Vault-13

LIVENT CORP

COM · Common Stock · CUSIP 53814L108

442 institutional holders +15 vs Q1 2023
175,350,746175.4m shares reported held*
$4.8bnreported value*
72 new 152 added 133 reduced 62 sold out net sold ≈ $3.8m (+354.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.42. Options: 25 managers hold calls ($68.1m notional), 16 hold puts ($52.4m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 428Q4 22: 426Q1 23: 427Q2 23: 442442Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022428
Q4 2022426
Q1 2023427
Q2 2023442

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 206 bought or addedQ4 22: 203 cut or sold outQ4 22Q1 23: 214 bought or addedQ1 23: 187 cut or sold outQ1 23Q2 23: 224 bought or addedQ2 23: 195 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022206203
Q1 2023214187
Q2 2023224195

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $159.3mQ3 22 puts: $71.5mQ3 22P/C 0.45Q4 22 calls: $58.0mQ4 22 puts: $46.8mQ4 22P/C 0.81Q1 23 calls: $45.4mQ1 23 puts: $51.7mQ1 23P/C 1.14Q2 23 calls: $68.1mQ2 23 puts: $52.4mQ2 23P/C 0.77
Numbers
QuarterCallsPutsP/C
Q3 2022$159.3m$71.5m0.45
Q4 2022$58.0m$46.8m0.81
Q1 2023$45.4m$51.7m1.14
Q2 2023$68.1m$52.4m0.77

Biggest buyers

WELLINGTON MANAGEMENT GROUP LLP Added +4,917,120+4.9m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,634,828+1.6m
JANE STREET GROUP, LLC Added +1,529,360+1.5m
CI INVESTMENTS INC. Added +1,479,106+1.5m
BlackRock Inc. Added +1,082,756+1.1m
CITADEL ADVISORS LLC Added +1,082,414+1.1m
SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC New +941,102+941.1k
Capital Research Global Investors Added +934,573+934.6k
PRINCIPAL FINANCIAL GROUP INC Added +733,642+733.6k
JOHO CAPITAL LLC New +710,000+710.0k

Biggest sellers

Capital International Investors Sold out -4,944,111-4.9m
Grantham, Mayo, Van Otterloo & Co. LLC Reduced -2,780,458-2.8m
NORGES BANK Reduced -1,012,578-1.0m
TWO SIGMA INVESTMENTS, LP Reduced -980,134-980.1k
MILLENNIUM MANAGEMENT LLC Reduced -887,974-888.0k
MARSHALL WACE, LLP Reduced -770,104-770.1k
VICTORY CAPITAL MANAGEMENT INC Reduced -751,533-751.5k
TWO SIGMA ADVISERS, LP Sold out -677,715-677.7k
Skandinaviska Enskilda Banken AB (publ) Sold out -542,978-543.0k
Man Group plc Sold out -491,386-491.4k

Biggest calls

Squarepoint Ops LLC Added $15.8m574.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $14.0m510.4k shares
GROUP ONE TRADING LLC Added $7.5m273.8k shares
CITADEL ADVISORS LLC Reduced $4.8m175.9k shares
JANE STREET GROUP, LLC Reduced $4.6m166.9k shares
SIMPLEX TRADING, LLC Added $4.5m165.1k shares
Walleye Trading LLC Reduced $3.1m113.3k shares
BANK OF AMERICA CORP /DE/ New $2.2m80.0k shares
WOLVERINE TRADING, LLC New $2.0m75.0k shares
Jefferies Financial Group Inc. New $1.4m50.0k shares

Biggest puts

Squarepoint Ops LLC Reduced $15.7m574.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $11.5m417.7k shares
Walleye Trading LLC Added $8.0m291.8k shares
GROUP ONE TRADING LLC Reduced $4.6m167.7k shares
JANE STREET GROUP, LLC Added $2.9m104.0k shares
SIMPLEX TRADING, LLC Reduced $2.6m94.3k shares
CITADEL ADVISORS LLC Reduced $2.3m85.6k shares
WOLVERINE TRADING, LLC New $1.5m54.1k shares
PEAK6 Investments LLC Reduced $1.3m47.5k shares
Walleye Capital LLC Added $1.3m47.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.02% of their portfolio New York, NY 29,366,47929.4m $805.5m $805.5m 0.02% Added +1.1m +1,082,756
2 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 20,005,57620.0m $548.8m $548.8m 0.01% Reduced -66.1k -66,058
3 WELLINGTON MANAGEMENT GROUP LLP 0.06% of their portfolio Boston, MA 12,490,42112.5m $342.6m $342.6m 0.06% Added +4.9m +4,917,120
4 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 6,119,9856.1m $167.9m $167.9m 0.01% Added +275.7k +275,686
5 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 4,492,9354.5m $123.2m $123.2m 0.04% Added +337.6k +337,613
6 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 3,505,7303.5m $96.2m $96.2m 0.01% Added +288.0k +288,004
7 Mirae Asset Global Investments Co., Ltd. 0.19% of their portfolio SEOUL, M5 3,298,4423.3m $90.1m $90.1m 0.19% Added +94.4k +94,445
8 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 3,182,3213.2m $87.3m $87.3m 0.02% Reduced -102.7k -102,651
9 Capital Research Global Investors 0.02% of their portfolio Los Angeles, CA 3,158,0543.2m $86.6m $86.6m 0.02% Added +934.6k +934,573
10 Grantham, Mayo, Van Otterloo & Co. LLC 0.39% of their portfolio Boston, MA 3,098,9973.1m $85.0m $85.0m 0.39% Reduced -2.8m -2,780,458
11 PRINCIPAL FINANCIAL GROUP INC 0.06% of their portfolio DES MOINES, IA 3,080,0673.1m $84.5m $84.5m 0.06% Added +733.6k +733,642
12 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,935,2922.9m $80.5m $80.5m 0.01% Added +73.3k +73,297
13 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 2,676,1862.7m $73.4m $73.4m 0.02% Added +84.5k +84,467
14 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 2,670,4182.7m $73.2m $73.2m 0.02% Reduced -145.9k -145,948
15 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,632,4792.6m $72.2m $72.2m 0.01% Added +133.4k +133,386
16 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 2,271,5272.3m $62.3m $62.3m 0.01% Added +49.3k +49,294
17 CIBC Private Wealth Group LLC 0.07% of their portfolio ATLANTA, GA 2,263,5242.3m $62.1m $62.1m 0.07% Reduced -474.5k -474,496
18 Amundi 0.03% of their portfolio Paris, I0 2,187,8382.2m $60.8m $60.8m 0.03% Reduced -253.8k -253,814
19 CITADEL ADVISORS LLC 0.07% of their portfolio MIAMI, FL 2,177,2172.2m $59.7m $59.7m 0.07% Added +1.1m +1,082,414
20 Legal & General Group Plc 0.02% of their portfolio London, X0 2,068,5272.1m $56.7m $56.7m 0.02% Added +387.3k +387,335
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.08% of their portfolio BALA CYNWYD, PA 1,818,9271.8m $49.9m $49.9m 0.08% Added +1.6m +1,634,828
22 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 1,590,1981.6m $43.6m $43.6m 0.06% Added +1.5m +1,529,360
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,570,7451.6m $43.1m $43.1m 0.01% Added +75.5k +75,462
24 FEDERATED HERMES, INC. 0.11% of their portfolio PITTSBURGH, PA 1,560,0001.6m $42.8m $42.8m 0.11% Reduced -70.0k -70,000
25 CI INVESTMENTS INC. 0.20% of their portfolio TORONTO, Z4 1,479,1161.5m $40.6m $40.6m 0.20% Added +1.5m +1,479,106
26 DNB Asset Management AS 0.23% of their portfolio Oslo, Q8 1,457,9321.5m $40.0m $40.0m 0.23% Reduced -9.1k -9,066
27 VAN ECK ASSOCIATES CORP 0.09% of their portfolio NEW YORK, NY 1,451,4601.5m $39.8m $39.8m 0.09% Reduced -212.1k -212,090
28 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.12% of their portfolio Paris, I0 1,434,1641.4m $39.3m $39.3m 0.12% Added +561.1k +561,078
29 VOYA INVESTMENT MANAGEMENT LLC 0.04% of their portfolio ATLANTA, GA 1,425,4091.4m $39.1m $39.1m 0.04% Reduced -189.3k -189,261
30 Leeward Investments, LLC - MA 1.72% of their portfolio BOSTON, MA 1,335,2691.3m $36.6m $36.6m 1.72% Reduced -221.8k -221,756
31 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 1,280,3501.3m $35.1m $35.1m 0.00% Reduced -101.0k -101,045
32 SHAPIRO CAPITAL MANAGEMENT LLC 0.91% of their portfolio ATLANTA, GA 1,265,2001.3m $34.7m $34.7m 0.91% Added +81.2k +81,200
33 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,239,8761.2m $34.0m $34.0m 0.01% Added +235.7k +235,689
34 Allianz Asset Management GmbH 0.07% of their portfolio MUNICH, 2M 1,224,0691.2m $33.6m $33.6m 0.07% Added +13.4k +13,398
35 WESTWOOD HOLDINGS GROUP INC 0.29% of their portfolio DALLAS, TX 1,166,9891.2m $32.0m $32.0m 0.29% Reduced -384.5k -384,467
36 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 1,121,7061.1m $30.8m $30.8m 0.02% Added +400.1k +400,110
37 EAGLE ASSET MANAGEMENT INC 0.17% of their portfolio ST PETERSBURG, FL 1,113,9781.1m $30.6m $30.6m 0.17% Added +71.9k +71,949
38 FIRST TRUST ADVISORS LP 0.03% of their portfolio Wheaton, IL 1,070,1981.1m $29.4m $29.4m 0.03% Reduced -39.3k -39,326
39 Clearbridge Investments, LLC 0.03% of their portfolio NEW YORK, NY 1,062,6971.1m $29.1m $29.1m 0.03% Added +5.4k +5,427
40 VICTORY CAPITAL MANAGEMENT INC 0.03% of their portfolio San Antonio, TX 996,826996.8k $27.3m $27.3m 0.03% Reduced -751.5k -751,533
41 Granite Investment Partners, LLC 1.04% of their portfolio EL SEGUNDO, CA 953,370953.4k $26.2m $26.2m 1.04% Reduced -397.4k -397,432
42 SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 1.31% of their portfolio Boston, MA 941,102941.1k $25.8m $25.8m 1.31% New
43 Robeco Schweiz AG 0.37% of their portfolio ZURICH, V8 894,150894.1k $24.5m $24.5m 0.37% Added +204.3k +204,350
44 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 830,464830.5k $22.8m $22.8m 0.03% Added +89.9k +89,865
45 ALPS ADVISORS INC 0.19% of their portfolio Denver, CO 798,539798.5k $21.9m $21.9m 0.19% Reduced -41.7k -41,722
46 JOHO CAPITAL LLC 3.91% of their portfolio New York, NY 710,000710.0k $19.5m $19.5m 3.91% New
47 NORDEA INVESTMENT MANAGEMENT AB 0.02% of their portfolio STOCKHOLM, V7 640,493640.5k $17.4m $17.4m 0.02% Reduced -108.1k -108,060
48 Ruffer LLP 1.02% of their portfolio LONDON, X0 635,020635.0k $17.4m $17.4m 1.02% Reduced -237.5k -237,543
49 NORGES BANK 0.00% of their portfolio OSLO, Q8 623,150623.1k $17.1m $17.1m 0.00% Reduced -1.0m -1,012,578
50 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 549,575549.6k $15.1m $15.1m 0.02% Reduced -237.0k -237,032
51 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 524,344524.3k $14.4m $14.4m 0.02% Added +10.5k +10,508
52 Penn Capital Management Company, LLC 1.40% of their portfolio PHILADELPHIA, PA 523,352523.4k $14.4m $14.4m 1.40% Reduced -124.7k -124,741
53 NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio ALBANY, NY 509,430509.4k $14.0m $14.0m 0.02% Reduced -42.3k -42,341
54 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 495,549495.5k $13.6m $13.6m 0.01% Reduced -888.0k -887,974
55 Covalis Capital LLP 2.93% of their portfolio LONDON, X0 493,816493.8k $13.5m $13.5m 2.93% Added +234.1k +234,132
56 Redwood Investments, LLC 1.64% of their portfolio BOSTON, MA 488,537488.5k $13.4m $13.4m 1.64% Added +8.3k +8,294
57 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 476,143476.1k $13.1m $13.1m 0.00% Reduced -191.7k -191,685
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 475,147475.1k $13.1m $13.1m 0.00% Added +443.3k +443,296
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 461,834461.8k $12.7m $12.7m 0.00% Reduced -11.3k -11,279
60 ROYCE & ASSOCIATES LP 0.11% of their portfolio New York, NY 421,027421.0k $11.5m $11.5m 0.11% Reduced -2.4k -2,400
61 Swiss National Bank 0.01% of their portfolio ZURICH, V8 391,135391.1k $10.7m $10.7m 0.01% Added +4.0k +4,000
62 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 389,367389.4k $10.7m $10.7m 0.00% Added +48.0k +47,993
63 PEREGRINE CAPITAL MANAGEMENT LLC 0.28% of their portfolio MINNEAPOLIS, MN 373,151373.2k $10.2m $10.2m 0.28% New
64 CANADA LIFE ASSURANCE Co 0.02% of their portfolio WINNIPEG, A2 370,006370.0k $10.2m $10.2m 0.02% Added +13.5k +13,475
65 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 369,867369.9k $10.1m $10.1m 0.01% Added +149.6k +149,647
66 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 365,137365.1k $10.0m $10.0m 0.01% Added +34.5k +34,452
67 SEGALL BRYANT & HAMILL, LLC 0.10% of their portfolio CHICAGO, IL 364,503364.5k $10.0m $10.0m 0.10% Added +1.9k +1,917
68 ENGINE NO. 1 LLC 4.74% of their portfolio San Francisco, CA 354,176354.2k $9.7m $9.7m 4.74% Reduced -64.1k -64,087
69 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 339,000339.0k $9.3m $9.3m 0.01% Reduced -460.9k -460,900
70 CAPITAL MANAGEMENT CORP /VA 1.94% of their portfolio GLEN ALLEN, VA 331,378331.4k $9.1m $9.1m 1.94% Reduced -64.4k -64,395
71 ExodusPoint Capital Management, LP 0.10% of their portfolio NEW YORK, NY 327,349327.3k $9.0m $9.0m 0.10% Reduced -166.0k -165,986
72 AGF MANAGEMENT LTD 0.06% of their portfolio TORONTO, A6 325,000325.0k $8.9m $8.9m 0.06% Unchanged
73 Public Sector Pension Investment Board 0.06% of their portfolio MONTREAL, A8 318,949318.9k $8.7m $8.7m 0.06% Added +3.5k +3,472
74 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 309,658309.7k $8.5m $8.5m 0.01% Reduced -182.9k -182,906
75 Ensign Peak Advisors, Inc 0.02% of their portfolio SALT LAKE CITY, UT 298,843298.8k $8.2m $8.2m 0.02% Reduced -33.6k -33,621
76 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 295,889295.9k $8.1m $8.1m 0.02% Reduced -770.1k -770,104
77 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 282,787282.8k $7.8m $7.8m 0.02% Added +49.7k +49,675
78 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 282,339282.3k $7.7m $7.7m 0.01% Added +72.7k +72,659
79 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 280,758280.8k $7.7m $7.7m 0.01% Added +13.0k +13,049
80 Lisanti Capital Growth, LLC 1.05% of their portfolio NEW YORK, NY 276,720276.7k $7.6m $7.6m 1.05% New
81 STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio MADISON, WI 272,404272.4k $7.5m $7.5m 0.02% Reduced -8.4k -8,390
82 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 268,292268.3k $7.4m $7.4m 0.00% Added +12.1k +12,075
83 KENNEDY CAPITAL MANAGEMENT LLC 0.16% of their portfolio ST LOUIS, MO 257,397257.4k $7.1m $7.1m 0.16% Added +13.4k +13,425
84 Polar Capital Holdings Plc 0.05% of their portfolio London, X0 242,000242.0k $6.6m $6.6m 0.05% Added +84.8k +84,800
85 Swedbank AB 0.01% of their portfolio STOCKHOLM, V7 240,600240.6k $6.6m $6.6m 0.01% Added +38.0k +38,000
86 Bragg Financial Advisors, Inc 0.36% of their portfolio CHARLOTTE, NC 239,555239.6k $6.6m $6.6m 0.36% Added +180 +180
87 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 233,889233.9k $6.4m $6.4m 0.01% Added +3.1k +3,091
88 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 228,982229.0k $6.3m $6.3m 0.01% Reduced -24.0k -24,023
89 ESSEX INVESTMENT MANAGEMENT CO LLC 0.86% of their portfolio BOSTON, MA 224,478224.5k $6.2m $6.2m 0.86% Reduced -6.5k -6,494
90 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 218,176218.2k $6.0m $6.0m 0.01% Added +289 +289
91 Yaupon Capital Management LP 0.81% of their portfolio NEW YORK, NY 218,159218.2k $6.0m $6.0m 0.81% New
92 FMR LLC 0.00% of their portfolio BOSTON, MA 215,139215.1k $5.9m $5.9m 0.00% Added +196.2k +196,165
93 JENNISON ASSOCIATES LLC 0.00% of their portfolio NEW YORK, NY 214,027214.0k $5.9m $5.9m 0.00% Reduced -5.4k -5,440
94 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 212,645212.6k $5.8m $5.8m 0.01% Added +97.5k +97,549
95 THORNBURG INVESTMENT MANAGEMENT INC 0.09% of their portfolio SANTA FE, NM 204,836204.8k $5.6m $5.6m 0.09% Reduced -4.5k -4,468
96 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.04% of their portfolio HARRISBURG, PA 203,114203.1k $5.6m $5.6m 0.04% Added +13.2k +13,188
97 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 201,288201.3k $4.4m $4.4m 0.00% Unchanged
98 Jade Capital Advisors, LLC 4.42% of their portfolio Essex Fells, NJ 200,000200.0k $5.5m $5.5m 4.42% New
99 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 187,445187.4k $5.1m $5.1m 0.01% Added +70.1k +70,095
100 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 187,385187.4k $5.1m $5.1m 0.01% Reduced -71.5k -71,479