Vault-13

LIVENT CORP LTHM 4.125 07.15.25

NOTE 4.125% 7/1 · US DOMESTIC · CUSIP 53814LAB4

24 institutional holders +0 vs Q1 2023
$253.7mprincipal reported held*
$805.7mreported value*
3 new 4 added 6 reduced 2 sold out net sold ≈ $11.3m (-100.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.3m this quarter). Holder counts are more reliable.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 27Q4 22: 24Q1 23: 24Q2 23: 2424Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202227
Q4 202224
Q1 202324
Q2 202324

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 7 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 7 bought or addedQ2 23: 8 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202279
Q1 20231311
Q2 202378

Biggest buyers

VOYA INVESTMENT MANAGEMENT LLC New +9,500,000+9.5m
Worth Venture Partners, LLC Added +412,000+412.0k
CITADEL ADVISORS LLC Added +200,000+200.0k
Warberg Asset Management LLC New +45,000+45.0k
AMERICAN CENTURY COMPANIES INC New +32,000+32.0k
CITIGROUP INC Added +8,000+8.0k
BARCLAYS PLC Added +6,000+6.0k

Biggest sellers

Linden Advisors LP Reduced -4,000,000-4.0m
FMR LLC Reduced -3,235,000-3.2m
BANK OF AMERICA CORP /DE/ Reduced -2,012,000-2.0m
DLD Asset Management, LP Reduced -1,605,000-1.6m
BANK OF MONTREAL /CAN/ Sold out -1,500,000-1.5m
BOOTHBAY FUND MANAGEMENT, LLC Reduced -1,144,000-1.1m
LORD, ABBETT & CO. LLC Reduced -128,000-128.0k
Bank of New York Mellon Corp Sold out -100,000-100.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CITADEL ADVISORS LLC 0.33% of their portfolio MIAMI, FL 91,491,00091.5m $292.8m $292.8m 0.33% Added +200.0k +200,000
2 LAZARD ASSET MANAGEMENT LLC 0.14% of their portfolio NEW YORK, NY 36,000,00036.0m $115.4m $115.4m 0.14% Unchanged
3 DeepCurrents Investment Group LLC 2.72% of their portfolio NEW YORK, NY 19,791,00019.8m $63.3m $63.3m 2.72% Unchanged
4 Linden Advisors LP 0.59% of their portfolio New York, NY 17,614,00017.6m $56.5m $56.5m 0.59% Reduced -4.0m -4,000,000
5 CAPSTONE INVESTMENT ADVISORS, LLC 1.60% of their portfolio NEW YORK, NY 16,973,00017.0m $54.4m $54.4m 1.60% Unchanged
6 DLD Asset Management, LP 5.75% of their portfolio NEW YORK, NY 13,310,00013.3m $42.8m $42.8m 5.75% Reduced -1.6m -1,605,000
7 Davidson Kempner Capital Management LP 0.84% of their portfolio New York, NY 12,500,00012.5m $40.0m $40.0m 0.84% Unchanged
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 11,817,00011.8m $37.8m $37.8m 0.00% Reduced -2.0m -2,012,000
9 VOYA INVESTMENT MANAGEMENT LLC 0.03% of their portfolio ATLANTA, GA 9,500,0009.5m $30.5m $30.5m 0.03% New
10 BOOTHBAY FUND MANAGEMENT, LLC 0.51% of their portfolio NEW YORK, NY 5,080,0005.1m $16.3m $16.3m 0.51% Reduced -1.1m -1,144,000
11 TENOR CAPITAL MANAGEMENT Co., L.P. 0.29% of their portfolio NEW YORK, NY 4,267,0004.3m $13.8m $13.8m 0.29% Unchanged
12 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 3,218,0003.2m $10.3m $10.3m 0.02% Reduced -128.0k -128,000
13 III Capital Management 0.75% of their portfolio BOCA RATON, FL 3,000,0003.0m $9.6m $9.6m 0.75% Unchanged
14 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 2,342,3482.3m $660.8k $660.8k 0.01% Unchanged
15 CQS (US), LLC 0.84% of their portfolio NEW YORK, NY 2,200,0002.2m $7.0m $7.0m 0.84% Unchanged
16 FMR LLC 0.00% of their portfolio BOSTON, MA 2,085,0002.1m $6.7m $6.7m 0.00% Reduced -3.2m -3,235,000
17 Worth Venture Partners, LLC 3.19% of their portfolio FORT LEE, NJ 1,811,0001.8m $5.8m $5.8m 3.19% Added +412.0k +412,000
18 WESTWOOD HOLDINGS GROUP INC 0.01% of their portfolio DALLAS, TX 460,000460.0k $1.5m $1.5m 0.01% Unchanged
19 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 86,00086.0k $275.3k $275.3k 0.00% Added +8.0k +8,000
20 Warberg Asset Management LLC 0.04% of their portfolio WINNETKA, IL 45,00045.0k $144.1k $144.1k 0.04% New
21 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 32,00032.0k $102.6k $102.6k 0.00% New
22 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 25,00025.0k $80.3k $80.3k 0.00% Added +6.0k +6,000
23 Verition Fund Management LLC 0.32% of their portfolio GREENWICH, CT 6,3286.3k $20.3m $20.3m 0.32% Unchanged
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged