Vault-13

LISTED FD TR CCOR

CORE ALT FD · ETP · CUSIP 53656F847

37 institutional holders -4 vs Q1 2024
4,724,2324.7m shares reported held*
$117.8mreported value*
1 new 11 added 19 reduced 5 sold out net sold ≈ $12.4m (-497.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.93.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 52Q4 22: 75Q1 23: 72Q2 23: 59Q3 23: 56Q4 23: 50Q1 24: 41Q2 24: 3737Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202252
Q4 202275
Q1 202372
Q2 202359
Q3 202356
Q4 202350
Q1 202441
Q2 202437

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 47 cut or sold outQ2 23: 20 bought or addedQ2 23: 51 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 41 cut or sold outQ4 23: 10 bought or addedQ4 23: 42 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 33 cut or sold outQ2 24: 12 bought or addedQ2 24: 24 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225214
Q1 20233147
Q2 20232051
Q3 20231841
Q4 20231042
Q1 20241333
Q2 20241224

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $13.7kQ4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$0$13.7k—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

Alaska Permanent Capital Management, LLC Added +248,400+248.4k
CWM, LLC Added +31,910+31.9k
CITADEL ADVISORS LLC New +11,278+11.3k
FIRST CITIZENS BANK & TRUST CO Added +10,373+10.4k
Envestnet Portfolio Solutions, Inc. Added +10,183+10.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +6,747+6.7k
CAPTRUST FINANCIAL ADVISORS Added +4,761+4.8k
ENVESTNET ASSET MANAGEMENT INC Added +3,137+3.1k
Northwest Capital Management Inc Added +3,125+3.1k
LPL Financial LLC Added +2,885+2.9k

Biggest sellers

Alaska Wealth Advisors, LLC Reduced -401,273-401.3k
Philip James Wealth Mangement, LLC Sold out -98,657-98.7k
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC Reduced -76,644-76.6k
Capital Planning LLC Sold out -38,768-38.8k
HRT FINANCIAL LP Sold out -32,418-32.4k
Hilltop Holdings Inc. Reduced -31,177-31.2k
WADDELL & ASSOCIATES, LLC Reduced -26,000-26.0k
Strategic Blueprint, LLC Reduced -23,401-23.4k
IFP Advisors, Inc Reduced -21,776-21.8k
Smart Portfolios, LLC Sold out -18,283-18.3k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 5.90% of their portfolio Fort Collins, CO 1,544,4561.5m $38.5m $38.5m 5.90% Reduced -76.6k -76,644
2 Alaska Permanent Capital Management, LLC 1.71% of their portfolio ANCHORAGE, AK 802,249802.2k $20.0m $20.0m 1.71% Added +248.4k +248,400
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 521,003521.0k $13.0m $13.0m 0.00% Added +3.1k +3,137
4 Alaska Wealth Advisors, LLC 1.23% of their portfolio ANCHORAGE, AK 318,342318.3k $7.9m $7.9m 1.23% Reduced -401.3k -401,273
5 PETRA FINANCIAL ADVISORS INC 4.08% of their portfolio COLORADO SRPINGS, CO 227,423227.4k $5.7m $5.7m 4.08% Reduced -7.3k -7,297
6 CWM, LLC 0.03% of their portfolio OMAHA, NE 222,297222.3k $5.5m $5.5m 0.03% Added +31.9k +31,910
7 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 196,252196.3k $4.9m $4.9m 0.02% Added +4.8k +4,761
8 Strategic Blueprint, LLC 0.33% of their portfolio ATLANTA, GA 193,945193.9k $4.8m $4.8m 0.33% Reduced -23.4k -23,401
9 Hilltop Holdings Inc. 0.35% of their portfolio DALLAS, TX 120,292120.3k $3.0m $3.0m 0.35% Reduced -31.2k -31,177
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 101,170101.2k $2.5m $2.5m 0.00% Reduced -15.4k -15,450
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 90,45590.5k $2.3m $2.3m 0.00% Added +6.7k +6,747
12 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 87,85987.9k $2.2m $2.2m 0.01% Added +10.2k +10,183
13 FIRST CITIZENS BANK & TRUST CO 0.04% of their portfolio RALEIGH, NC 87,83387.8k $2.2m $2.2m 0.04% Added +10.4k +10,373
14 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 39,56739.6k $986.0k $986.0k 0.01% Added +108 +108
15 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 32,06132.1k $799.0k $799.0k 0.02% Reduced -4.6k -4,641
16 Integrated Advisors Network LLC 0.03% of their portfolio DALLAS, TX 26,88626.9k $670.0k $670.0k 0.03% Reduced -230 -230
17 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 16,23116.2k $404.5k $404.5k 0.01% Reduced -1.8k -1,832
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 14,38114.4k $358.4k $358.4k 0.00% Added +2.9k +2,885
19 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 11,71311.7k $291.9k $291.9k 0.02% Reduced -2.5k -2,506
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,27811.3k $281.1k $281.1k 0.00% New
21 Cooper Financial Group 0.04% of their portfolio IRVINE, CA 10,63010.6k $264.9k $264.9k 0.04% Reduced -1.3k -1,306
22 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 9,96610.0k $248.0k $248.0k 0.00% Reduced -17.1k -17,149
23 WADDELL & ASSOCIATES, LLC 0.03% of their portfolio MEMPHIS, TN 9,4909.5k $236.5k $236.5k 0.03% Reduced -26.0k -26,000
24 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 8,0138.0k $199.7k $199.7k 0.01% Reduced -21.8k -21,776
25 Northwest Capital Management Inc 0.04% of their portfolio Lake Oswego, OR 4,7544.8k $118.5k $118.5k 0.04% Added +3.1k +3,125
26 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 3,4763.5k $86.6k $86.6k 0.00% Reduced -841 -841
27 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,3503.4k $83.5k $83.5k 0.00% Reduced -9.1k -9,148
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,8072.8k $69.9k $69.9k 0.00% Reduced -513 -513
29 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0882.1k $52.0k $52.0k 0.00% Reduced -819 -819
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,8221.8k $45.4k $45.4k 0.00% Added +1.6k +1,610
31 ARVEST INVESTMENTS, INC. 0.00% of their portfolio LOWELL, AR 1,2001.2k $29.9k $29.9k 0.00% Unchanged
32 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 250250 $6.2k $6.2k 0.00% Unchanged
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 239239 $6.0k $6.0k 0.00% Reduced -1.4k -1,363
34 SouthState Bank Corp 0.00% of their portfolio Winter Haven, FL 234234 $5.8k $5.8k 0.00% Unchanged
35 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 219219 $5.4k $5.4k 0.00% Unchanged
36 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $23 $23 0.00% Unchanged
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged