3k
Balyasny Asset Management L.P. New +571,051+571.1k
DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. New +337,300+337.3k
VANGUARD GROUP INC Added +335,480+335.5k

Biggest sellers

First Beijing Investment Ltd Sold out -6,464,988-6.5m
Nuveen, LLC Reduced -4,892,955-4.9m
Mitsubishi UFJ Trust & Banking Corp Sold out -3,311,555-3.3m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Sold out -2,168,162-2.2m
CITADEL ADVISORS LLC Reduced -2,048,243-2.0m
Tiger Pacific Capital LP Reduced -1,003,689-1.0m
Hel Ved Capital Management Ltd Reduced -929,661-929.7k
BAILLIE GIFFORD & CO Reduced -879,908-879.9k
CANADA PENSION PLAN INVESTMENT BOARD Sold out -815,600-815.6k
BANK OF AMERICA CORP /DE/ Reduced -776,958-777.0k

Biggest calls

PEAK6 LLC New $7.0m1.7m shares
CITADEL ADVISORS LLC Added $542.4k133.6k shares
GROUP ONE TRADING LLC Reduced $230.2k56.7k shares
IMC-Chicago, LLC New $228.6k56.3k shares
WOLVERINE TRADING, LLC Added $164.8k40.6k shares
SIMPLEX TRADING, LLC Added $154.0k38.0k shares
JANE STREET GROUP, LLC New $71.0k17.5k shares
Walleye Trading LLC New $8.5k2.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.4m843.5k shares
SIMPLEX TRADING, LLC Added $431.0k106.3k shares
GROUP ONE TRADING LLC Reduced $229.0k56.4k shares
CITADEL ADVISORS LLC Added $210.7k51.9k shares
JANE STREET GROUP, LLC Reduced $71.0k17.5k shares
WOLVERINE TRADING, LLC New $47.1k11.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
AnKe Technology Co Ltd 13D · may seek influence no change · filed 2026-08-28 73.3% no change 1.6bn 2026-08-28
Tun Kung Co Ltd 13G · exempt (held before listing) filed 2025-02-13 7.8% 134.5m 2025-02-13

Insider purchases and sales in Q3 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2025.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 12,399,44512.4m $50.3m $50.3m 0.00% Added +335.5k +335,480
2 Yunqi Capital Ltd 26.01% of their portfolio HONG KONG, K3 10,950,13811.0m $44.5m $44.5m 26.01% Added +852.1k +852,098
3 BAILLIE GIFFORD & CO 0.03% of their portfolio EDINBURGH, X0 8,407,2968.4m $34.1m $34.1m 0.03% Reduced -879.9k -879,908
4 ACADIAN ASSET MANAGEMENT LLC 0.05% of their portfolio Boston, MA 7,352,9117.4m $29.8m $29.8m 0.05% Added +2.5m +2,508,934
5 BlackRock, Inc. 0.00% of their portfolio New York, NY 5,605,7445.6m $22.8m $22.8m 0.00% Added +304.2k +304,168
6 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 5,561,7805.6m $22.6m $22.6m 0.00% Added +168.6k +168,646
7 Tiger Pacific Capital LP 5.62% of their portfolio NEW YORK, NY 5,472,8355.5m $22.2m $22.2m 5.62% Reduced -1.0m -1,003,689
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 4,657,8844.7m $18.9m $18.9m 0.00% Reduced -384.3k -384,293
9 Alpine Investment Management Ltd 14.42% of their portfolio HONG KONG, K3 4,225,0004.2m $17.2m $17.2m 14.42% New
10 FMR LLC 0.00% of their portfolio BOSTON, MA 2,216,7432.2m $9.0m $9.0m 0.00% Added +2.2m +2,216,582
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,571,1801.6m $6.4m $6.4m 0.00% Added +710.3k +710,341
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 1,520,4611.5m $6.2m $6.2m 0.01% Added +322.1k +322,050
13 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 1,347,3191.3m $5.5m $5.5m 0.01% Reduced -318.7k -318,700
14 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 1,253,3091.3m $5.1m $5.1m 0.01% Reduced -300.1k -300,123
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 1,088,8571.1m $4.4m $4.4m 0.01% Added +750.5k +750,528
16 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 989,662989.7k $4.0m $4.0m 0.01% Added +216.6k +216,596
17 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 985,283985.3k $4.0m $4.0m 0.00% Added +927.9k +927,879
18 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 876,804876.8k $3.6m $3.6m 0.00% Reduced -120.7k -120,705
19 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 851,788851.8k $3.5m $3.5m 0.00% Reduced -2.0m -2,048,243
20 Legal & General Group Plc 0.00% of their portfolio London, X0 755,983756.0k $3.1m $3.1m 0.00% Reduced -791 -791
21 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 715,674715.7k $2.9m $2.9m 0.00% Added +27.9k +27,878
22 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 571,051571.1k $2.3m $2.3m 0.00% New
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 538,142538.1k $2.2m $2.2m 0.00% Added +8.1k +8,096
24 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 533,385533.4k $2.2m $2.2m 0.00% Reduced -39.4k -39,375
25 Leading Securities Co Ltd 44.08% of their portfolio HONG KONG, K3 514,323514.3k $2.1m $2.1m 44.08% Added +141.0k +140,992
26 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 456,664456.7k $1.9m $1.9m 0.00% Reduced -444.7k -444,708
27 JBF Capital, Inc. 0.20% of their portfolio Aspen, CO 339,884339.9k $1.4m $1.4m 0.20% Unchanged
28 DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. 0.55% of their portfolio Singapore, U0 337,300337.3k $1.4m $1.4m 0.55% New
29 California Public Employees Retirement System 0.00% of their portfolio Sacramento, CA 322,532322.5k $1.3m $1.3m 0.00% Added +42.9k +42,910
30 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 317,289317.3k $1.3m $1.3m 0.00% Reduced -206.6k -206,623
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 314,965315.0k $1.3m $1.3m 0.00% Reduced -777.0k -776,958
32 SIMPLEX TRADING, LLC 0.03% of their portfolio CHICAGO, IL 312,510312.5k $1.3m $1.3m 0.03% Added +245.1k +245,087
33 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 230,712230.7k $936.7k $936.7k 0.00% Added +80.1k +80,112
34 Lighthouse Investment Partners, LLC 0.03% of their portfolio Palm Beach Gardens, FL 230,000230.0k $933.8k $933.8k 0.03% New
35 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 222,929222.9k $905.1k $905.1k 0.00% Added +5.2k +5,209
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 201,624201.6k $818.6k $818.6k 0.00% Added +91.6k +91,600
37 Hel Ved Capital Management Ltd 0.41% of their portfolio CENTRAL, K3 185,339185.3k $752.5k $752.5k 0.41% Reduced -929.7k -929,661
38 Aberdeen Group plc 0.00% of their portfolio EDINBURGH, X0 183,121183.1k $743.5k $743.5k 0.00% Added +103.2k +103,174
39 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.00% of their portfolio HARRISBURG, PA 171,531171.5k $696.4k $696.4k 0.00% Added +104.9k +104,881
40 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 169,807169.8k $689.0k $689.0k 0.00% Added +125.3k +125,287
41 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 167,100167.1k $678.4k $678.4k 0.00% Reduced -4.9m -4,892,955
42 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 152,850152.8k $620.6k $620.6k 0.00% Added +9.6k +9,612
43 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 147,339147.3k $598.2k $598.2k 0.00% Added +71.9k +71,891
44 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 143,595143.6k $583.0k $583.0k 0.00% Added +7.0k +6,987
45 BAROMETER CAPITAL MANAGEMENT INC. 0.13% of their portfolio TORONTO, A6 143,500143.5k $582.6k $582.6k 0.13% Added +62.7k +62,700
46 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 136,443136.4k $554.0k $554.0k 0.00% Added +136.0k +135,993
47 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 105,370105.4k $427.0k $427.0k 0.00% Added +87.4k +87,411
48 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 104,956105.0k $426.1k $426.1k 0.00% Reduced -32.0k -31,987
49 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 101,254101.3k $411.1k $411.1k 0.00% Unchanged
50 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 100,553100.6k $408.2k $408.2k 0.00% Reduced -2.0k -1,977
51 Polunin Capital Partners Ltd 0.05% of their portfolio LONDON, X0 89,62689.6k $359.0k $359.0k 0.05% Unchanged
52 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 87,05787.1k $353.5k $353.5k 0.01% Added +69.1k +69,079
53 Brooklyn Investment Group 0.03% of their portfolio NEW YORK, NY 75,06675.1k $205.7k $205.7k 0.03% Reduced -217 -217
54 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 71,35371.4k $289.7k $289.7k 0.00% Reduced -19.4k -19,378
55 Amundi 0.00% of their portfolio Paris, I0 64,97865.0k $265.8k $265.8k 0.00% Reduced -32.1k -32,150
56 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 59,84259.8k $243.0k $243.0k 0.00% Added +2.0k +2,021
57 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 56,66756.7k $230.1k $230.1k 0.00% Added +8.0k +8,040
58 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 47,61647.6k $193.3k $193.3k 0.00% Unchanged
59 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 41,19741.2k $167.3k $167.3k 0.00% New
60 Asset Management One Co., Ltd. 0.00% of their portfolio TOKYO, M0 38,17838.2k $155.0k $155.0k 0.00% Reduced -2.0k -1,962
61 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 37,07737.1k $150.5k $150.5k 0.00% Reduced -649.1k -649,108
62 PROFUND ADVISORS LLC 0.00% of their portfolio BETHESDA, MD 31,71431.7k $128.8k $128.8k 0.00% Added +6.6k +6,565
63 SIH Partners, LLLP 0.01% of their portfolio Wilmington, DE 27,40027.4k $111.2k $111.2k 0.01% Unchanged
64 Ariadne Wealth Management, LP 0.03% of their portfolio SANTA BARBARA, CA 22,20122.2k $60.6k $60.6k 0.03% Added +2.2k +2,192
65 Hudson Bay Capital Management LP 0.00% of their portfolio STAMFORD, CT 20,80020.8k $84.4k $84.4k 0.00% Unchanged
66 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 19,98620.0k $81.1k $81.1k 0.00% Added +519 +519
67 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 18,82618.8k $76.4k $76.4k 0.00% Reduced -703 -703
68 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 17,28217.3k $70.2k $70.2k 0.00% Unchanged
69 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 14,66714.7k $59.5k $59.5k 0.00% New
70 Ethic Inc. 0.00% of their portfolio NEW YORK, NY 14,32014.3k $58.1k $58.1k 0.00% Reduced -60 -60
71 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 13,90513.9k $56.5k $56.5k 0.00% Unchanged
72 EWA, LLC 0.02% of their portfolio PITTSBURGH, PA 13,51913.5k $54.9k $54.9k 0.02% Reduced -141 -141
73 Scientech Research LLC 0.02% of their portfolio JERSEY CITY, NJ 11,43111.4k $46.4k $46.4k 0.02% New
74 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 11,38711.4k $46.2k $46.2k 0.00% Reduced -2.6k -2,591
75 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 10,67210.7k $43.3k $43.3k 0.00% New
76 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 10,48610.5k $42.6k $42.6k 0.00% Added +470 +470
77 SHELL ASSET MANAGEMENT CO 0.00% of their portfolio THE HAGUE, P7 4,7404.7k $19.0k $19.0k 0.00% Reduced -10.2k -10,203
78 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 2,0112.0k $8.2k $8.2k 0.00% Reduced -18 -18
79 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,4071.4k $5.7k $5.7k 0.00% New
80 CWM, LLC 0.00% of their portfolio OMAHA, NE 927927 $4.0k $4.0k 0.00% Unchanged
81 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 898898 $4.0k $4.0k 0.00% Added +66 +66
82 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 472472 $1.5k $1.5k 0.00% Unchanged
83 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 369369 $1.5k $1.5k 0.00% Reduced -183 -183
84 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 277277 $1.1k $1.1k 0.00% Reduced -8.2k -8,200
85 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 148148 $600 $600 0.00% Reduced -480 -480
86 SWAN Capital LLC 0.00% of their portfolio PENSACOLA, FL 2828 $114 $114 0.00% Unchanged
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2525 $102 $102 0.00% Unchanged
88 Bell Investment Advisors, Inc 0.00% of their portfolio ORINDA, CA 2323 $94 $94 0.00% Unchanged
89 DANSKE BANK A/S 0.00% of their portfolio COPENHAGEN V, G7 11 $4 $4 0.00% Unchanged
90 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 00 $0 $0 0.00% New