Vault-13

LIVENT CORP LTHM 4.125 07.15.25

NOTE 4.125% 7/1 · US DOMESTIC · CUSIP 53814LAB4

15 institutional holders -1 vs Q1 2024
6,252,9266.3m shares reported held*
$311.1mreported value*
1 new 5 added 5 reduced 2 sold out net sold ≈ $454.5k (-551.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.00.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 27Q4 22: 24Q1 23: 24Q2 23: 24Q3 23: 29Q4 23: 21Q1 24: 16Q2 24: 1515Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202227
Q4 202224
Q1 202324
Q2 202324
Q3 202329
Q4 202321
Q1 202416
Q2 202415

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 7 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 11 cut or sold outQ2 23: 7 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 12 bought or addedQ3 23: 5 cut or sold outQ4 23: 5 bought or addedQ4 23: 13 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 8 cut or sold outQ2 24: 6 bought or addedQ2 24: 7 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202279
Q1 20231311
Q2 202378
Q3 2023125
Q4 2023513
Q1 202468
Q2 202467

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. Added +4,726,000+4.7m
DeepCurrents Investment Group LLC Added +2,460,000+2.5m
Linden Advisors LP Added +1,226,000+1.2m
Verition Fund Management LLC Added +364,000+364.0k
Mirabaud Asset Management (France) SAS New +250,000+250.0k
CITIGROUP INC Added +2,000+2.0k

Biggest sellers

Warberg Asset Management LLC Sold out -3,000,000-3.0m
CITADEL ADVISORS LLC Reduced -2,702,000-2.7m
CAPSTONE INVESTMENT ADVISORS, LLC Reduced -2,000,000-2.0m
NOMURA HOLDINGS INC Reduced -551,745-551.7k
LAZARD ASSET MANAGEMENT LLC Reduced -500,000-500.0k
WESTWOOD HOLDINGS GROUP INC Sold out -460,000-460.0k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -204,000-204.0k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.61% of their portfolio New York, NY 62,977,00063.0m $73.0m $73.0m 0.61% Added +1.2m +1,226,000
2 CITADEL ADVISORS LLC 0.07% of their portfolio MIAMI, FL 61,250,00061.2m $71.3m $71.3m 0.07% Reduced -2.7m -2,702,000
3 LAZARD ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 36,000,00036.0m $41.8m $41.8m 0.05% Reduced -500.0k -500,000
4 TENOR CAPITAL MANAGEMENT Co., L.P. 0.42% of their portfolio NEW YORK, NY 22,725,00022.7m $27.0m $27.0m 0.42% Added +4.7m +4,726,000
5 DeepCurrents Investment Group LLC 1.04% of their portfolio NEW YORK, NY 22,251,00022.3m $26.0m $26.0m 1.04% Added +2.5m +2,460,000
6 DLD Asset Management, LP 5.50% of their portfolio NEW YORK, NY 20,000,00020.0m $23.5m $23.5m 5.50% Unchanged
7 CAPSTONE INVESTMENT ADVISORS, LLC 0.38% of their portfolio NEW YORK, NY 14,973,00015.0m $17.4m $17.4m 0.38% Reduced -2.0m -2,000,000
8 Verition Fund Management LLC 0.06% of their portfolio GREENWICH, CT 6,692,0006.7m $7.8m $7.8m 0.06% Added +364.0k +364,000
9 NOMURA HOLDINGS INC 0.13% of their portfolio TOKYO, M0 6,252,9266.3m $21.0m $21.0m 0.13% Reduced -551.7k -551,745
10 BOOTHBAY FUND MANAGEMENT, LLC 0.15% of their portfolio NEW YORK, NY 4,075,0004.1m $4.8m $4.8m 0.15% Reduced -204.0k -204,000
11 CQS (US), LLC 0.71% of their portfolio NEW YORK, NY 2,200,0002.2m $2.6m $2.6m 0.71% Unchanged
12 FMR LLC 0.00% of their portfolio BOSTON, MA 2,085,0002.1m $2.4m $2.4m 0.00% Unchanged
13 Mirabaud Asset Management (France) SAS 0.16% of their portfolio PARIS, I0 250,000250.0k $296.7k $296.7k 0.16% New
14 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 5,0005.0k $5.8k $5.8k 0.00% Added +2.0k +2,000
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged