Vault-13

LISTED FD TR CCOR

CORE ALT FD · ETP · CUSIP 53656F847

72 institutional holders -3 vs Q4 2022
11,823,12111.8m shares reported held*
$352.5mreported value*
11 new 20 added 33 reduced 14 sold out net sold ≈ $61.4m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.81.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 52Q4 22: 75Q1 23: 7272Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202252
Q4 202275
Q1 202372

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 52 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 47 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225214
Q1 20233147

Biggest buyers

Strategic Point Investment Advisors, LLC Added +310,614+310.6k
Smart Money Group LLC New +96,664+96.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +96,229+96.2k
RFG Advisory, LLC Added +88,151+88.2k
OSAIC HOLDINGS, INC. Added +66,409+66.4k
CWM, LLC Added +53,431+53.4k
OLD MISSION CAPITAL LLC New +38,214+38.2k
Strategic Blueprint, LLC Added +28,445+28.4k
Legacy Capital Wealth Partners, LLC New +23,667+23.7k
HighTower Advisors, LLC New +23,022+23.0k

Biggest sellers

Transform Wealth, LLC Reduced -785,121-785.1k
Alaska Permanent Capital Management, LLC Reduced -508,174-508.2k
Alaska Wealth Advisors, LLC Reduced -326,633-326.6k
INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC Reduced -191,945-191.9k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -172,681-172.7k
One Capital Management, LLC Sold out -144,030-144.0k
Arlington Capital Management, Inc. Sold out -142,538-142.5k
Wealth Enhancement & Preservation of GA, LLC Reduced -101,701-101.7k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -86,642-86.6k
Kovack Advisors, Inc. Sold out -70,455-70.5k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 13.03% of their portfolio Fort Collins, CO 2,636,5012.6m $78.6m $78.6m 13.03% Reduced -191.9k -191,945
2 Alaska Permanent Capital Management, LLC 3.61% of their portfolio ANCHORAGE, AK 1,318,8341.3m $39.3m $39.3m 3.61% Reduced -508.2k -508,174
3 Strategic Point Investment Advisors, LLC 6.12% of their portfolio PROVIDENCE, RI 922,356922.4k $27.5m $27.5m 6.12% Added +310.6k +310,614
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 918,132918.1k $27.4m $27.4m 0.01% Added +18.5k +18,498
5 Alaska Wealth Advisors, LLC 4.41% of their portfolio ANCHORAGE, AK 883,719883.7k $26.4m $26.4m 4.41% Reduced -326.6k -326,633
6 LEVEL FOUR ADVISORY SERVICES, LLC 0.99% of their portfolio DALLAS, TX 508,418508.4k $15.2m $15.2m 0.99% Added +465 +465
7 CWM, LLC 0.06% of their portfolio OMAHA, NE 291,205291.2k $8.7m $8.7m 0.06% Added +53.4k +53,431
8 Valley Financial Management, Inc. 4.87% of their portfolio NEW YORK, NY 264,222264.2k $7.9m $7.9m 4.87% Reduced -42.1k -42,090
9 PETRA FINANCIAL ADVISORS INC 7.52% of their portfolio COLORADO SRPINGS, CO 256,196256.2k $7.6m $7.6m 7.52% Added +10.7k +10,716
10 Nilsine Partners, LLC 1.12% of their portfolio GREENWOOD VILLAGE, CO 240,171240.2k $7.2m $7.2m 1.12% First filing
11 Tradition Wealth Management, LLC 0.86% of their portfolio EDINA, MN 232,142232.1k $6.9m $6.9m 0.86% Reduced -1.9k -1,933
12 Quantitative Advantage, LLC 0.98% of their portfolio MINNETONKA, MN 226,570226.6k $6.8m $6.8m 0.98% Added +1.6k +1,585
13 FLAGSHIP HARBOR ADVISORS, LLC 0.59% of their portfolio BOSTON, MA 211,032211.0k $6.3m $6.3m 0.59% Reduced -172.7k -172,681
14 Benchmark Financial Wealth Advisors, LLC 2.88% of their portfolio BOCA RATON, FL 187,799187.8k $5.6m $5.6m 2.88% Added +4.0k +3,999
15 Strategic Blueprint, LLC 0.53% of their portfolio ATLANTA, GA 172,892172.9k $5.2m $5.2m 0.53% Added +28.4k +28,445
16 Hilltop Holdings Inc. 0.68% of their portfolio DALLAS, TX 168,949168.9k $5.0m $5.0m 0.68% Reduced -7.5k -7,468
17 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 165,117165.1k $4.9m $4.9m 0.04% Reduced -18.6k -18,607
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 160,282160.3k $4.8m $4.8m 0.00% Reduced -10.1k -10,055
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 158,410158.4k $4.7m $4.7m 0.01% Added +66.4k +66,409
20 Wealth Enhancement & Preservation of GA, LLC 5.20% of their portfolio ALPHARETTA, GA 145,617145.6k $4.3m $4.3m 5.20% Reduced -101.7k -101,701
21 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.73% of their portfolio ALAMO, CA 136,661136.7k $4.1m $4.1m 0.73% Reduced -1.2k -1,250
22 RFG Advisory, LLC 0.18% of their portfolio BIRMINGHAM, AL 124,501124.5k $3.7m $3.7m 0.18% Added +88.2k +88,151
23 Gladstone Institutional Advisory LLC 0.21% of their portfolio Bedminster, NJ 106,712106.7k $3.2m $3.2m 0.21% Added +11.9k +11,901
24 IHT Wealth Management, LLC 0.17% of their portfolio Chicago, IL 99,19099.2k $3.0m $3.0m 0.17% Added +8.6k +8,595
25 Smart Money Group LLC 1.43% of their portfolio EASTLAND, TX 96,66496.7k $2.8m $2.8m 1.43% New
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 96,22996.2k $2.9m $2.9m 0.00% New
27 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 86,83286.8k $2.6m $2.6m 0.00% Reduced -48.3k -48,332
28 FIRST CITIZENS BANK & TRUST CO 0.05% of their portfolio RALEIGH, NC 78,73978.7k $2.3m $2.3m 0.05% Reduced -16.3k -16,281
29 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 73,75173.8k $2.2m $2.2m 0.00% Reduced -62.5k -62,450
30 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 73,70173.7k $2.2m $2.2m 0.04% Reduced -5.5k -5,452
31 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 68,65968.7k $2.0m $2.0m 0.03% Reduced -847 -847
32 Capital Planning LLC 0.65% of their portfolio BELLEVUE, WA 52,41852.4k $1.6m $1.6m 0.65% Added +19.8k +19,796
33 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 46,33546.3k $1.3m $1.3m 0.06% Reduced -31.0k -31,035
34 TRUSTMARK BANK TRUST DEPARTMENT 0.11% of their portfolio JACKSON, MS 41,43641.4k $1.2m $1.2m 0.11% Reduced -11.3k -11,282
35 IFG Advisory, LLC 0.11% of their portfolio ATLANTA, GA 40,30240.3k $1.2m $1.2m 0.11% Reduced -5.2k -5,202
36 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 38,21438.2k $1.1m $1.1m 0.03% New
37 Boyce & Associates Wealth Consulting, Inc. 2.01% of their portfolio CEDAR PARK, TX 37,72337.7k $1.1m $1.1m 2.01% Reduced -3.5k -3,465
38 WADDELL & ASSOCIATES, LLC 0.17% of their portfolio MEMPHIS, TN 35,49035.5k $1.1m $1.1m 0.17% Unchanged
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 30,68530.7k $915.3k $915.3k 0.01% Reduced -18.8k -18,785
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,62629.6k $884.0k $884.0k 0.00% Reduced -6.8k -6,775
41 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 29,03829.0k $866.2k $866.2k 0.01% Reduced -12.9k -12,944
42 Integrated Advisors Network LLC 0.05% of their portfolio DALLAS, TX 26,06426.1k $777.5k $777.5k 0.05% Added +3.2k +3,221
43 Legacy Capital Wealth Partners, LLC 0.19% of their portfolio LITTLE ROCK, AR 23,66723.7k $706.0k $706.0k 0.19% New
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,02223.0k $688.0k $688.0k 0.00% New
45 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 22,93322.9k $684.1k $684.1k 0.04% Reduced -1.5k -1,510
46 Fortis Capital Advisors, LLC 0.37% of their portfolio PRAIRIE VILLAGE, KS 22,93322.9k $684.1k $684.1k 0.37% Reduced -1.5k -1,510
47 Grant/GrossMendelsohn, LLC 0.33% of their portfolio Baltimore, MD 19,42819.4k $579.0k $579.0k 0.33% Reduced -2.2k -2,231
48 AXXCESS WEALTH MANAGEMENT, LLC 0.05% of their portfolio CARLSBAD, CA 19,15119.2k $571.3k $571.3k 0.05% Reduced -86.6k -86,642
49 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 18,84018.8k $562.0k $562.0k 0.02% Added +1.9k +1,857
50 DENVER WEALTH MANAGEMENT, INC. 0.38% of their portfolio DENVER, CO 18,55418.6k $553.5k $553.5k 0.38% Reduced -2.5k -2,470
51 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,73716.7k $499.3k $499.3k 0.00% Added +9.1k +9,099
52 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 15,81115.8k $471.6k $471.6k 0.01% New
53 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 14,53514.5k $433.6k $433.6k 0.00% Added +5.4k +5,380
54 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 13,64413.6k $408.0k $408.0k 0.01% New
55 Horan Securities, Inc. 0.19% of their portfolio CINCINNATI, X1 12,21212.2k $364.3k $364.3k 0.19% Reduced -591 -591
56 First PREMIER Bank 0.10% of their portfolio SIOUX FALLS, SD 11,06011.1k $329.0k $329.0k 0.10% Added +2.0k +2,000
57 Meridian Wealth Management, LLC 0.03% of their portfolio LEXINGTON, KY 11,03711.0k $329.2k $329.2k 0.03% Unchanged
58 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 9,8629.9k $294.2k $294.2k 0.00% New
59 Cadence Bank 0.02% of their portfolio Tupelo, MS 8,2008.2k $244.6k $244.6k 0.02% New
60 Transform Wealth, LLC 0.02% of their portfolio GREENWOOD VILLAGE, CO 8,0518.1k $240.2k $240.2k 0.02% Reduced -785.1k -785,121
61 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,7053.7k $110.5k $110.5k 0.00% Added +2.2k +2,236
62 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,5823.6k $107.0k $107.0k 0.01% Reduced -200 -200
63 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 2,1802.2k $65.0k $65.0k 0.01% Unchanged
64 First Capital Advisors Group, LLC. 0.04% of their portfolio LITTLE SILVER, NJ 2,0752.1k $61.9k $61.9k 0.04% Reduced -30.6k -30,616
65 Ahrens Investment Partners LLC 0.03% of their portfolio LAFAYETTE, LA 1,7271.7k $51.5k $51.5k 0.03% Reduced -44.2k -44,220
66 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,4771.5k $44.1k $44.1k 0.00% New
67 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 463463 $13.8k $13.8k 0.00% Added +70 +70
68 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 458458 $13.0k $13.0k 0.00% New
69 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 219219 $6.5k $6.5k 0.00% Unchanged
70 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2020 $623 $623 0.00% Unchanged
71 OPTIMUM INVESTMENT ADVISORS 0.00% of their portfolio Chicago, IL 44 $119 $119 0.00% Unchanged
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged