Vault-13

LISTED FD TR OVB

SHARES CORE BD · ETP · CUSIP 53656F862

15 institutional holders +0 vs Q2 2023
1,073,1401.1m shares reported held*
$21.0mreported value*
6 new 3 added 3 reduced 6 sold out net bought ≈ $344.1k (+17.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.58.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 15Q4 22: 16Q1 23: 14Q2 23: 15Q3 23: 1515Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202215
Q4 202216
Q1 202314
Q2 202315
Q3 202315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 4 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 9 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022413
Q1 202377
Q2 202348
Q3 202399

Biggest buyers

Truadvice, LLC New +181,796+181.8k
HighTower Advisors, LLC Added +49,338+49.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +27,238+27.2k
LJI Wealth Management, LLC New +25,139+25.1k
JPMORGAN CHASE & CO New +22,910+22.9k
OLD MISSION CAPITAL LLC New +22,641+22.6k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +893+893
UBS Group AG Added +788+788
LPL Financial LLC Added +716+716

Biggest sellers

Bison Wealth, LLC Reduced -100,789-100.8k
Fiduciary Alliance LLC Sold out -84,673-84.7k
IFP Advisors, Inc Reduced -63,781-63.8k
GTS SECURITIES LLC Sold out -20,077-20.1k
OSAIC HOLDINGS, INC. Sold out -17,859-17.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -13,644-13.6k
Resurgent Financial Advisors LLC Sold out -5,617-5.6k
MRP Capital Investments, LLC Sold out -5,000-5.0k
Sandy Spring Bank Reduced -2,495-2.5k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 435,364435.4k $8.5m $8.5m 0.02% Added +49.3k +49,338
2 Bison Wealth, LLC 0.93% of their portfolio Atlanta, GA 243,126243.1k $4.8m $4.8m 0.93% Reduced -100.8k -100,789
3 Truadvice, LLC 1.39% of their portfolio SARASOTA, FL 181,796181.8k $3.5m $3.5m 1.39% New
4 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 80,11980.1k $1.6m $1.6m 0.07% Reduced -63.8k -63,781
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 27,23827.2k $534.8k $534.8k 0.00% New
6 LJI Wealth Management, LLC 0.14% of their portfolio INDIANAPOLIS, IN 25,13925.1k $493.6k $493.6k 0.14% New
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22,91022.9k $449.8k $449.8k 0.00% New
8 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 22,64122.6k $444.5k $444.5k 0.01% New
9 Sandy Spring Bank 0.02% of their portfolio Olney, MD 19,49919.5k $382.8k $382.8k 0.02% Reduced -2.5k -2,495
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,19512.2k $239.4k $239.4k 0.00% Added +716 +716
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,0281.0k $20.2k $20.2k 0.00% Added +788 +788
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 893893 $17.5k $17.5k 0.00% New
13 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 730730 $14.3k $14.3k 0.01% Unchanged
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 462462 $9.1k $9.1k 0.00% Unchanged
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged