Vault-13

LISTED FD TR CCOR

CORE ALT FD · ETP · CUSIP 53656F847

75 institutional holders +23 vs Q3 2022
13,706,50613.7m shares reported held*
$432.5mreported value*
24 new 28 added 11 reduced 3 sold out net bought ≈ $58.5m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.55.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 52Q4 22: 7575Q3 22Q4 22
Numbers
QuarterHolders
Q3 202252
Q4 202275

Biggest buyers

LEVEL FOUR ADVISORY SERVICES, LLC New +507,953+508.0k
FLAGSHIP HARBOR ADVISORS, LLC Added +261,966+262.0k
Strategic Point Investment Advisors, LLC Added +223,442+223.4k
Valley Financial Management, Inc. Added +194,925+194.9k
Benchmark Financial Wealth Advisors, LLC New +183,800+183.8k
LPL Financial LLC Added +128,961+129.0k
Raymond James Financial Services Advisors, Inc. Added +122,859+122.9k
IHT Wealth Management, LLC New +90,595+90.6k
ENVESTNET ASSET MANAGEMENT INC Added +84,595+84.6k
One Capital Management, LLC Added +73,360+73.4k

Biggest sellers

INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC Reduced -310,739-310.7k
Arlington Capital Management, Inc. Reduced -135,506-135.5k
Wealth Enhancement & Preservation of GA, LLC Reduced -130,733-130.7k
MIRABELLA FINANCIAL SERVICES LLP Sold out -93,898-93.9k
FIRST CITIZENS BANK & TRUST CO Reduced -46,297-46.3k
Transform Wealth, LLC Reduced -38,457-38.5k
CITADEL ADVISORS LLC Sold out -29,589-29.6k
CWM, LLC Reduced -22,216-22.2k
B. Riley Wealth Advisors, Inc. Reduced -14,737-14.7k
Steward Partners Investment Advisory, LLC Reduced -12,603-12.6k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 14.96% of their portfolio Fort Collins, CO 2,828,4462.8m $89.3m $89.3m 14.96% Reduced -310.7k -310,739
2 Alaska Permanent Capital Management, LLC 5.93% of their portfolio ANCHORAGE, AK 1,827,0081.8m $57.7m $57.7m 5.93% Added +45.3k +45,344
3 Alaska Wealth Advisors, LLC 6.86% of their portfolio ANCHORAGE, AK 1,210,3521.2m $38.2m $38.2m 6.86% Added +21.0k +20,980
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 899,634899.6k $28.4m $28.4m 0.01% Added +84.6k +84,595
5 Transform Wealth, LLC 2.81% of their portfolio GREENWOOD VILLAGE, CO 793,172793.2k $25.0m $25.0m 2.81% Reduced -38.5k -38,457
6 Strategic Point Investment Advisors, LLC 4.65% of their portfolio PROVIDENCE, RI 611,742611.7k $19.3m $19.3m 4.65% Added +223.4k +223,442
7 LEVEL FOUR ADVISORY SERVICES, LLC 1.19% of their portfolio DALLAS, TX 507,953508.0k $16.0m $16.0m 1.19% New
8 FLAGSHIP HARBOR ADVISORS, LLC 1.24% of their portfolio BOSTON, MA 383,713383.7k $12.1m $12.1m 1.24% Added +262.0k +261,966
9 Valley Financial Management, Inc. 5.38% of their portfolio NEW YORK, NY 306,312306.3k $9.7m $9.7m 5.38% Added +194.9k +194,925
10 Wealth Enhancement & Preservation of GA, LLC 12.74% of their portfolio ALPHARETTA, GA 247,318247.3k $7.8m $7.8m 12.74% Reduced -130.7k -130,733
11 PETRA FINANCIAL ADVISORS INC 8.53% of their portfolio COLORADO SRPINGS, CO 245,480245.5k $7.8m $7.8m 8.53% First filing
12 CWM, LLC 0.06% of their portfolio OMAHA, NE 237,774237.8k $7.5m $7.5m 0.06% Reduced -22.2k -22,216
13 Tradition Wealth Management, LLC 1.04% of their portfolio EDINA, MN 234,075234.1k $7.4m $7.4m 1.04% Added +27.0k +26,999
14 Quantitative Advantage, LLC 1.10% of their portfolio MINNETONKA, MN 224,985225.0k $7.1m $7.1m 1.10% Added +12.5k +12,541
15 Benchmark Financial Wealth Advisors, LLC 3.16% of their portfolio BOCA RATON, FL 183,800183.8k $5.8m $5.8m 3.16% New
16 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 183,724183.7k $5.8m $5.8m 0.05% Added +4.8k +4,786
17 Hilltop Holdings Inc. 0.72% of their portfolio DALLAS, TX 176,417176.4k $5.6m $5.6m 0.72% Added +3.7k +3,702
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 170,337170.3k $5.4m $5.4m 0.00% Added +6.5k +6,494
19 Strategic Blueprint, LLC 0.53% of their portfolio ATLANTA, GA 144,447144.4k $4.6m $4.6m 0.53% Added +16.0k +16,014
20 One Capital Management, LLC 0.24% of their portfolio WESTLAKE VILLAGE, CA 144,030144.0k $4.5m $4.5m 0.24% Added +73.4k +73,360
21 Arlington Capital Management, Inc. 5.03% of their portfolio ARLINGTON HEIGHTS, IL 142,538142.5k $4.5m $4.5m 5.03% Reduced -135.5k -135,506
22 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.84% of their portfolio ALAMO, CA 137,911137.9k $4.4m $4.4m 0.84% First filing
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 136,201136.2k $4.3m $4.3m 0.00% Added +129.0k +128,961
24 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 135,164135.2k $4.3m $4.3m 0.01% Added +122.9k +122,859
25 AXXCESS WEALTH MANAGEMENT, LLC 0.28% of their portfolio CARLSBAD, CA 105,793105.8k $3.3m $3.3m 0.28% Added +193 +193
26 FIRST CITIZENS BANK & TRUST CO 0.09% of their portfolio RALEIGH, NC 95,02095.0k $3.0m $3.0m 0.09% Reduced -46.3k -46,297
27 Gladstone Institutional Advisory LLC 0.21% of their portfolio Bedminster, NJ 94,81194.8k $3.0m $3.0m 0.21% Reduced -2.0k -2,044
28 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 92,00192.0k $2.9m $2.9m 0.01% Added +40.0k +39,993
29 IHT Wealth Management, LLC 0.18% of their portfolio Chicago, IL 90,59590.6k $2.9m $2.9m 0.18% New
30 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 79,15379.2k $2.5m $2.5m 0.04% Added +62.7k +62,672
31 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 77,37077.4k $2.2m $2.2m 0.06% Added +305 +305
32 Kovack Advisors, Inc. 0.33% of their portfolio FT. LAUDERDALE, FL 70,45570.5k $2.2m $2.2m 0.33% New
33 COLONY GROUP LLC 0.03% of their portfolio Boston, MA 69,50669.5k $2.2m $2.2m 0.03% Reduced -1.3k -1,274
34 Kraft, Davis & Associates, LLC 0.70% of their portfolio St. Louis, MO 58,03958.0k $1.8m $1.8m 0.70% First filing
35 TRUSTMARK BANK TRUST DEPARTMENT 0.15% of their portfolio JACKSON, MS 52,71852.7k $1.7m $1.7m 0.15% Added +34.3k +34,284
36 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 49,47049.5k $1.6m $1.6m 0.04% New
37 Ahrens Investment Partners LLC 0.66% of their portfolio LAFAYETTE, LA 45,94745.9k $1.5m $1.5m 0.66% New
38 IFG Advisory, LLC 0.14% of their portfolio ATLANTA, GA 45,50445.5k $1.4m $1.4m 0.14% Added +31.3k +31,291
39 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 41,98242.0k $1.3m $1.3m 0.02% Reduced -12.6k -12,603
40 Boyce & Associates Wealth Consulting, Inc. 2.49% of their portfolio CEDAR PARK, TX 41,18841.2k $1.3m $1.3m 2.49% Added +4.7k +4,719
41 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 36,40136.4k $1.1m $1.1m 0.01% Added +7.9k +7,904
42 RFG Advisory, LLC 0.06% of their portfolio BIRMINGHAM, AL 36,35036.4k $1.1m $1.1m 0.06% New
43 WADDELL & ASSOCIATES, LLC 0.19% of their portfolio MEMPHIS, TN 35,49035.5k $1.1m $1.1m 0.19% Unchanged
44 First Capital Advisors Group, LLC. 0.70% of their portfolio LITTLE SILVER, NJ 32,69132.7k $1.0m $1.0m 0.70% New
45 SkyView Investment Advisors, LLC 0.31% of their portfolio SHREWSBURY, NJ 32,69132.7k $1.0m $1.0m 0.31% New
46 Capital Planning LLC 0.46% of their portfolio BELLEVUE, WA 32,62232.6k $1.0m $1.0m 0.46% Added +8.6k +8,554
47 Core Alternative Capital 0.10% of their portfolio PEACHTREE CORNERS, GA 25,00025.0k $789.5k $789.5k 0.10% Added +5.5k +5,500
48 Belpointe Asset Management LLC 0.05% of their portfolio RENO, NV 24,44324.4k $771.9k $771.9k 0.05% New
49 Fortis Capital Advisors, LLC 0.46% of their portfolio PRAIRIE VILLAGE, KS 24,44324.4k $771.9k $771.9k 0.46% First filing
50 Integrated Advisors Network LLC 0.05% of their portfolio DALLAS, TX 22,84322.8k $721.4k $721.4k 0.05% Unchanged
51 Grant/GrossMendelsohn, LLC 0.35% of their portfolio Baltimore, MD 21,65921.7k $684.9k $684.9k 0.35% New
52 DENVER WEALTH MANAGEMENT, INC. 0.50% of their portfolio DENVER, CO 21,02421.0k $664.0k $664.0k 0.50% New
53 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 20,52120.5k $648.1k $648.1k 0.00% Reduced -152 -152
54 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 16,98317.0k $536.3k $536.3k 0.03% New
55 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 15,95816.0k $503.9k $503.9k 0.01% Reduced -14.7k -14,737
56 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,79413.8k $435.6k $435.6k 0.00% New
57 Horan Securities, Inc. 0.23% of their portfolio CINCINNATI, X1 12,80312.8k $404.3k $404.3k 0.23% Added +952 +952
58 Meridian Wealth Management, LLC 0.03% of their portfolio LEXINGTON, KY 11,03711.0k $348.5k $348.5k 0.03% Unchanged
59 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 9,1559.2k $289.1k $289.1k 0.00% New
60 First PREMIER Bank 0.09% of their portfolio SIOUX FALLS, SD 9,0609.1k $286.0k $286.0k 0.09% Added +4.9k +4,900
61 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 7,8437.8k $247.7k $247.7k 0.01% Added +13 +13
62 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,6387.6k $241.2k $241.2k 0.00% New
63 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 3,7823.8k $119.0k $119.0k 0.01% Unchanged
64 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,8462.8k $89.9k $89.9k 0.00% New
65 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 2,1802.2k $68.8k $68.8k 0.01% New
66 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,8841.9k $59.5k $59.5k 0.00% New
67 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,4691.5k $46.4k $46.4k 0.00% New
68 Activest Wealth Management 0.01% of their portfolio AVENTURA, FL 1,0431.0k $33.0k $33.0k 0.01% New
69 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 393393 $12.4k $12.4k 0.00% New
70 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 219219 $6.8k $6.8k 0.00% Unchanged
71 U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio AUSTIN, TX 131131 $4.1k $4.1k 0.00% New
72 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2020 $632 $632 0.00% New
73 OPTIMUM INVESTMENT ADVISORS 0.00% of their portfolio Chicago, IL 44 $126 $126 0.00% Unchanged
74 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $32 $32 0.00% Unchanged
75 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged