Vault-13

LUCID GROUP INC CCIV

COM · Common Stock · CUSIP 549498103

501 institutional holders +8 vs Q2 2023
1,687,037,2811.7bn shares reported held*
$9.4bnreported value*
76 new 205 added 95 reduced 67 sold out net bought ≈ $9.4m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $5.59. Options: 35 managers hold calls ($144.3m notional), 46 hold puts ($291.5m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 434Q4 22: 466Q1 23: 471Q2 23: 493Q3 23: 501501Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022434
Q4 2022466
Q1 2023471
Q2 2023493
Q3 2023501

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 232 bought or addedQ4 22: 184 cut or sold outQ4 22Q1 23: 234 bought or addedQ1 23: 158 cut or sold outQ1 23Q2 23: 259 bought or addedQ2 23: 154 cut or sold outQ2 23Q3 23: 281 bought or addedQ3 23: 162 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022232184
Q1 2023234158
Q2 2023259154
Q3 2023281162

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ4 22 calls: $217.7mQ4 22 puts: $277.2mQ4 22P/C 1.27Q1 23 calls: $151.4mQ1 23 puts: $243.2mQ1 23P/C 1.61Q2 23 calls: $166.9mQ2 23 puts: $291.5mQ2 23P/C 1.75Q3 23 calls: $144.3mQ3 23 puts: $291.5mQ3 23P/C 2.02
Numbers
QuarterCallsPutsP/C
Q4 2022$217.7m$277.2m1.27
Q1 2023$151.4m$243.2m1.61
Q2 2023$166.9m$291.5m1.75
Q3 2023$144.3m$291.5m2.02

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +4,130,613+4.1m
BlackRock Inc. Added +3,033,976+3.0m
CITADEL ADVISORS LLC Added +2,644,788+2.6m
STATE STREET CORP Added +2,119,923+2.1m
Invesco Ltd. Added +1,763,443+1.8m
TWO SIGMA INVESTMENTS, LP Added +1,551,600+1.6m
GEODE CAPITAL MANAGEMENT, LLC Added +1,511,198+1.5m
BANK OF MONTREAL /CAN/ Added +1,461,895+1.5m
FIRST TRUST ADVISORS LP Added +1,377,385+1.4m
Weiss Asset Management LP Added +1,315,391+1.3m

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -16,034,194-16.0m
NORGES BANK Reduced -10,548,004-10.5m
COATUE MANAGEMENT LLC Reduced -2,752,633-2.8m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -2,072,468-2.1m
Ghisallo Capital Management LLC Sold out -2,000,000-2.0m
Rokos Capital Management LLP Sold out -1,500,000-1.5m
Alyeska Investment Group, L.P. Sold out -801,764-801.8k
Artal Group S.A. Sold out -490,000-490.0k
Monashee Investment Management LLC Sold out -490,000-490.0k
NATIONAL BANK OF CANADA /FI/ Reduced -384,888-384.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $35.0m6.3m shares
NATIONAL BANK OF CANADA /FI/ Added $20.3m36.7k shares
SIMPLEX TRADING, LLC Added $15.3m2.7m shares
CITADEL ADVISORS LLC Added $15.2m2.7m shares
IMC-Chicago, LLC Added $10.5m1.9m shares
JANE STREET GROUP, LLC Reduced $9.6m1.7m shares
GTS SECURITIES LLC New $5.2m937.9k shares
GROUP ONE TRADING LLC Reduced $5.0m899.3k shares
Walleye Trading LLC Added $4.7m836.1k shares
D. E. Shaw & Co., Inc. Added $4.1m726.1k shares

Biggest puts

WOLVERINE ASSET MANAGEMENT LLC Reduced $48.7m8.7m shares
MILLENNIUM MANAGEMENT LLC Added $26.7m4.8m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $21.2m3.8m shares
Weiss Asset Management LP Unchanged $20.2m3.6m shares
Parallax Volatility Advisers, L.P. Added $18.4m3.3m shares
Balyasny Asset Management L.P. Added $17.7m3.2m shares
NATIONAL BANK OF CANADA /FI/ Added $16.4m29.6k shares
BANK OF MONTREAL /CAN/ Added $11.9m2.0m shares
CITADEL ADVISORS LLC Added $10.2m1.8m shares
GROUP ONE TRADING LLC Reduced $9.9m1.8m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Ayar Third Investment Co 13D · may seek influence -3.1 pts · filed 2025-11-28
Stated purposePrepaid Forward Purchase Transaction On November 17, 2025, Lucid Group, Inc. (the "Issuer") announced it had closed an offering of $975,000,000 aggregate principal amount of 7.00% convertible senior notes due 2031 (the "notes"). In connection with the pricing of the notes, Ayar entered into a privately negotiated prepaid forward share purchase transaction (the "prepaid forward transaction") with Citibank N.A. (the "forward counterparty"), pursuant to which Ayar will purchase 37,477,050 shares of Class A common stock, par value $0.0001 per share ("Common Stock") of the Issuer for $636,735,079.50 with delivery of those shares to occur no later than November 1, 2031, subject to the forward counterparty's right to settle its delivery obligations prior to that date and subject to the optional … Full filing
 60.8% -3.1 pts 227.8m 2025-11-28

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PUBLIC INVESTMENT FUND 21.07% of their portfolio AL AQIQ DISTRICT, RIYADH, T0 1,374,700,2981.4bn $7.7bn $7.7bn 21.07% Unchanged
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 74,075,58874.1m $414.1m $414.1m 0.01% Added +913.4k +913,415
3 BlackRock Inc. 0.01% of their portfolio New York, NY 48,364,40148.4m $270.4m $270.4m 0.01% Added +3.0m +3,033,976
4 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 18,167,45518.2m $101.6m $101.6m 0.01% Added +2.1m +2,119,923
5 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 14,049,07014.0m $78.4m $78.4m 0.01% Added +1.5m +1,511,198
6 FIRST TRUST ADVISORS LP 0.08% of their portfolio Wheaton, IL 12,591,79512.6m $70.4m $70.4m 0.08% Added +1.4m +1,377,385
7 Mirae Asset Global Investments Co., Ltd. 0.13% of their portfolio SEOUL, M5 10,366,67510.4m $57.9m $57.9m 0.13% Added +402.9k +402,894
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 10,288,69810.3m $57.5m $57.5m 0.01% Added +652.1k +652,091
9 NORGES BANK 0.01% of their portfolio OSLO, Q8 7,563,7287.6m $42.3m $42.3m 0.01% Reduced -10.5m -10,548,004
10 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 5,986,7326.0m $33.5m $33.5m 0.01% Added +1.8m +1,763,443
11 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 5,203,9695.2m $29.1m $29.1m 0.01% Added +631.7k +631,728
12 Legal & General Group Plc 0.01% of their portfolio London, X0 5,096,6655.1m $28.5m $28.5m 0.01% Added +253.1k +253,149
13 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 4,435,8894.4m $24.8m $24.8m 0.03% Added +4.1m +4,130,613
14 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 4,215,1044.2m $23.6m $23.6m 0.01% Added +410.0k +410,025
15 TWO SIGMA INVESTMENTS, LP 0.06% of their portfolio NEW YORK, NY 4,025,2754.0m $22.5m $22.5m 0.06% Added +1.6m +1,551,600
16 COATUE MANAGEMENT LLC 0.11% of their portfolio New York, NY 3,814,9593.8m $21.3m $21.3m 0.11% Reduced -2.8m -2,752,633
17 ALPS ADVISORS INC 0.15% of their portfolio Denver, CO 3,301,0113.3m $18.5m $18.5m 0.15% Added +546.7k +546,676
18 Swiss National Bank 0.01% of their portfolio ZURICH, V8 2,925,0002.9m $16.4m $16.4m 0.01% Reduced -286.0k -286,000
19 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 2,790,6502.8m $15.6m $15.6m 0.02% Added +2.6m +2,644,788
20 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 2,719,4952.7m $15.2m $15.2m 0.01% Reduced -355.3k -355,309
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 2,533,3102.5m $14.2m $14.2m 0.00% Added +194.7k +194,722
22 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 2,385,0502.4m $13.3m $13.3m 0.01% Added +1.3m +1,261,888
23 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 2,220,7502.2m $12.4m $12.4m 0.01% Added +140.3k +140,309
24 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 2,170,4922.2m $12.1m $12.1m 0.01% Added +533.9k +533,943
25 ProShare Advisors LLC 0.04% of their portfolio BETHESDA, MD 2,102,7092.1m $11.8m $11.8m 0.04% Added +675.4k +675,435
26 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,086,9802.1m $11.7m $11.7m 0.01% Added +642.2k +642,201
27 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 1,841,5561.8m $10.3m $10.3m 0.00% Added +865.2k +865,174
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,816,8301.8m $10.8m $10.8m 0.00% Added +1.5m +1,461,895
29 Weiss Asset Management LP 0.77% of their portfolio BOSTON, MA 1,727,3911.7m $9.7m $9.7m 0.77% Added +1.3m +1,315,391
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,692,0451.7m $9.5m $9.5m 0.00% Added +546.3k +546,296
31 Rafferty Asset Management, LLC 0.05% of their portfolio New York, NY 1,650,2031.7m $9.2m $9.2m 0.05% Added +381.1k +381,113
32 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 1,577,2861.6m $8.8m $8.8m 0.01% Added +313.0k +313,049
33 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.03% of their portfolio TORONTO, A6 1,371,5111.4m $7.7m $7.7m 0.03% Added +358.5k +358,484
34 Amundi 0.00% of their portfolio Paris, I0 1,357,6841.4m $7.0m $7.0m 0.00% Added +47.8k +47,834
35 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 1,324,4771.3m $7.4m $7.4m 0.01% Reduced -46.6k -46,595
36 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 1,315,2981.3m $7.4m $7.4m 0.01% Added +351.5k +351,486
37 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 1,292,0581.3m $7.2m $7.2m 0.01% Added +421.3k +421,281
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,183,8421.2m $6.6m $6.6m 0.00% Reduced -16.0m -16,034,194
39 Holocene Advisors, LP 0.03% of their portfolio New York, NY 1,134,5741.1m $6.3m $6.3m 0.03% Added +505.8k +505,806
40 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 1,126,3641.1m $6.3m $6.3m 0.01% Added +104.0k +103,962
41 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,120,5941.1m $6.3m $6.3m 0.00% Added +11.1k +11,089
42 Jump Financial, LLC 0.23% of their portfolio Chicago, IL 1,114,5771.1m $6.2m $6.2m 0.23% New
43 Aberdeen Group plc 0.01% of their portfolio EDINBURGH, X0 1,025,0211.0m $5.7m $5.7m 0.01% Added +259.5k +259,488
44 TOBAM 0.46% of their portfolio PARIS, I0 1,023,9691.0m $5.7m $5.7m 0.46% Added +131.3k +131,343
45 MASTERS CAPITAL MANAGEMENT LLC 1.10% of their portfolio ATLANTA, GA 995,000995.0k $5.6m $5.6m 1.10% New
46 CAPITAL FUND MANAGEMENT S.A. 0.07% of their portfolio PARIS, I0 971,814971.8k $5.4m $5.4m 0.07% Added +694.2k +694,214
47 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 845,211845.2k $4.7m $4.7m 0.01% Reduced -3.2k -3,178
48 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 837,695837.7k $4.7m $4.7m 0.02% New
49 Mitsubishi UFJ Asset Management Co., Ltd. 0.01% of their portfolio TOKYO, M0 837,600837.6k $4.7m $4.7m 0.01% Added +44.2k +44,213
50 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 819,263819.3k $4.6m $4.6m 0.00% Reduced -195.2k -195,167
51 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 785,736785.7k $4.4m $4.4m 0.00% Added +332.4k +332,422
52 STOREBRAND ASSET MANAGEMENT AS 0.02% of their portfolio LYSAKER, Q8 636,301636.3k $3.6m $3.6m 0.02% Added +76.4k +76,413
53 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 626,322626.3k $3.5m $3.5m 0.01% Added +72.7k +72,663
54 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 619,695619.7k $3.5m $3.5m 0.00% Reduced -149.6k -149,604
55 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 593,672593.7k $3.3m $3.3m 0.01% Added +71.8k +71,842
56 Zurcher Kantonalbank (Zurich Cantonalbank) 0.01% of their portfolio ZURICH, V8 552,585552.6k $3.1m $3.1m 0.01% Added +243.5k +243,520
57 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 548,043548.0k $3.1m $3.1m 0.00% Reduced -2.1m -2,072,468
58 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 545,231545.2k $3.0m $3.0m 0.01% Added +116.4k +116,366
59 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 531,747531.7k $3.0m $3.0m 0.03% Added +155.3k +155,283
60 Krane Funds Advisors LLC 0.12% of their portfolio NEW YORK, NY 527,899527.9k $3.0m $3.0m 0.12% Added +120.4k +120,357
61 Mitsubishi UFJ Trust & Banking Corp 0.01% of their portfolio TOKYO, M0 525,434525.4k $2.9m $2.9m 0.01% Added +76.6k +76,562
62 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 483,875483.9k $2.7m $2.7m 0.01% Added +14.2k +14,230
63 Handelsbanken Fonder AB 0.01% of their portfolio STOCKHOLM, V7 463,645463.6k $2.6m $2.6m 0.01% Reduced -18.1k -18,100
64 GROUP ONE TRADING LLC 0.10% of their portfolio CHICAGO, IL 432,870432.9k $2.4m $2.4m 0.10% New
65 Prentice Capital Management, LP 6.96% of their portfolio GREENWICH, CT 404,795404.8k $2.3m $2.3m 6.96% Added +173.9k +173,935
66 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 382,564382.6k $2.1m $2.1m 0.00% Reduced -211.9k -211,854
67 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 375,039375.0k $2.1m $2.1m 0.00% Added +19.9k +19,883
68 Tidal Investments LLC 0.06% of their portfolio Milwaukee, WI 369,309369.3k $2.1m $2.1m 0.06% Added +86.0k +86,007
69 Parallax Volatility Advisers, L.P. 0.07% of their portfolio San Francisco, CA 350,000350.0k $2.0m $2.0m 0.07% Added +200.0k +200,000
70 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 349,205349.2k $2.0m $2.0m 0.00% First filing
71 Asset Management One Co., Ltd. 0.01% of their portfolio TOKYO, M0 344,947344.9k $1.9m $1.9m 0.01% Added +86.7k +86,674
72 CIBC Asset Management Inc 0.01% of their portfolio TORONTO, Z4 338,850338.9k $1.9m $1.9m 0.01% Added +118.6k +118,569
73 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 334,700334.7k $1.9m $1.9m 0.00% Added +89.5k +89,454
74 Treasurer of the State of North Carolina 0.01% of their portfolio RALEIGH, NC 327,208327.2k $1.8m $1.8m 0.01% Added +1.7k +1,660
75 Cinctive Capital Management LP 0.10% of their portfolio New York, NY 319,988320.0k $1.8m $1.8m 0.10% New
76 FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 0.02% of their portfolio STOCKHOLM, V7 315,800315.8k $1.8m $1.8m 0.02% Added +75.7k +75,700
77 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 308,598308.6k $1.7m $1.7m 0.05% Added +192.2k +192,171
78 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 304,878304.9k $1.7m $1.7m 0.00% Added +55.8k +55,835
79 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 303,481303.5k $1.7m $1.7m 0.01% Reduced -33.6k -33,621
80 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 302,335302.3k $1.7m $1.7m 0.00% Reduced -71.0k -70,999
81 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 297,320297.3k $1.7m $1.7m 0.00% Reduced -8.3k -8,299
82 Bayesian Capital Management, LP 0.19% of their portfolio Brooklyn, NY 294,549294.5k $1.6m $1.6m 0.19% New
83 ROYAL LONDON ASSET MANAGEMENT LTD 0.01% of their portfolio UNITED KINGDOM, X0 284,476284.5k $1.6m $1.6m 0.01% Added +36.5k +36,529
84 ING GROEP NV 0.01% of their portfolio AMSTERDAM, P7 276,101276.1k $1.5m $1.5m 0.01% Added +125.7k +125,671
85 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 273,004273.0k $1.5m $1.5m 0.01% Added +21.9k +21,923
86 BI Asset Management Fondsmaeglerselskab A/S 0.04% of their portfolio KOBENHAVN, G7 271,424271.4k $1.5m $1.5m 0.04% Added +42.6k +42,595
87 WESTWOOD HOLDINGS GROUP INC 0.01% of their portfolio DALLAS, TX 262,459262.5k $1.5m $1.5m 0.01% Reduced -61.3k -61,297
88 CIBC WORLD MARKETS CORP 0.01% of their portfolio NEW YORK, NY 261,433261.4k $1.5m $1.5m 0.01% Added +107.8k +107,843
89 WORLDQUANT MILLENNIUM ADVISORS LLC 0.02% of their portfolio NEW YORK, NY 256,702256.7k $1.4m $1.4m 0.02% New
90 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 249,935249.9k $1.4m $1.4m 0.00% Added +52.2k +52,170
91 ARIZONA STATE RETIREMENT SYSTEM 0.01% of their portfolio PHOENIX, AZ 248,101248.1k $1.4m $1.4m 0.01% Added +2.4k +2,449
92 SHELTON CAPITAL MANAGEMENT 0.05% of their portfolio Denver, CO 241,639241.6k $1.4m $1.4m 0.05% Added +91.0k +91,016
93 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 237,541237.5k $1.3m $1.3m 0.01% New
94 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 226,061226.1k $1.3m $1.3m 0.00% Added +67.5k +67,491
95 IFM Investors Pty Ltd 0.02% of their portfolio MELBOURNE, C3 220,187220.2k $1.2m $1.2m 0.02% Added +116.4k +116,388
96 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 213,004213.0k $1.2m $1.2m 0.00% Reduced -42.9k -42,862
97 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 208,691208.7k $1.2m $1.2m 0.00% Reduced -2.4k -2,353
98 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 206,227206.2k $1.2m $1.2m 0.00% Added +13.2k +13,238
99 Korea Investment CORP 0.00% of their portfolio SEOUL, M5 196,760196.8k $1.1m $1.1m 0.00% Added +80.4k +80,393
100 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 194,400194.4k $1.1m $1.1m 0.00% Added +38.4k +38,400