Vault-13

LOGISTICS INNOVTN TECHNLGS C

CLASS A COM · CUSIP 54141L100

77 institutional holders +11 vs Q4 2022
34,424,41234.4m shares reported held*
$349.6mreported value*
18 new 15 added 11 reduced 7 sold out net bought ≈ $42.8m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.15.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 58Q4 22: 66Q1 23: 7777Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202258
Q4 202266
Q1 202377

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 23 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 18 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222320
Q1 20233318

Biggest buyers

First Trust Capital Management L.P. Added +1,430,734+1.4m
Mizuho Markets Cayman LP New +1,400,000+1.4m
MIZUHO MARKETS AMERICAS LLC Added +1,310,000+1.3m
ARISTEIA CAPITAL, L.L.C. New +1,297,723+1.3m
HGC Investment Management Inc. New +632,000+632.0k
Westchester Capital Management, LLC Added +350,000+350.0k
JPMORGAN CHASE & CO New +350,000+350.0k
FIR TREE CAPITAL MANAGEMENT LP New +344,110+344.1k
Shaolin Capital Management LLC Added +300,312+300.3k
Quarry LP New +300,000+300.0k

Biggest sellers

Sculptor Capital LP Reduced -1,407,700-1.4m
MARSHALL WACE, LLP Sold out -1,262,336-1.3m
Cowen Investment Management LLC Sold out -1,070,000-1.1m
Ghisallo Capital Management LLC Reduced -403,044-403.0k
Cubist Systematic Strategies, LLC Reduced -334,317-334.3k
MANGROVE PARTNERS IM, LLC Sold out -200,000-200.0k
GUGGENHEIM CAPITAL LLC Sold out -88,696-88.7k
Anson Funds Management LP Sold out -75,000-75.0k
Caprock Group, LLC Reduced -50,609-50.6k
Magnetar Financial LLC Reduced -22,900-22.9k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.05% of their portfolio Boston, MA 2,400,0002.4m $24.4m $24.4m 0.05% Unchanged
2 Caprock Group, LLC 1.68% of their portfolio BOISE, ID 2,134,9002.1m $21.7m $21.7m 1.68% Reduced -50.6k -50,609
3 683 Capital Management, LLC 1.81% of their portfolio NEW YORK, NY 1,994,2662.0m $20.3m $20.3m 1.81% Unchanged
4 Atlas Merchant Capital LLC 3.09% of their portfolio New York, NY 1,750,0001.8m $17.8m $17.8m 3.09% Unchanged
5 First Trust Capital Management L.P. 0.74% of their portfolio CHICAGO, IL 1,681,1341.7m $17.1m $17.1m 0.74% Added +1.4m +1,430,734
6 DAVIDSON KEMPNER PARTNERS 0.35% of their portfolio New York, NY 1,400,0001.4m $14.2m $14.2m 0.35% First filing
7 Davidson Kempner Capital Management LP 0.30% of their portfolio New York, NY 1,400,0001.4m $14.2m $14.2m 0.30% Unchanged
8 Mizuho Markets Cayman LP 0.61% of their portfolio NEW YORK, NY 1,400,0001.4m $14.2m $14.2m 0.61% New
9 MIZUHO MARKETS AMERICAS LLC 0.61% of their portfolio NEW YORK, NY 1,400,0001.4m $14.2m $14.2m 0.61% Added +1.3m +1,310,000
10 ARISTEIA CAPITAL, L.L.C. 0.33% of their portfolio GREENWICH, CT 1,297,7231.3m $13.2m $13.2m 0.33% New
11 AQR Arbitrage LLC 0.34% of their portfolio Greenwich, CT 1,107,7001.1m $11.2m $11.2m 0.34% Added +142.2k +142,197
12 Westchester Capital Management, LLC 0.35% of their portfolio VALHALLA, NY 1,067,2451.1m $10.8m $10.8m 0.35% Added +350.0k +350,000
13 Periscope Capital Inc. 0.47% of their portfolio Toronto, A6 1,006,9891.0m $10.2m $10.2m 0.47% Added +200.6k +200,559
14 Third Point LLC 0.17% of their portfolio NEW YORK, NY 1,000,0001.0m $10.2m $10.2m 0.17% Unchanged
15 KIM, LLC 0.71% of their portfolio WICHITA, KS 1,000,0001.0m $10.2m $10.2m 0.71% Unchanged
16 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.06% of their portfolio TORONTO, A6 975,114975.1k $9.9m $9.9m 0.06% Unchanged
17 Schechter Investment Advisors, LLC 0.70% of their portfolio BIRMINGHAM, MI 748,291748.3k $7.6m $7.6m 0.70% Reduced -4.8k -4,759
18 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 746,934746.9k $7.6m $7.6m 0.02% Unchanged
19 Shaolin Capital Management LLC 0.22% of their portfolio Miami, FL 720,450720.5k $7.3m $7.3m 0.22% Added +300.3k +300,312
20 HGC Investment Management Inc. 0.66% of their portfolio TORONTO, A6 632,000632.0k $6.4m $6.4m 0.66% New
21 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 600,000600.0k $6.1m $6.1m 0.00% Reduced -218 -218
22 Saba Capital Management, L.P. 0.11% of their portfolio NEW YORK, NY 450,000450.0k $4.6m $4.6m 0.11% Unchanged
23 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 433,725433.7k $4.4m $4.4m 0.01% Reduced -13.2k -13,215
24 Radcliffe Capital Management, L.P. 0.26% of their portfolio BALA CYNWYD, PA 402,238402.2k $4.1m $4.1m 0.26% Unchanged
25 Hudson Bay Capital Management LP 0.02% of their portfolio STAMFORD, CT 400,000400.0k $4.1m $4.1m 0.02% Added +200.0k +200,000
26 Linden Advisors LP 0.04% of their portfolio New York, NY 393,000393.0k $4.0m $4.0m 0.04% Unchanged
27 Sage Rock Capital Management LP 1.98% of their portfolio NEW YORK, NY 376,305376.3k $3.8m $3.8m 1.98% Unchanged
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 350,000350.0k $3.6m $3.6m 0.00% New
29 Castle Creek Arbitrage, LLC 0.39% of their portfolio AVON, CO 349,998350.0k $3.6m $3.6m 0.39% Unchanged
30 FIR TREE CAPITAL MANAGEMENT LP 0.28% of their portfolio New York, NY 344,110344.1k $3.5m $3.5m 0.28% New
31 CVI Holdings, LLC 1.25% of their portfolio WILMINGTON, DE 325,603325.6k $3.3m $3.3m 1.25% Unchanged
32 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 319,050319.1k $3.2m $3.2m 0.00% Unchanged
33 Quarry LP 1.69% of their portfolio NEW YORK, NY 300,000300.0k $3.0m $3.0m 1.69% New
34 Verition Fund Management LLC 0.05% of their portfolio GREENWICH, CT 279,089279.1k $2.8m $2.8m 0.05% Added +55.6k +55,588
35 Cubist Systematic Strategies, LLC 0.03% of their portfolio STAMFORD, CT 275,937275.9k $2.8m $2.8m 0.03% Reduced -334.3k -334,317
36 Exos TFP Holdings LLC 0.66% of their portfolio NEW YORK, NY 258,961259.0k $2.6m $2.6m 0.66% Unchanged
37 LMR Partners LLP 0.05% of their portfolio LONDON, X0 250,000250.0k $2.5m $2.5m 0.05% Unchanged
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 246,543246.5k $2.5m $2.5m 0.00% Reduced -5.1k -5,085
39 P SCHOENFELD ASSET MANAGEMENT LP 0.22% of their portfolio NEW YORK, NY 204,111204.1k $2.1m $2.1m 0.22% Unchanged
40 Driehaus Capital Management LLC 0.03% of their portfolio Chicago, IL 192,225192.2k $2.0m $2.0m 0.03% Unchanged
41 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.04% of their portfolio CHICAGO, IL 184,322184.3k $1.9m $1.9m 0.04% New
42 Karpus Management, Inc. 0.05% of their portfolio Pittsford, NY 151,064151.1k $1.5m $1.5m 0.05% New
43 CANTOR FITZGERALD, L. P. 0.03% of their portfolio NEW YORK, NY 150,000150.0k $1.5m $1.5m 0.03% Unchanged
44 Wealthspring Capital LLC 1.83% of their portfolio WEST HARRISON, NY 110,299110.3k $1.1m $1.1m 1.83% Added +12.2k +12,220
45 DELTEC ASSET MANAGEMENT LLC 0.27% of their portfolio New York, NY 107,507107.5k $1.1m $1.1m 0.27% New
46 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 100,000100.0k $1.0m $1.0m 0.01% Added +50.0k +50,000
47 PICTON MAHONEY ASSET MANAGEMENT 0.05% of their portfolio Toronto, A6 100,000100.0k $1.0m $1.0m 0.05% New
48 Segantii Capital Management Ltd 0.05% of their portfolio HONG KONG, K3 100,000100.0k $1.0m $1.0m 0.05% Unchanged
49 Terrapin Asset Management, LLC 1.31% of their portfolio Miami, FL 96,50196.5k $980.2k $980.2k 1.31% Unchanged
50 Magnetar Financial LLC 0.01% of their portfolio EVANSTON, IL 75,34575.3k $764.8k $764.8k 0.01% Reduced -22.9k -22,900
51 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 64,00064.0k $650.1k $650.1k 0.01% Unchanged
52 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 60,00060.0k $610.0k $610.0k 0.01% Added +32.5k +32,450
53 RPO LLC 0.18% of their portfolio Stamford, CT 59,61259.6k $605.5k $605.5k 0.18% New
54 Tuttle Capital Management, LLC 3.39% of their portfolio RIVERSIDE, CT 51,35651.4k $521.7k $521.7k 3.39% Added +1.4k +1,427
55 PRELUDE CAPITAL MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 50,00050.0k $507.9k $507.9k 0.03% New
56 ROBINSON CAPITAL MANAGEMENT, LLC 0.24% of their portfolio GROSSE POINTE FARMS, MI 50,00050.0k $508.5k $508.5k 0.24% Added +12.4k +12,450
57 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 46,20046.2k $469.0k $469.0k 0.00% Unchanged
58 Ghisallo Capital Management LLC 0.09% of their portfolio BOSTON, MA 37,28737.3k $378.5k $378.5k 0.09% Reduced -403.0k -403,044
59 Elequin Capital, LP 0.26% of their portfolio NEW YORK, NY 36,30036.3k $368.7k $368.7k 0.26% Unchanged
60 Virtu Financial LLC 0.04% of their portfolio New York, NY 36,14036.1k $367.0k $367.0k 0.04% Added +19.9k +19,904
61 Walleye Trading LLC 0.01% of their portfolio NEW YORK, NY 36,00036.0k $365.7k $365.7k 0.01% Unchanged
62 Meteora Capital, LLC 0.04% of their portfolio Boca Raton, FL 32,80432.8k $333.2k $333.2k 0.04% Unchanged
63 Sculptor Capital LP 0.01% of their portfolio New York, NY 31,56231.6k $320.6k $320.6k 0.01% Reduced -1.4m -1,407,700
64 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 26,82526.8k $272.5k $272.5k 0.01% New
65 Ethic Inc. 0.01% of their portfolio NEW YORK, NY 23,10023.1k $234.6k $234.6k 0.01% Unchanged
66 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 22,12722.1k $224.6k $224.6k 0.00% Unchanged
67 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.01% of their portfolio WEST PALM BEACH, FL 15,00015.0k $152.2k $152.2k 0.01% New
68 GLAZER CAPITAL, LLC 0.01% of their portfolio New York, NY 14,99515.0k $152.0k $152.0k 0.01% Added +4 +4
69 CONDOR CAPITAL MANAGEMENT 0.02% of their portfolio MARTINSVILLE, NJ 14,78814.8k $150.2k $150.2k 0.02% New
70 Sage Mountain Advisors LLC 0.02% of their portfolio ATLANTA, GA 14,24914.2k $144.7k $144.7k 0.02% Reduced -1.6k -1,569
71 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 12,65812.7k $129.0k $129.0k 0.01% New
72 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 11,23511.2k $114.0k $114.0k 0.02% New
73 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 10,95911.0k $111.0k $111.0k 0.00% Unchanged
74 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,1972.2k $22.3k $22.3k 0.00% New
75 Spartan Fund Management Inc. 0.00% of their portfolio TORONTO, ONTARIO, Z4 800800 $8.1k $8.1k 0.00% Unchanged
76 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 8787 $884 $884 0.00% Reduced -4 -4
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged