Vault-13

LISTED FD TR

TRUESHARES NOV · CUSIP 53656F680

26 institutional holders +6 vs Q3 2024
368,497368.5k shares reported held*
$14.8mreported value*
4 new 3 added 9 reduced 3 sold out net bought ≈ $2.7m (+67.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.18.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 12Q4 22: 12Q1 23: 12Q2 23: 10Q3 23: 13Q4 23: 18Q1 24: 13Q2 24: 16Q3 24: 20Q4 24: 2626Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202212
Q4 202212
Q1 202312
Q2 202310
Q3 202313
Q4 202318
Q1 202413
Q2 202416
Q3 202420
Q4 202426

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 3 bought or addedQ1 23: 4 cut or sold outQ2 23: 4 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 6 cut or sold outQ4 23: 9 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 3 bought or addedQ1 24: 12 cut or sold outQ2 24: 6 bought or addedQ2 24: 8 cut or sold outQ2 24Q3 24: 6 bought or addedQ3 24: 6 cut or sold outQ4 24: 7 bought or addedQ4 24: 12 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202334
Q2 202345
Q3 202386
Q4 202397
Q1 2024312
Q2 202468
Q3 202466
Q4 2024712

Biggest buyers

WEDBUSH SECURITIES INC New +49,730+49.7k
B.O.S.S. Retirement Advisors, LLC New +21,142+21.1k
LaSalle St. Investment Advisors, LLC New +5,204+5.2k
Elevated Capital Advisors, LLC Added +3,033+3.0k
BlackRock, Inc. New +840+840
OSAIC HOLDINGS, INC. Added +137+137
Richard W. Paul & Associates, LLC Added +1+1

Biggest sellers

Atria Wealth Solutions, Inc. Sold out -5,204-5.2k
AE Wealth Management LLC Reduced -2,477-2.5k
Valtinson Bruner Financial Planning LLC Reduced -1,652-1.7k
Lloyd Advisory Services, LLC. Reduced -1,425-1.4k
HOWARD BAILEY SECURITIES, LLC Reduced -1,378-1.4k
Great Lakes Retirement, Inc. Reduced -519-519
Authentikos Wealth Advisory, LLC Reduced -112-112
Pineridge Advisors LLC Reduced -46-46
UBS Group AG Reduced -37-37
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Sold out -27-27

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 121,362121.4k $4.9m $4.9m 0.04% Reduced -2.5k -2,477
2 Valtinson Bruner Financial Planning LLC 1.05% of their portfolio NEW BRIGHTON, MN 74,70274.7k $3.0m $3.0m 1.05% Reduced -1.7k -1,652
3 WEDBUSH SECURITIES INC 0.07% of their portfolio PASADENA, CA 49,73049.7k $2.0m $2.0m 0.07% New
4 Lloyd Advisory Services, LLC. 0.77% of their portfolio SUWANEE, GA 40,65540.7k $1.6m $1.6m 0.77% Reduced -1.4k -1,425
5 B.O.S.S. Retirement Advisors, LLC 0.24% of their portfolio Lehi, UT 21,14221.1k $849.5k $849.5k 0.24% New
6 Elevated Capital Advisors, LLC 0.16% of their portfolio SANDY, UT 14,60514.6k $586.8k $586.8k 0.16% Added +3.0k +3,033
7 HOWARD BAILEY SECURITIES, LLC 0.15% of their portfolio FORT WAYNE, IN 10,28710.3k $413.3k $413.3k 0.15% Reduced -1.4k -1,378
8 Great Lakes Retirement, Inc. 0.04% of their portfolio SANDUSKY, OH 8,2508.2k $331.5k $331.5k 0.04% Reduced -519 -519
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,1877.2k $288.8k $288.8k 0.00% Added +137 +137
10 Authentikos Wealth Advisory, LLC 0.25% of their portfolio MORGAN HILL, CA 6,2776.3k $252.2k $252.2k 0.25% Reduced -112 -112
11 INSIGHT 2811, INC. 0.12% of their portfolio CHICAGO, IL 5,9616.0k $239.5k $239.5k 0.12% Unchanged
12 LaSalle St. Investment Advisors, LLC 0.06% of their portfolio ELMHURST, IL 5,2045.2k $209.0k $209.0k 0.06% New
13 BlackRock, Inc. 0.00% of their portfolio New York, NY 840840 $33.8k $33.8k 0.00% New
14 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 610610 $24.5k $24.5k 0.00% Unchanged
15 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 422422 $17.0k $17.0k 0.01% Unchanged
16 Transce3nd, LLC 0.01% of their portfolio BUDA, TX 411411 $16.5k $16.5k 0.01% First filing
17 Capital A Wealth Management, LLC 0.03% of their portfolio CRANBERRY TWP, PA 405405 $16.3k $16.3k 0.03% First filing
18 Park Square Financial Group, LLC 0.00% of their portfolio ROSWELL, GA 128128 $5.1k $5.1k 0.00% First filing
19 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 126126 $5.1k $5.1k 0.00% Reduced -1 -1
20 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 109109 $4.4k $4.4k 0.00% Reduced -46 -46
21 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 9898 $3.9k $3.9k 0.00% First filing
22 Decker Retirement Planning Inc. 0.00% of their portfolio LEVI, UT 5454 $2.1k $2.1k 0.00% First filing
23 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 2121 $846 $846 0.00% Added +1 +1
24 CWM, LLC 0.00% of their portfolio OMAHA, NE 55 $0 $0 0.00% Unchanged
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 44 $161 $161 0.00% Reduced -37 -37
26 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged