Vault-13

LUFAX HOLDING LTD

ADS REP SHS CL A · CUSIP 54975P102 · ISIN US54975P1021

156 institutional holders -17 vs Q1 2023
397,847,723397.8m shares reported held*
$570.3mreported value*
15 new 52 added 57 reduced 31 sold out net sold ≈ $52.0m (-36.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($47.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.43. Options: 9 managers hold calls ($3.7m notional), 9 hold puts ($1.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 155Q4 22: 167Q1 23: 173Q2 23: 156156Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022155
Q4 2022167
Q1 2023173
Q2 2023156

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 57 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 76 cut or sold outQ1 23Q2 23: 67 bought or addedQ2 23: 88 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229857
Q1 202310476
Q2 20236788

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $2.5mQ3 22 puts: $3.0mQ3 22P/C 1.21Q4 22 calls: $14.1mQ4 22 puts: $1.9mQ4 22P/C 0.14Q1 23 calls: $13.2mQ1 23 puts: $2.5mQ1 23P/C 0.19Q2 23 calls: $3.7mQ2 23 puts: $1.8mQ2 23P/C 0.48
Numbers
QuarterCallsPutsP/C
Q3 2022$2.5m$3.0m1.21
Q4 2022$14.1m$1.9m0.14
Q1 2023$13.2m$2.5m0.19
Q2 2023$3.7m$1.8m0.48

Biggest buyers

Yunqi Capital Ltd Added +8,423,243+8.4m
BAMCO INC /NY/ Added +6,451,026+6.5m
MARSHALL WACE, LLP Added +5,705,052+5.7m
Polunin Capital Partners Ltd Added +4,572,300+4.6m
WELLINGTON MANAGEMENT GROUP LLP Added +3,575,385+3.6m
HSBC HOLDINGS PLC Added +2,194,156+2.2m
Cape Ann Asset Management Ltd Added +2,184,500+2.2m
RENAISSANCE TECHNOLOGIES LLC Added +2,097,500+2.1m
STATE STREET CORP Added +1,971,448+2.0m
NORGES BANK Added +1,838,235+1.8m

Biggest sellers

FARALLON CAPITAL MANAGEMENT, L.L.C. Reduced -18,346,724-18.3m
TT International Asset Management LTD Sold out -17,938,827-17.9m
Bridgewater Associates, LP Reduced -11,173,255-11.2m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -9,448,208-9.4m
Capital World Investors Reduced -4,683,473-4.7m
Mirae Asset Global Investments Co., Ltd. Reduced -3,995,759-4.0m
Krane Funds Advisors LLC Reduced -3,122,064-3.1m
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -2,577,154-2.6m
Perseverance Asset Management International Sold out -1,450,000-1.4m
GEODE CAPITAL MANAGEMENT, LLC Reduced -1,380,895-1.4m

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $1.9m1.3m shares
Walleye Trading LLC Reduced $1.0m710.1k shares
GROUP ONE TRADING LLC Reduced $396.3k277.1k shares
SIMPLEX TRADING, LLC Reduced $125.0k87.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $104.2k72.9k shares
WOLVERINE TRADING, LLC Added $88.6k60.7k shares
CITADEL ADVISORS LLC Reduced $57.6k40.3k shares
JANE STREET GROUP, LLC Reduced $48.3k33.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $536.7k375.3k shares
GROUP ONE TRADING LLC Added $404.5k282.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $381.1k266.5k shares
SIMPLEX TRADING, LLC Added $252.0k176.6k shares
PEAK6 Investments LLC New $143.0k100.0k shares
JANE STREET GROUP, LLC Reduced $46.6k32.6k shares
WOLVERINE TRADING, LLC Reduced $19.4k13.3k shares
Walleye Trading LLC Reduced $5.7k4.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 33,982,53534.0m $48.6m $48.6m 0.00% Reduced -774.4k -774,402
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 27,900,88227.9m $39.9m $39.9m 0.00% Added +394.2k +394,194
3 Krane Funds Advisors LLC 2.05% of their portfolio NEW YORK, NY 27,198,81927.2m $38.9m $38.9m 2.05% Reduced -3.1m -3,122,064
4 BAILLIE GIFFORD & CO 0.03% of their portfolio EDINBURGH, X0 25,189,31425.2m $36.0m $36.0m 0.03% Added +42.1k +42,070
5 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.17% of their portfolio SAN FRANCISCO, CA 19,949,81919.9m $28.5m $28.5m 0.17% Reduced -18.3m -18,346,724
6 NORGES BANK 0.00% of their portfolio OSLO, Q8 16,903,76316.9m $24.2m $24.2m 0.00% Added +1.8m +1,838,235
7 BAMCO INC /NY/ 0.06% of their portfolio NEW YORK, NY 15,086,28515.1m $21.6m $21.6m 0.06% Added +6.5m +6,451,026
8 Yunqi Capital Ltd 15.56% of their portfolio HONG KONG, K3 14,895,52314.9m $21.3m $21.3m 15.56% Added +8.4m +8,423,243
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 14,765,86114.8m $21.1m $21.1m 0.00% Added +2.0m +1,971,448
10 MARSHALL WACE, LLP 0.04% of their portfolio LONDON, X0 14,054,73414.1m $20.1m $20.1m 0.04% Added +5.7m +5,705,052
11 Polunin Capital Partners Ltd 4.00% of their portfolio LONDON, X0 13,632,00013.6m $19.5m $19.5m 4.00% Added +4.6m +4,572,300
12 Robeco Institutional Asset Management B.V. 0.05% of their portfolio ROTTERDAM, P7 13,110,67013.1m $18.7m $18.7m 0.05% Added +601.4k +601,368
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 12,475,30312.5m $17.8m $17.8m 0.00% Reduced -1.4m -1,377,176
14 Alpha Square Group S LLC 13.25% of their portfolio NEW YORK, NY 10,240,24110.2m $14.6m $14.6m 13.25% Unchanged
15 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 9,545,8009.5m $13.7m $13.7m 0.02% Added +2.1m +2,097,500
16 Legal & General Group Plc 0.00% of their portfolio London, X0 6,784,0926.8m $9.7m $9.7m 0.00% Reduced -758.8k -758,770
17 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 6,276,5016.3m $9.0m $9.0m 0.01% Reduced -2.6m -2,577,154
18 FIL Ltd 0.01% of their portfolio HAMILTON, D0 5,978,9226.0m $8.5m $8.5m 0.01% Reduced -145.9k -145,878
19 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 5,703,8875.7m $8.2m $8.2m 0.01% Added +217.7k +217,708
20 E Fund Management Co., Ltd. 0.60% of their portfolio GUANGZHOU, F4 5,294,1775.3m $7.6m $7.6m 0.60% Reduced -47.2k -47,241
21 Cape Ann Asset Management Ltd 5.62% of their portfolio LONDON, X0 4,385,8264.4m $6.3m $6.3m 5.62% Added +2.2m +2,184,500
22 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 4,251,7894.3m $6.1m $6.1m 0.00% Added +3.6m +3,575,385
23 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 3,925,0433.9m $5.6m $5.6m 0.01% Added +2.2m +2,194,156
24 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 3,710,6693.7m $5.3m $5.3m 0.01% Reduced -4.0m -3,995,759
25 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 3,694,1873.7m $5.3m $5.3m 0.01% Added +672.2k +672,188
26 Capital World Investors 0.00% of their portfolio LOS ANGELES, CA 3,667,1533.7m $5.2m $5.2m 0.00% Reduced -4.7m -4,683,473
27 Capital Research Global Investors 0.00% of their portfolio Los Angeles, CA 3,429,6923.4m $4.9m $4.9m 0.00% Reduced -127.1k -127,098
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 3,380,1013.4m $4.8m $4.8m 0.00% Added +729.4k +729,363
29 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 3,252,1953.3m $4.7m $4.7m 0.01% Added +1.0m +1,039,200
30 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 3,216,8443.2m $4.6m $4.6m 0.00% Reduced -1.4m -1,380,895
31 Artisan Partners Limited Partnership 0.01% of their portfolio Milwaukee, WI 3,213,6723.2m $4.6m $4.6m 0.01% Added +379.1k +379,052
32 Bridgewater Associates, LP 0.03% of their portfolio Westport, CT 3,137,5723.1m $4.5m $4.5m 0.03% Reduced -11.2m -11,173,255
33 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,477,7472.5m $3.5m $3.5m 0.00% Reduced -482.5k -482,517
34 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 2,353,5822.4m $4.8m $4.8m 0.00% Unchanged
35 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 2,312,6392.3m $3.3m $3.3m 0.01% Added +1.5m +1,510,239
36 Andra AP-fonden 0.08% of their portfolio GOTEBORG, V7 2,297,4002.3m $3.3m $3.3m 0.08% Added +387.5k +387,500
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,165,3062.2m $3.1m $3.1m 0.00% Reduced -1.1m -1,136,267
38 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,145,3732.1m $3.1m $3.1m 0.00% Added +73.9k +73,943
39 Mitsubishi UFJ Trust & Banking Corp 0.01% of their portfolio TOKYO, M0 2,078,8902.1m $3.0m $3.0m 0.01% Added +584.2k +584,152
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,023,0692.0m $2.9m $2.9m 0.00% Added +695.8k +695,833
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,885,0981.9m $2.7m $2.7m 0.00% Reduced -7.7k -7,695
42 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 1,876,3831.9m $2.7m $2.7m 0.01% Added +1.0m +1,018,124
43 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,714,9661.7m $2.5m $2.5m 0.00% Reduced -54.0k -53,962
44 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,692,9461.7m $2.4m $2.4m 0.00% Added +3.6k +3,569
45 AXA S.A. 0.01% of their portfolio PARIS, I0 1,476,4231.5m $2.1m $2.1m 0.01% Unchanged
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,405,1031.4m $2.0m $2.0m 0.00% Reduced -484.6k -484,638
47 Quadrature Capital Ltd 0.04% of their portfolio LONDON, X0 1,330,3951.3m $1.9m $1.9m 0.04% Added +606.5k +606,509
48 Man Group plc 0.01% of their portfolio LONDON, X0 1,319,8331.3m $1.9m $1.9m 0.01% New
49 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,297,4661.3m $1.9m $1.9m 0.00% Added +217.9k +217,927
50 Lombard Odier Asset Management (Europe) Ltd 0.09% of their portfolio LONDON, X0 1,275,0001.3m $1.8m $1.8m 0.09% Added +325.0k +325,000
51 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 1,249,6001.2m $1.8m $1.8m 0.00% Added +76.5k +76,500
52 California Public Employees Retirement System 0.00% of their portfolio Sacramento, CA 1,241,9211.2m $1.8m $1.8m 0.00% Reduced -27.7k -27,707
53 Penserra Capital Management LLC 0.03% of their portfolio ORINDA, CA 1,223,0801.2m $1.7m $1.7m 0.03% Reduced -181.7k -181,723
54 Swiss National Bank 0.00% of their portfolio ZURICH, V8 1,206,1001.2m $1.7m $1.7m 0.00% New
55 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 1,158,4211.2m $1.7m $1.7m 0.00% Reduced -9.4m -9,448,208
56 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 1,144,2561.1m $1.6m $1.6m 0.00% Unchanged
57 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 1,055,8121.1m $1.5m $1.5m 0.00% Reduced -1.3m -1,256,300
58 Aberdeen Group plc 0.00% of their portfolio EDINBURGH, X0 1,015,5221.0m $1.5m $1.5m 0.00% Added +16.9k +16,862
59 Yong Rong (HK) Asset Management Ltd 0.63% of their portfolio SHEUNG WAN, K3 1,000,0001.0m $1.4m $1.4m 0.63% Unchanged
60 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 994,786994.8k $1.4m $1.4m 0.00% Reduced -741.4k -741,392
61 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 837,938837.9k $1.2m $1.2m 0.00% Reduced -161.9k -161,900
62 E Fund Management (Hong Kong) Co., Ltd. 0.66% of their portfolio CENTRAL, K3 615,120615.1k $880.0k $880.0k 0.66% Reduced -26.4k -26,400
63 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 589,993590.0k $843.7k $843.7k 0.00% Added +221.1k +221,081
64 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 518,988519.0k $742.2k $742.2k 0.00% New
65 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 483,014483.0k $690.7k $690.7k 0.00% Added +133.9k +133,896
66 Harvest Fund Management Co., Ltd 0.13% of their portfolio BEIJING, F4 453,177453.2k $639.0k $639.0k 0.13% Added +12.5k +12,486
67 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 412,022412.0k $589.2k $589.2k 0.00% Added +352.5k +352,470
68 AVIVA PLC 0.00% of their portfolio LONDON, X0 407,300407.3k $582.4k $582.4k 0.00% Unchanged
69 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 339,847339.8k $486.0k $486.0k 0.00% Added +23.7k +23,654
70 Handelsbanken Fonder AB 0.00% of their portfolio STOCKHOLM, V7 334,500334.5k $478.0k $478.0k 0.00% Unchanged
71 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 333,743333.7k $477.0k $477.0k 0.00% Reduced -72.6k -72,640
72 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.02% of their portfolio BALA CYNWYD, PA 307,398307.4k $439.6k $439.6k 0.02% Reduced -54.7k -54,708
73 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.00% of their portfolio VICTORIA, A1 278,600278.6k $398.4k $398.4k 0.00% Unchanged
74 Renaissance Capital LLC 0.22% of their portfolio Stamford, CT 265,127265.1k $379.1k $379.1k 0.22% Added +37.4k +37,409
75 Public Sector Pension Investment Board 0.00% of their portfolio MONTREAL, A8 239,300239.3k $342.2k $342.2k 0.00% Unchanged
76 Garden State Investment Advisory Services LLC 0.15% of their portfolio Red Bank, NJ 234,434234.4k $335.2k $335.2k 0.15% Added +88.1k +88,122
77 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 216,687216.7k $309.0k $309.0k 0.00% Reduced -102.5k -102,527
78 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 184,266184.3k $263.5k $263.5k 0.00% Reduced -19.8k -19,782
79 PROFUND ADVISORS LLC 0.01% of their portfolio BETHESDA, MD 183,994184.0k $263.1k $263.1k 0.01% Reduced -15.5k -15,496
80 PRUDENTIAL PLC 0.00% of their portfolio LONDON, X0 177,617177.6k $254.0k $254.0k 0.00% Added +66.0k +66,004
81 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 159,366159.4k $227.9k $227.9k 0.00% Unchanged
82 Asset Management One Co., Ltd. 0.00% of their portfolio TOKYO, M0 147,464147.5k $210.9k $210.9k 0.00% Added +2.2k +2,222
83 Paragon Capital Management Ltd 0.04% of their portfolio DENVER, CO 131,535131.5k $188.1k $188.1k 0.04% New
84 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 128,266128.3k $183.4k $183.4k 0.00% Reduced -862.1k -862,123
85 Alberta Investment Management Corp 0.00% of their portfolio EDMONTON, A0 126,500126.5k $180.9k $180.9k 0.00% Unchanged
86 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 121,767121.8k $174.1k $174.1k 0.00% Reduced -25.5k -25,494
87 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 121,500121.5k $174.0k $174.0k 0.00% Unchanged
88 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 111,200111.2k $159.0k $159.0k 0.00% Reduced -12.6k -12,600
89 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 111,012111.0k $158.0k $158.0k 0.01% New
90 STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio LYSAKER, Q8 104,938104.9k $150.1k $150.1k 0.00% Unchanged
91 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 103,474103.5k $148.0k $148.0k 0.00% Reduced -39.6k -39,557
92 JBF Capital, Inc. 0.03% of their portfolio Aspen, CO 100,000100.0k $143.0k $143.0k 0.03% Unchanged
93 State of New Jersey Common Pension Fund D 0.00% of their portfolio TRENTON, NJ 92,08192.1k $131.7k $131.7k 0.00% Unchanged
94 RBF Capital, LLC 0.01% of their portfolio RENO, NV 90,00090.0k $128.7k $128.7k 0.01% Unchanged
95 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 88,70088.7k $126.8k $126.8k 0.00% Unchanged
96 Virtu Financial LLC 0.01% of their portfolio New York, NY 87,32587.3k $125.0k $125.0k 0.01% New
97 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 85,51385.5k $122.3k $122.3k 0.02% Reduced -5.3k -5,280
98 Mariner, LLC 0.00% of their portfolio Overland Park, KS 85,23785.2k $121.9k $121.9k 0.00% Reduced -24.2k -24,207
99 APG Asset Management N.V. 0.00% of their portfolio Amsterdam, P7 82,62082.6k $108.3k $108.3k 0.00% Unchanged
100 Lighthouse Investment Partners, LLC 0.01% of their portfolio Palm Beach Gardens, FL 81,69981.7k $116.8k $116.8k 0.01% New