Vault-13

LISTED FD TR CCOR

CORE ALT FD · ETP · CUSIP 53656F847

41 institutional holders -9 vs Q4 2023
5,221,2175.2m shares reported held*
$138.2mreported value*
3 new 10 added 21 reduced 12 sold out net sold ≈ $19.8m (-749.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.48.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 52Q4 22: 75Q1 23: 72Q2 23: 59Q3 23: 56Q4 23: 50Q1 24: 4141Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202252
Q4 202275
Q1 202372
Q2 202359
Q3 202356
Q4 202350
Q1 202441

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 51 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 41 cut or sold outQ3 23Q4 23: 10 bought or addedQ4 23: 42 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 33 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225214
Q1 20233147
Q2 20232051
Q3 20231841
Q4 20231042
Q1 20241333

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $13.7kQ4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$13.7k—
Q1 2024$0$0—

Biggest buyers

Alaska Wealth Advisors, LLC Added +52,044+52.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +35,403+35.4k
CWM, LLC Added +33,377+33.4k
HRT FINANCIAL LP New +32,418+32.4k
GTS SECURITIES LLC New +18,063+18.1k
Philip James Wealth Mangement, LLC Added +12,487+12.5k
OLD MISSION CAPITAL LLC Added +11,649+11.6k
Beacon Pointe Advisors, LLC Added +8,797+8.8k
ENVESTNET ASSET MANAGEMENT INC Added +5,394+5.4k
Avior Wealth Management, LLC New +4,317+4.3k

Biggest sellers

Alaska Permanent Capital Management, LLC Reduced -499,315-499.3k
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC Reduced -253,169-253.2k
OSAIC HOLDINGS, INC. Reduced -20,133-20.1k
Wealthcare Advisory Partners LLC Sold out -20,014-20.0k
IFG Advisory, LLC Sold out -19,416-19.4k
Legacy Capital Wealth Partners, LLC Sold out -18,176-18.2k
Weaver Capital Management LLC Sold out -16,621-16.6k
CITADEL ADVISORS LLC Sold out -12,013-12.0k
Equitable Holdings, Inc. Sold out -10,716-10.7k
PETRA FINANCIAL ADVISORS INC Reduced -10,148-10.1k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 6.86% of their portfolio Fort Collins, CO 1,621,1001.6m $42.9m $42.9m 6.86% Reduced -253.2k -253,169
2 Alaska Wealth Advisors, LLC 2.88% of their portfolio ANCHORAGE, AK 719,615719.6k $19.0m $19.0m 2.88% Added +52.0k +52,044
3 Alaska Permanent Capital Management, LLC 1.14% of their portfolio ANCHORAGE, AK 553,849553.8k $14.7m $14.7m 1.14% Reduced -499.3k -499,315
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 517,866517.9k $13.7m $13.7m 0.01% Added +5.4k +5,394
5 PETRA FINANCIAL ADVISORS INC 4.56% of their portfolio COLORADO SRPINGS, CO 234,720234.7k $6.2m $6.2m 4.56% Reduced -10.1k -10,148
6 Strategic Blueprint, LLC 0.41% of their portfolio ATLANTA, GA 217,346217.3k $5.8m $5.8m 0.41% Added +3.0k +2,979
7 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 191,491191.5k $5.1m $5.1m 0.02% Reduced -8.0k -8,010
8 CWM, LLC 0.02% of their portfolio OMAHA, NE 190,387190.4k $5.0m $5.0m 0.02% Added +33.4k +33,377
9 Hilltop Holdings Inc. 0.45% of their portfolio DALLAS, TX 151,469151.5k $4.0m $4.0m 0.45% Reduced -5.9k -5,888
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 116,620116.6k $3.1m $3.1m 0.00% Reduced -7.1k -7,124
11 Philip James Wealth Mangement, LLC 1.85% of their portfolio MILTON, GA 98,65798.7k $2.6m $2.6m 1.85% Added +12.5k +12,487
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 83,70883.7k $2.2m $2.2m 0.00% Added +35.4k +35,403
13 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 77,67677.7k $2.1m $2.1m 0.01% Reduced -9.8k -9,787
14 FIRST CITIZENS BANK & TRUST CO 0.04% of their portfolio RALEIGH, NC 77,46077.5k $2.1m $2.1m 0.04% Reduced -10.0k -10,003
15 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 39,45939.5k $1.0m $1.0m 0.01% Added +8.8k +8,797
16 Capital Planning LLC 0.33% of their portfolio BELLEVUE, WA 38,76838.8k $1.0m $1.0m 0.33% Reduced -78 -78
17 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 36,70236.7k $971.5k $971.5k 0.02% Added +11.6k +11,649
18 WADDELL & ASSOCIATES, LLC 0.13% of their portfolio MEMPHIS, TN 35,49035.5k $939.5k $939.5k 0.13% Unchanged
19 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 32,41832.4k $858.0k $858.0k 0.01% New
20 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 29,78929.8k $788.6k $788.6k 0.03% Reduced -7.1k -7,093
21 Integrated Advisors Network LLC 0.04% of their portfolio DALLAS, TX 27,11627.1k $717.8k $717.8k 0.04% Reduced -150 -150
22 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 27,11527.1k $718.0k $718.0k 0.01% Reduced -5.5k -5,518
23 Smart Portfolios, LLC 0.51% of their portfolio LAKE FOREST PARK, WA 18,28318.3k $484.0k $484.0k 0.51% Reduced -31 -31
24 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 18,06318.1k $478.1k $478.1k 0.01% New
25 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 14,21914.2k $376.4k $376.4k 0.02% Reduced -2.6k -2,575
26 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 12,49812.5k $330.8k $330.8k 0.00% Reduced -700 -700
27 Cooper Financial Group 0.05% of their portfolio IRVINE, CA 11,93611.9k $316.0k $316.0k 0.05% Reduced -7.9k -7,876
28 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,49611.5k $304.3k $304.3k 0.00% Reduced -1.8k -1,752
29 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 4,3174.3k $114.3k $114.3k 0.01% New
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,3203.3k $87.9k $87.9k 0.00% Reduced -20.1k -20,133
31 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,9072.9k $77.0k $77.0k 0.00% Reduced -522 -522
32 Northwest Capital Management Inc 0.01% of their portfolio Lake Oswego, OR 1,6291.6k $43.1k $43.1k 0.01% Unchanged
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,6021.6k $42.5k $42.5k 0.00% Added +534 +534
34 ARVEST INVESTMENTS, INC. 0.01% of their portfolio LOWELL, AR 1,2001.2k $31.8k $31.8k 0.01% Reduced -1.7k -1,670
35 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 250250 $6.6k $6.6k 0.00% Unchanged
36 SouthState Bank Corp 0.00% of their portfolio Winter Haven, FL 234234 $6.2k $6.2k 0.00% Unchanged
37 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 219219 $5.7k $5.7k 0.00% Unchanged
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 212212 $5.6k $5.6k 0.00% Reduced -522 -522
39 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1010 $265 $265 0.00% Unchanged
40 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $20 $20 0.00% Added +1 +1
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged