Vault-13

LISTED FD TR CCOR

CORE ALT FD · ETP · CUSIP 53656F847

50 institutional holders -6 vs Q3 2023
5,970,7086.0m shares reported held*
$164.2mreported value*
4 new 6 added 29 reduced 13 sold out net sold ≈ $87.5m (-3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.50. Options: 0 managers hold calls (— notional), 1 hold puts ($13.7k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 52Q4 22: 75Q1 23: 72Q2 23: 59Q3 23: 56Q4 23: 5050Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202252
Q4 202275
Q1 202372
Q2 202359
Q3 202356
Q4 202350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 51 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 41 cut or sold outQ3 23Q4 23: 10 bought or addedQ4 23: 42 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225214
Q1 20233147
Q2 20232051
Q3 20231841
Q4 20231042

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $13.7kQ4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$13.7k—

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +34,776+34.8k
OLD MISSION CAPITAL LLC Added +13,725+13.7k
CITADEL ADVISORS LLC New +12,013+12.0k
JANE STREET GROUP, LLC New +7,331+7.3k
Advisory Services Network, LLC New +1,727+1.7k
MORGAN STANLEY Added +1,011+1.0k
UBS Group AG Added +646+646
SouthState Bank Corp New +234+234
Alaska Permanent Capital Management, LLC Added +126+126
Integrated Advisors Network LLC Added +27+27

Biggest sellers

INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC Reduced -761,506-761.5k
Strategic Point Investment Advisors, LLC Sold out -661,169-661.2k
Alaska Wealth Advisors, LLC Reduced -280,500-280.5k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -237,650-237.7k
LEVEL FOUR ADVISORY SERVICES, LLC Sold out -219,157-219.2k
Tradition Wealth Management, LLC Reduced -180,752-180.8k
Benchmark Financial Wealth Advisors, LLC Sold out -135,563-135.6k
Cetera Advisor Networks LLC Sold out -127,300-127.3k
CWM, LLC Reduced -98,489-98.5k
RFG Advisory, LLC Sold out -96,415-96.4k

Biggest calls

None

Biggest puts

CITADEL ADVISORS LLC New $13.7k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 8.50% of their portfolio Fort Collins, CO 1,874,2691.9m $51.5m $51.5m 8.50% Reduced -761.5k -761,506
2 Alaska Permanent Capital Management, LLC 2.40% of their portfolio ANCHORAGE, AK 1,053,1641.1m $29.0m $29.0m 2.40% Added +126 +126
3 Alaska Wealth Advisors, LLC 3.06% of their portfolio ANCHORAGE, AK 667,571667.6k $18.4m $18.4m 3.06% Reduced -280.5k -280,500
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 512,472512.5k $14.1m $14.1m 0.01% Reduced -44.7k -44,662
5 PETRA FINANCIAL ADVISORS INC 5.62% of their portfolio COLORADO SRPINGS, CO 244,868244.9k $6.7m $6.7m 5.62% Reduced -29.4k -29,430
6 Strategic Blueprint, LLC 0.49% of their portfolio ATLANTA, GA 214,367214.4k $5.9m $5.9m 0.49% Reduced -5.8k -5,817
7 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 199,501199.5k $5.5m $5.5m 0.02% Reduced -38.3k -38,274
8 Hilltop Holdings Inc. 0.49% of their portfolio DALLAS, TX 157,357157.4k $4.3m $4.3m 0.49% Reduced -9.6k -9,624
9 CWM, LLC 0.02% of their portfolio OMAHA, NE 157,010157.0k $4.3m $4.3m 0.02% Reduced -98.5k -98,489
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 123,744123.7k $3.4m $3.4m 0.00% Reduced -7.7k -7,741
11 FIRST CITIZENS BANK & TRUST CO 0.04% of their portfolio RALEIGH, NC 87,46387.5k $2.4m $2.4m 0.04% Reduced -32.9k -32,908
12 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 87,46387.5k $2.4m $2.4m 0.01% Reduced -32.9k -32,922
13 Philip James Wealth Mangement, LLC 1.83% of their portfolio MILTON, GA 86,17086.2k $2.4m $2.4m 1.83% First filing
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 48,30548.3k $1.3m $1.3m 0.00% Added +34.8k +34,776
15 Capital Planning LLC 0.38% of their portfolio BELLEVUE, WA 38,84638.8k $1.1m $1.1m 0.38% Reduced -8.7k -8,734
16 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 36,88236.9k $1.0m $1.0m 0.05% Reduced -5.5k -5,501
17 WADDELL & ASSOCIATES, LLC 0.13% of their portfolio MEMPHIS, TN 35,49035.5k $975.6k $975.6k 0.13% Unchanged
18 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 32,63332.6k $897.0k $897.0k 0.01% First filing
19 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 30,66230.7k $842.9k $842.9k 0.01% Reduced -8.2k -8,184
20 Integrated Advisors Network LLC 0.04% of their portfolio DALLAS, TX 27,26627.3k $749.5k $749.5k 0.04% Added +27 +27
21 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 25,05325.1k $688.7k $688.7k 0.02% Added +13.7k +13,725
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 23,45323.5k $644.6k $644.6k 0.00% Reduced -28.9k -28,900
23 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 20,01420.0k $550.2k $550.2k 0.02% Reduced -365 -365
24 Cooper Financial Group 0.10% of their portfolio IRVINE, CA 19,81219.8k $544.6k $544.6k 0.10% Reduced -186 -186
25 IFG Advisory, LLC 0.04% of their portfolio ATLANTA, GA 19,41619.4k $533.8k $533.8k 0.04% Reduced -4.7k -4,687
26 Smart Portfolios, LLC 0.58% of their portfolio LAKE FOREST PARK, WA 18,31418.3k $492.1k $492.1k 0.58% Reduced -1.0k -1,018
27 Legacy Capital Wealth Partners, LLC 0.14% of their portfolio LITTLE ROCK, AR 18,17618.2k $499.7k $499.7k 0.14% Reduced -23.3k -23,294
28 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 16,79416.8k $461.7k $461.7k 0.03% Reduced -237.7k -237,650
29 Weaver Capital Management LLC 0.18% of their portfolio SUWANEE, GA 16,62116.6k $456.9k $456.9k 0.18% First filing
30 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 13,24813.2k $364.2k $364.2k 0.00% Reduced -18.3k -18,293
31 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 13,19813.2k $362.8k $362.8k 0.00% Reduced -4.3k -4,254
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,01312.0k $330.2k $330.2k 0.00% New
33 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 10,71610.7k $294.6k $294.6k 0.00% Reduced -15.9k -15,898
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,3317.3k $201.5k $201.5k 0.00% New
35 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,3164.3k $118.6k $118.6k 0.00% Reduced -923 -923
36 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 4,1284.1k $113.0k $113.0k 0.01% Reduced -180.8k -180,752
37 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,4293.4k $94.3k $94.3k 0.00% Reduced -571 -571
38 ARVEST INVESTMENTS, INC. 0.01% of their portfolio LOWELL, AR 2,8702.9k $78.9k $78.9k 0.01% First filing
39 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,7271.7k $47.5k $47.5k 0.00% New
40 Northwest Capital Management Inc 0.02% of their portfolio Lake Oswego, OR 1,6291.6k $44.8k $44.8k 0.02% Unchanged
41 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,0681.1k $29.4k $29.4k 0.00% Added +1.0k +1,011
42 UBS Group AG 0.00% of their portfolio ZURICH, V8 734734 $20.2k $20.2k 0.00% Added +646 +646
43 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 397397 $10.9k $10.9k 0.00% Unchanged
44 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 250250 $6.9k $6.9k 0.00% Unchanged
45 SouthState Bank Corp 0.00% of their portfolio Winter Haven, FL 234234 $6.4k $6.4k 0.00% New
46 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 219219 $6.1k $6.1k 0.00% Unchanged
47 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 3535 $962 $962 0.00% Reduced -2.1k -2,145
48 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1010 $275 $275 0.00% Unchanged
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $9 $9 0.00% Reduced -45 -45
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged