Vault-13

LIVE NATION ENTERTAINMENT IN LYV 2 02.15.25

NOTE 2.000% 2/1 · US DOMESTIC · CUSIP 538034AU3

42 institutional holders -4 vs Q3 2022
14,989,81615.0m shares reported held*
$406.2mreported value*
8 new 9 added 12 reduced 11 sold out net bought ≈ $21.6m (+3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.10.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 46Q4 22: 4242Q3 22Q4 22
Numbers
QuarterHolders
Q3 202246
Q4 202242

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $0Q3 22 puts: $42.9mQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$42.9m—
Q4 2022$0$0—

Biggest buyers

ADVENT CAPITAL MANAGEMENT /DE/ Added +26,645,000+26.6m
AMERIPRISE FINANCIAL INC New +14,885,000+14.9m
Lombard Odier Asset Management (Europe) Ltd Added +13,647,000+13.6m
Fort Baker Capital Management LP New +7,536,000+7.5m
PALISADE CAPITAL MANAGEMENT, LP New +6,500,000+6.5m
Nuveen Asset Management, LLC New +6,000,000+6.0m
SHENKMAN CAPITAL MANAGEMENT INC Added +4,938,000+4.9m
NEW YORK STATE COMMON RETIREMENT FUND Added +4,447,000+4.4m
WELLS FARGO & COMPANY/MN Added +2,759,000+2.8m
Amundi Added +2,599,000+2.6m

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -20,110,000-20.1m
LAZARD ASSET MANAGEMENT LLC Reduced -10,039,000-10.0m
SSI INVESTMENT MANAGEMENT LLC Reduced -7,382,000-7.4m
MIZUHO SECURITIES USA LLC Reduced -6,449,000-6.4m
OSTERWEIS CAPITAL MANAGEMENT INC Sold out -4,500,000-4.5m
Calamos Advisors LLC Reduced -4,428,000-4.4m
BNP PARIBAS FINANCIAL MARKETS Sold out -3,968,000-4.0m
Verition Fund Management LLC Sold out -3,000,000-3.0m
BANK OF MONTREAL /CAN/ Sold out -2,313,850-2.3m
Compagnie Lombard Odier SCmA Sold out -2,065,000-2.1m

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.12% of their portfolio ATLANTA, GA 102,750,000102.8m $101.4m $101.4m 0.12% Reduced -20.1m -20,110,000
2 Lombard Odier Asset Management (Europe) Ltd 2.88% of their portfolio LONDON, X0 50,673,00050.7m $67.5m $67.5m 2.88% Added +13.6m +13,647,000
3 ADVENT CAPITAL MANAGEMENT /DE/ 0.79% of their portfolio NEW YORK, NY 44,923,00044.9m $44.3m $44.3m 0.79% Added +26.6m +26,645,000
4 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio NEW YORK, NY 43,487,00043.5m $42.9m $42.9m 0.02% Unchanged
5 Calamos Advisors LLC 0.08% of their portfolio NAPERVILLE, IL 17,238,00017.2m $17.1m $17.1m 0.08% Reduced -4.4m -4,428,000
6 SHENKMAN CAPITAL MANAGEMENT INC 1.01% of their portfolio NEW YORK, NY 16,475,00016.5m $16.3m $16.3m 1.01% Added +4.9m +4,938,000
7 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 14,885,00014.9m $14.6m $14.6m 0.01% New
8 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 12,478,00012.5m $12.3m $12.3m 0.02% Reduced -10.0m -10,039,000
9 M&G INVESTMENT MANAGEMENT LTD 0.07% of their portfolio London, X0 9,546,0009.5m $9.5m $9.5m 0.07% Unchanged
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 9,379,0009.4m $9.4m $9.4m 0.00% Reduced -500.0k -500,000
11 Fort Baker Capital Management LP 2.49% of their portfolio Larkspur, CA 7,536,0007.5m $7.5m $7.5m 2.49% New
12 PALISADE CAPITAL MANAGEMENT, LP 0.17% of their portfolio FORT LEE, NJ 6,500,0006.5m $6.4m $6.4m 0.17% New
13 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 6,000,0006.0m $6.0m $6.0m 0.00% New
14 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 5,779,0005.8m $5.7m $5.7m 0.01% Added +4.4m +4,447,000
15 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 5,700,0005.7m $5.6m $5.6m 0.01% Unchanged
16 NOMURA ASSET MANAGEMENT CO LTD 0.03% of their portfolio TOKYO, M0 5,000,0005.0m $5.0m $5.0m 0.03% Unchanged
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,678,0004.7m $4.6m $4.6m 0.00% Reduced -145.0k -145,000
18 BlackRock Inc. 0.00% of their portfolio New York, NY 3,988,0004.0m $3.9m $3.9m 0.00% Added +500.0k +500,000
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,172,0003.2m $3.2m $3.2m 0.00% Added +2.8m +2,759,000
20 JUPITER ASSET MANAGEMENT LTD 0.04% of their portfolio London, X0 3,000,0003.0m $3.0m $3.0m 0.04% Unchanged
21 Amundi 0.00% of their portfolio Paris, I0 2,979,0003.0m $3.0m $3.0m 0.00% Added +2.6m +2,599,000
22 WESTWOOD HOLDINGS GROUP INC 0.02% of their portfolio DALLAS, TX 2,000,0002.0m $2.0m $2.0m 0.02% Reduced -1.5m -1,500,000
23 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 1,716,0001.7m $1.8m $1.8m 0.00% Added +1.1m +1,093,000
24 EDMOND DE ROTHSCHILD HOLDING S.A. 0.04% of their portfolio CHAMBESY, V8 1,550,0001.6m $1.5m $1.5m 0.04% Unchanged
25 MIZUHO SECURITIES USA LLC 0.12% of their portfolio NEW YORK, NY 1,280,0001.3m $1.3m $1.3m 0.12% Reduced -6.4m -6,449,000
26 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,125,0001.1m $1.1m $1.1m 0.00% Unchanged
27 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,000,0001.0m $985.9k $985.9k 0.00% Unchanged
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 958,000958.0k $1.1m $1.1m 0.00% Unchanged
29 FMR LLC 0.00% of their portfolio BOSTON, MA 941,000941.0k $923.6k $923.6k 0.00% Reduced -175.0k -175,000
30 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 525,000525.0k $522.0k $522.0k 0.00% New
31 KORNITZER CAPITAL MANAGEMENT INC /KS 0.01% of their portfolio SHAWNEE MISSION, KS 500,000500.0k $490.8k $490.8k 0.01% New
32 Calamos Wealth Management LLC 0.03% of their portfolio NAPERVILLE, IL 382,000382.0k $379.6k $379.6k 0.03% Reduced -96.0k -96,000
33 SSI INVESTMENT MANAGEMENT LLC 0.02% of their portfolio Los Angeles, CA 364,000364.0k $357.3k $357.3k 0.02% Reduced -7.4m -7,382,000
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 250,000250.0k $248.5k $248.5k 0.00% Reduced -200.0k -200,000
35 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 168,000168.0k $167.0k $167.0k 0.00% First filing
36 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 60,00060.0k $58.9k $58.9k 0.00% Unchanged
37 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 47,00047.0k $46.0k $46.0k 0.00% Unchanged
38 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 38,82838.8k $27.0k $27.0k 0.00% Reduced -143.4k -143,434
39 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 37,81637.8k $2.6m $2.6m 0.01% New
40 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 27,00027.0k $26.5k $26.5k 0.00% New
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,00015.0k $1.5m $1.5m 0.00% Added +12.0k +12,000
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged