Vault-13

LIVENT CORP LTHM 4.125 07.15.25

NOTE 4.125% 7/1 · US DOMESTIC · CUSIP 53814LAB4

24 institutional holders +0 vs Q4 2022
100,000100.0k shares reported held*
$731.9mreported value*
4 new 9 added 6 reduced 5 sold out net bought ≈ $7.4m (-900.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7517.48.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 27Q4 22: 24Q1 23: 2424Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202227
Q4 202224
Q1 202324

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 7 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 11 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202279
Q1 20231311

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +4,336,000+4.3m
III Capital Management New +3,000,000+3.0m
FMR LLC Added +2,660,000+2.7m
DeepCurrents Investment Group LLC Added +2,003,000+2.0m
BOOTHBAY FUND MANAGEMENT, LLC Added +561,000+561.0k
LAZARD ASSET MANAGEMENT LLC Added +555,000+555.0k
DLD Asset Management, LP Added +500,000+500.0k
WESTWOOD HOLDINGS GROUP INC New +460,000+460.0k
Bank of New York Mellon Corp New +100,000+100.0k
Worth Venture Partners, LLC Added +84,000+84.0k

Biggest sellers

Verition Fund Management LLC Reduced -5,165,672-5.2m
VOYA INVESTMENT MANAGEMENT LLC Sold out -5,100,000-5.1m
TENOR CAPITAL MANAGEMENT Co., L.P. Reduced -3,400,000-3.4m
BNP PARIBAS ASSET MANAGEMENT Holding S.A. Sold out -1,000,000-1.0m
Linden Advisors LP Reduced -936,000-936.0k
CITADEL ADVISORS LLC Reduced -600,000-600.0k
BANK OF MONTREAL /CAN/ Reduced -300,000-300.0k
Federation des caisses Desjardins du Quebec Sold out -52,000-52.0k
MacKay Shields LLC Sold out -52,000-52.0k
LORD, ABBETT & CO. LLC Reduced -46,000-46.0k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CITADEL ADVISORS LLC 0.26% of their portfolio MIAMI, FL 91,291,00091.3m $233.3m $233.3m 0.26% Reduced -600.0k -600,000
2 LAZARD ASSET MANAGEMENT LLC 0.12% of their portfolio NEW YORK, NY 36,000,00036.0m $92.1m $92.1m 0.12% Added +555.0k +555,000
3 Linden Advisors LP 0.59% of their portfolio New York, NY 21,614,00021.6m $55.6m $55.6m 0.59% Reduced -936.0k -936,000
4 DeepCurrents Investment Group LLC 2.19% of their portfolio NEW YORK, NY 19,791,00019.8m $50.8m $50.8m 2.19% Added +2.0m +2,003,000
5 CAPSTONE INVESTMENT ADVISORS, LLC 1.34% of their portfolio NEW YORK, NY 16,973,00017.0m $43.4m $43.4m 1.34% Unchanged
6 DLD Asset Management, LP 3.88% of their portfolio NEW YORK, NY 14,915,00014.9m $38.6m $38.6m 3.88% Added +500.0k +500,000
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 13,829,00013.8m $35.3m $35.3m 0.00% Added +4.3m +4,336,000
8 DAVIDSON KEMPNER PARTNERS 0.79% of their portfolio New York, NY 12,500,00012.5m $31.9m $31.9m 0.79% First filing
9 Davidson Kempner Capital Management LP 0.67% of their portfolio New York, NY 12,500,00012.5m $31.9m $31.9m 0.67% Unchanged
10 BOOTHBAY FUND MANAGEMENT, LLC 0.43% of their portfolio NEW YORK, NY 6,224,0006.2m $16.2m $16.2m 0.43% Added +561.0k +561,000
11 FMR LLC 0.00% of their portfolio BOSTON, MA 5,320,0005.3m $13.6m $13.6m 0.00% Added +2.7m +2,660,000
12 TENOR CAPITAL MANAGEMENT Co., L.P. 0.22% of their portfolio NEW YORK, NY 4,267,0004.3m $11.0m $11.0m 0.22% Reduced -3.4m -3,400,000
13 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 3,346,0003.3m $8.5m $8.5m 0.02% Reduced -46.0k -46,000
14 III Capital Management 0.53% of their portfolio BOCA RATON, FL 3,000,0003.0m $7.7m $7.7m 0.53% New
15 NOMURA HOLDINGS INC 0.50% of their portfolio TOKYO, M0 2,342,3482.3m $50.9m $50.9m 0.50% Added +1.0k +1,043
16 CQS (US), LLC 0.72% of their portfolio NEW YORK, NY 2,200,0002.2m $5.7m $5.7m 0.72% Unchanged
17 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,500,0001.5m $3.7m $3.7m 0.00% Reduced -300.0k -300,000
18 Worth Venture Partners, LLC 1.79% of their portfolio FORT LEE, NJ 1,399,0001.4m $3.6m $3.6m 1.79% Added +84.0k +84,000
19 WESTWOOD HOLDINGS GROUP INC 0.01% of their portfolio DALLAS, TX 460,000460.0k $1.2m $1.2m 0.01% New
20 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 100,000100.0k $245.0k $245.0k 0.00% New
21 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 78,00078.0k $199.2k $199.2k 0.00% New
22 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 19,00019.0k $49.0k $49.0k 0.00% Added +16.0k +16,000
23 Verition Fund Management LLC 0.26% of their portfolio GREENWICH, CT 6,3286.3k $16.2m $16.2m 0.26% Reduced -5.2m -5,165,672
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged