Vault-13

LISTED FD TR CCOR

CORE ALT FD · ETP · CUSIP 53656F847

59 institutional holders -13 vs Q1 2023
9,883,1249.9m shares reported held*
$276.0mreported value*
7 new 13 added 32 reduced 19 sold out net sold ≈ $48.1m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.93.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 52Q4 22: 75Q1 23: 72Q2 23: 5959Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202252
Q4 202275
Q1 202372
Q2 202359

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 51 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225214
Q1 20233147
Q2 20232051

Biggest buyers

CAPTRUST FINANCIAL ADVISORS New +228,883+228.9k
Alaska Permanent Capital Management, LLC Added +106,003+106.0k
Alaska Wealth Advisors, LLC Added +83,280+83.3k
IFP Advisors, Inc Added +38,727+38.7k
Strategic Blueprint, LLC Added +31,853+31.9k
FLAGSHIP HARBOR ADVISORS, LLC Added +28,046+28.0k
PETRA FINANCIAL ADVISORS INC Added +20,856+20.9k
Smart Portfolios, LLC New +19,567+19.6k
HighTower Advisors, LLC Added +19,488+19.5k
FIRST CITIZENS BANK & TRUST CO Added +12,258+12.3k

Biggest sellers

LEVEL FOUR ADVISORY SERVICES, LLC Reduced -270,516-270.5k
Valley Financial Management, Inc. Sold out -264,222-264.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -246,498-246.5k
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC Reduced -213,643-213.6k
Wealth Enhancement & Preservation of GA, LLC Sold out -145,617-145.6k
IHT Wealth Management, LLC Sold out -99,190-99.2k
Smart Money Group LLC Sold out -96,664-96.7k
OSAIC HOLDINGS, INC. Reduced -96,542-96.5k
LODESTAR PRIVATE ASSET MANAGEMENT LLC Reduced -95,782-95.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -79,039-79.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 11.04% of their portfolio Fort Collins, CO 2,422,8582.4m $67.7m $67.7m 11.04% Reduced -213.6k -213,643
2 Alaska Permanent Capital Management, LLC 3.36% of their portfolio ANCHORAGE, AK 1,424,8371.4m $39.8m $39.8m 3.36% Added +106.0k +106,003
3 Alaska Wealth Advisors, LLC 4.26% of their portfolio ANCHORAGE, AK 966,999967.0k $27.0m $27.0m 4.26% Added +83.3k +83,280
4 Strategic Point Investment Advisors, LLC 5.26% of their portfolio PROVIDENCE, RI 918,706918.7k $25.7m $25.7m 5.26% Reduced -3.6k -3,650
5 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 671,634671.6k $18.8m $18.8m 0.01% Reduced -246.5k -246,498
6 PETRA FINANCIAL ADVISORS INC 6.91% of their portfolio COLORADO SRPINGS, CO 277,052277.1k $7.7m $7.7m 6.91% Added +20.9k +20,856
7 FLAGSHIP HARBOR ADVISORS, LLC 0.55% of their portfolio BOSTON, MA 239,078239.1k $6.7m $6.7m 0.55% Added +28.0k +28,046
8 LEVEL FOUR ADVISORY SERVICES, LLC 0.40% of their portfolio DALLAS, TX 237,902237.9k $6.6m $6.6m 0.40% Reduced -270.5k -270,516
9 CWM, LLC 0.04% of their portfolio OMAHA, NE 230,764230.8k $6.4m $6.4m 0.04% Reduced -60.4k -60,441
10 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 228,883228.9k $6.4m $6.4m 0.03% New
11 Strategic Blueprint, LLC 0.54% of their portfolio ATLANTA, GA 204,745204.7k $5.7m $5.7m 0.54% Added +31.9k +31,853
12 Tradition Wealth Management, LLC 0.65% of their portfolio EDINA, MN 199,700199.7k $5.6m $5.6m 0.65% Reduced -32.4k -32,442
13 Nilsine Partners, LLC 0.72% of their portfolio GREENWOOD VILLAGE, CO 175,296175.3k $4.9m $4.9m 0.72% Reduced -64.9k -64,875
14 Hilltop Holdings Inc. 0.58% of their portfolio DALLAS, TX 166,914166.9k $4.7m $4.7m 0.58% Reduced -2.0k -2,035
15 Benchmark Financial Wealth Advisors, LLC 2.02% of their portfolio BOCA RATON, FL 156,175156.2k $4.4m $4.4m 2.02% Reduced -31.6k -31,624
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 152,666152.7k $4.3m $4.3m 0.00% Reduced -7.6k -7,616
17 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 134,552134.6k $3.8m $3.8m 0.03% Reduced -30.6k -30,565
18 FIRST CITIZENS BANK & TRUST CO 0.05% of their portfolio RALEIGH, NC 90,99791.0k $2.5m $2.5m 0.05% Added +12.3k +12,258
19 RFG Advisory, LLC 0.11% of their portfolio BIRMINGHAM, AL 89,36689.4k $2.5m $2.5m 0.11% Reduced -35.1k -35,135
20 Gladstone Institutional Advisory LLC 0.15% of their portfolio Bedminster, NJ 89,14989.1k $2.5m $2.5m 0.15% Reduced -17.6k -17,563
21 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 85,06285.1k $2.4m $2.4m 0.05% Added +38.7k +38,727
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 61,86861.9k $1.7m $1.7m 0.00% Reduced -96.5k -96,542
23 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 56,52856.5k $1.6m $1.6m 0.02% Reduced -17.2k -17,173
24 COLONY GROUP LLC 0.02% of their portfolio Boston, MA 55,22655.2k $1.5m $1.5m 0.02% Reduced -13.4k -13,433
25 Capital Planning LLC 0.55% of their portfolio BELLEVUE, WA 50,44050.4k $1.4m $1.4m 0.55% Reduced -2.0k -1,978
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 42,51042.5k $1.2m $1.2m 0.00% Added +19.5k +19,488
27 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.19% of their portfolio ALAMO, CA 40,87940.9k $1.1m $1.1m 0.19% Reduced -95.8k -95,782
28 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 38,57738.6k $1.1m $1.1m 0.00% Reduced -48.3k -48,255
29 TRUSTMARK BANK TRUST DEPARTMENT 0.10% of their portfolio JACKSON, MS 38,39938.4k $1.1m $1.1m 0.10% Reduced -3.0k -3,037
30 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 37,19837.2k $1.0m $1.0m 0.00% Reduced -36.6k -36,553
31 IFG Advisory, LLC 0.09% of their portfolio ATLANTA, GA 35,64535.6k $995.6k $995.6k 0.09% Reduced -4.7k -4,657
32 WADDELL & ASSOCIATES, LLC 0.15% of their portfolio MEMPHIS, TN 35,49035.5k $991.2k $991.2k 0.15% Unchanged
33 Integrated Advisors Network LLC 0.04% of their portfolio DALLAS, TX 25,88225.9k $722.9k $722.9k 0.04% Reduced -182 -182
34 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 20,40920.4k $570.0k $570.0k 0.03% Added +1.6k +1,569
35 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,92119.9k $556.0k $556.0k 0.00% Reduced -9.7k -9,705
36 Smart Portfolios, LLC 0.96% of their portfolio LAKE FOREST PARK, WA 19,56719.6k $546.5k $546.5k 0.96% New
37 Grant/GrossMendelsohn, LLC 0.21% of their portfolio Baltimore, MD 18,98719.0k $523.9k $523.9k 0.21% Reduced -441 -441
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,19017.2k $480.1k $480.1k 0.00% Reduced -79.0k -79,039
39 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 14,02014.0k $391.6k $391.6k 0.00% Reduced -515 -515
40 Meridian Wealth Management, LLC 0.03% of their portfolio LEXINGTON, KY 11,03711.0k $308.3k $308.3k 0.03% Unchanged
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,63610.6k $297.1k $297.1k 0.00% Added +774 +774
42 Horan Securities, Inc. 0.12% of their portfolio CINCINNATI, X1 10,35310.4k $289.2k $289.2k 0.12% Reduced -1.9k -1,859
43 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,24610.2k $286.2k $286.2k 0.00% First filing
44 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 10,16010.2k $283.8k $283.8k 0.00% Reduced -18.9k -18,878
45 First PREMIER Bank 0.08% of their portfolio SIOUX FALLS, SD 10,06010.1k $281.0k $281.0k 0.08% Reduced -1.0k -1,000
46 Cooper Financial Group 0.07% of their portfolio IRVINE, CA 9,6339.6k $269.1k $269.1k 0.07% New
47 Sovereign Investment Advisors, LLC 0.09% of their portfolio PHOENIX, AZ 8,5578.6k $239.0k $239.0k 0.09% New
48 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,4784.5k $125.1k $125.1k 0.00% Reduced -26.2k -26,207
49 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 2,1802.2k $60.9k $60.9k 0.01% Unchanged
50 Northwest Capital Management Inc 0.02% of their portfolio Lake Oswego, OR 1,6301.6k $45.5k $45.5k 0.02% New
51 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 494494 $13.8k $13.8k 0.00% New
52 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 471471 $13.0k $13.0k 0.00% Added +13 +13
53 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 464464 $13.0k $13.0k 0.00% Added +1 +1
54 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 250250 $7.0k $7.0k 0.00% New
55 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 219219 $6.1k $6.1k 0.00% Unchanged
56 First Capital Advisors Group, LLC. 0.00% of their portfolio LITTLE SILVER, NJ 115115 $3.2k $3.2k 0.00% Reduced -2.0k -1,960
57 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6666 $1.8k $1.8k 0.00% Added +46 +46
58 OPTIMUM INVESTMENT ADVISORS 0.00% of their portfolio Chicago, IL 44 $112 $112 0.00% Unchanged
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged