Vault-13

LISTED FD TR OVB

SHARES CORE BD · ETP · CUSIP 53656F862

14 institutional holders +4 vs Q3 2024
1,990,6002.0m shares reported held*
$40.3mreported value*
4 new 4 added 2 reduced 1 sold out net bought ≈ $4.2m (+210.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.22.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 15Q4 22: 16Q1 23: 14Q2 23: 15Q3 23: 15Q4 23: 15Q1 24: 13Q2 24: 11Q3 24: 10Q4 24: 1414Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202215
Q4 202216
Q1 202314
Q2 202315
Q3 202315
Q4 202315
Q1 202413
Q2 202411
Q3 202410
Q4 202414

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 23: 7 bought or addedQ1 23: 7 cut or sold outQ2 23: 4 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 9 cut or sold outQ4 23: 8 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 9 cut or sold outQ2 24: 5 bought or addedQ2 24: 7 cut or sold outQ2 24Q3 24: 4 bought or addedQ3 24: 5 cut or sold outQ4 24: 8 bought or addedQ4 24: 3 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202377
Q2 202348
Q3 202399
Q4 202388
Q1 202459
Q2 202457
Q3 202445
Q4 202483

Biggest buyers

Bison Wealth, LLC Added +201,124+201.1k
Orion Porfolio Solutions, LLC New +18,502+18.5k
Orion Portfolio Solutions, LLC New +18,502+18.5k
HighTower Advisors, LLC Added +7,739+7.7k
Sandy Spring Bank Added +6,066+6.1k
IFP Advisors, Inc Added +1,792+1.8k
UBS Group AG New +1,200+1.2k
NewSquare Capital LLC New +6+6

Biggest sellers

OLD MISSION CAPITAL LLC Sold out -24,369-24.4k
JPMORGAN CHASE & CO Reduced -18,627-18.6k
REAP Financial Group, LLC Reduced -1,855-1.9k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bison Wealth, LLC 2.20% of their portfolio ATLANTA, GA 887,833887.8k $18.0m $18.0m 2.20% First filing
2 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 480,768480.8k $9.7m $9.7m 0.01% Added +7.7k +7,739
3 Bison Wealth, LLC 2.05% of their portfolio Atlanta, GA 459,206459.2k $9.3m $9.3m 2.05% Added +201.1k +201,124
4 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 76,68576.7k $1.6m $1.6m 0.05% Added +1.8k +1,792
5 Sandy Spring Bank 0.02% of their portfolio Olney, MD 26,29726.3k $531.8k $531.8k 0.02% Added +6.1k +6,066
6 REAP Financial Group, LLC 0.10% of their portfolio AUSTIN, TX 20,60320.6k $416.6k $416.6k 0.10% Reduced -1.9k -1,855
7 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 18,50218.5k $374.1k $374.1k 0.00% New
8 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 18,50218.5k $374.1k $374.1k 0.00% New
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2001.2k $24.3k $24.3k 0.00% New
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 401401 $8.1k $8.1k 0.00% Unchanged
11 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 350350 $7.1k $7.1k 0.00% Unchanged
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 247247 $5.0k $5.0k 0.00% Reduced -18.6k -18,627
13 NewSquare Capital LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 66 $121 $121 0.00% New
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged