Vault-13

LIVE OAK CRESTVIEW CLIMATE A

CL A COM · CUSIP 538086109

41 institutional holders -2 vs Q4 2022
18,240,03518.2m shares reported held*
$184.2mreported value*
3 new 8 added 4 reduced 5 sold out net bought ≈ $9.9m (+975.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.10.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 42Q4 22: 43Q1 23: 4141Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202242
Q4 202243
Q1 202341

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 8 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 9 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202288
Q1 2023119

Biggest buyers

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) New +505,322+505.3k
Exos TFP Holdings LLC Added +272,044+272.0k
Periscope Capital Inc. Added +232,696+232.7k
First Trust Capital Management L.P. New +209,038+209.0k
ARISTEIA CAPITAL, L.L.C. Added +125,103+125.1k
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS Added +50,000+50.0k
Fort Baker Capital Management LP Added +22,885+22.9k
GLAZER CAPITAL, LLC New +1,179+1.2k
CLEAR STREET LLC Added +389+389
Spartan Fund Management Inc. Added +100+100

Biggest sellers

Gillson Capital LP Sold out -215,045-215.0k
Shaolin Capital Management LLC Reduced -111,445-111.4k
Ancora Advisors LLC Sold out -34,900-34.9k
Schonfeld Strategic Advisors LLC Sold out -32,913-32.9k
Crestline Management, L.P. Sold out -24,995-25.0k
Magnetar Financial LLC Reduced -19,873-19.9k
AQR Arbitrage LLC Reduced -2,351-2.4k
UBS Group AG Sold out -1,121-1.1k
Balyasny Asset Management L.P. Reduced -600-600

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.04% of their portfolio Boston, MA 1,800,0001.8m $18.2m $18.2m 0.04% Unchanged
2 Atalaya Capital Management LP 5.10% of their portfolio NEW YORK, NY 1,584,0001.6m $16.0m $16.0m 5.10% Unchanged
3 CANTOR FITZGERALD, L. P. 0.32% of their portfolio NEW YORK, NY 1,500,0001.5m $15.2m $15.2m 0.32% Unchanged
4 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 1,242,9291.2m $12.6m $12.6m 0.03% Unchanged
5 Fort Baker Capital Management LP 2.25% of their portfolio Larkspur, CA 1,034,2531.0m $10.4m $10.4m 2.25% Added +22.9k +22,885
6 DAVIDSON KEMPNER PARTNERS 0.25% of their portfolio New York, NY 990,000990.0k $10.0m $10.0m 0.25% First filing
7 P SCHOENFELD ASSET MANAGEMENT LP 1.05% of their portfolio NEW YORK, NY 990,000990.0k $10.0m $10.0m 1.05% Unchanged
8 Alberta Investment Management Corp 0.10% of their portfolio EDMONTON, A0 990,000990.0k $10.0m $10.0m 0.10% Unchanged
9 Davidson Kempner Capital Management LP 0.21% of their portfolio New York, NY 990,000990.0k $10.0m $10.0m 0.21% Unchanged
10 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 800,000800.0k $8.1m $8.1m 0.01% Unchanged
11 Shaolin Capital Management LLC 0.23% of their portfolio Miami, FL 762,975763.0k $7.7m $7.7m 0.23% Reduced -111.4k -111,445
12 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 530,311530.3k $5.4m $5.4m 0.02% Reduced -600 -600
13 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.12% of their portfolio CHICAGO, IL 505,322505.3k $5.1m $5.1m 0.12% New
14 MANGROVE PARTNERS IM, LLC 0.31% of their portfolio Greenwich, CT 450,000450.0k $4.5m $4.5m 0.31% Unchanged
15 Radcliffe Capital Management, L.P. 0.25% of their portfolio BALA CYNWYD, PA 400,000400.0k $4.0m $4.0m 0.25% Unchanged
16 Exos TFP Holdings LLC 1.01% of their portfolio NEW YORK, NY 396,878396.9k $4.0m $4.0m 1.01% Added +272.0k +272,044
17 Corbin Capital Partners, L.P. 2.23% of their portfolio NEW YORK, NY 396,000396.0k $4.0m $4.0m 2.23% Unchanged
18 AQR Arbitrage LLC 0.12% of their portfolio Greenwich, CT 391,854391.9k $4.0m $4.0m 0.12% Reduced -2.4k -2,351
19 Periscope Capital Inc. 0.13% of their portfolio Toronto, A6 282,696282.7k $2.9m $2.9m 0.13% Added +232.7k +232,696
20 Verition Fund Management LLC 0.04% of their portfolio GREENWICH, CT 277,362277.4k $2.8m $2.8m 0.04% Unchanged
21 KIM, LLC 0.18% of their portfolio WICHITA, KS 250,000250.0k $2.5m $2.5m 0.18% Unchanged
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 231,468231.5k $2.3m $2.3m 0.00% Unchanged
23 First Trust Capital Management L.P. 0.09% of their portfolio CHICAGO, IL 209,038209.0k $2.1m $2.1m 0.09% New
24 PICTON MAHONEY ASSET MANAGEMENT 0.10% of their portfolio Toronto, A6 199,998200.0k $2.0m $2.0m 0.10% Unchanged
25 Spartan Fund Management Inc. 0.94% of their portfolio TORONTO, ONTARIO, Z4 199,257199.3k $2.0m $2.0m 0.94% Added +100 +100
26 ARISTEIA CAPITAL, L.L.C. 0.04% of their portfolio GREENWICH, CT 175,203175.2k $1.8m $1.8m 0.04% Added +125.1k +125,103
27 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 100,000100.0k $1.0m $1.0m 0.01% Added +50.0k +50,000
28 DUPONT CAPITAL MANAGEMENT CORP 0.05% of their portfolio Wilmington, DE 99,996100.0k $1.0m $1.0m 0.05% Unchanged
29 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 78,90078.9k $796.0k $796.0k 0.00% Unchanged
30 Magnetar Financial LLC 0.02% of their portfolio EVANSTON, IL 76,89076.9k $776.6k $776.6k 0.02% Reduced -19.9k -19,873
31 WHITEBOX ADVISORS LLC 0.04% of their portfolio MINNEAPOLIS, MN 75,60075.6k $763.6k $763.6k 0.04% Unchanged
32 Segantii Capital Management Ltd 0.03% of their portfolio HONG KONG, K3 75,00075.0k $757.5k $757.5k 0.03% Unchanged
33 Elequin Capital, LP 0.35% of their portfolio NEW YORK, NY 49,30049.3k $497.9k $497.9k 0.35% Unchanged
34 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 27,22927.2k $275.0k $275.0k 0.00% Unchanged
35 GRITSTONE ASSET MANAGEMENT LLC 0.30% of their portfolio Bethesda, MD 23,28323.3k $235.2k $235.2k 0.30% Unchanged
36 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 20,88820.9k $211.0k $211.0k 0.00% Unchanged
37 Karpus Management, Inc. 0.01% of their portfolio Pittsford, NY 20,31920.3k $205.2k $205.2k 0.01% Unchanged
38 ROBINSON CAPITAL MANAGEMENT, LLC 0.05% of their portfolio GROSSE POINTE FARMS, MI 11,50311.5k $116.4k $116.4k 0.05% Added +3 +3
39 GLAZER CAPITAL, LLC 0.00% of their portfolio New York, NY 1,1791.2k $12.0k $12.0k 0.00% New
40 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 404404 $4.1k $4.1k 0.00% Added +389 +389
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged