Vault-13

LISTED FD TR

TRUESHARES NOV · CUSIP 53656F680

20 institutional holders +4 vs Q2 2024
300,291300.3k shares reported held*
$12.3mreported value*
3 new 3 added 6 reduced 0 sold out net bought ≈ $689.4k (+16.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.81.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 12Q4 22: 12Q1 23: 12Q2 23: 10Q3 23: 13Q4 23: 18Q1 24: 13Q2 24: 16Q3 24: 2020Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202212
Q4 202212
Q1 202312
Q2 202310
Q3 202313
Q4 202318
Q1 202413
Q2 202416
Q3 202420

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 3 bought or addedQ4 22: 6 cut or sold outQ1 23: 3 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 5 cut or sold outQ3 23: 8 bought or addedQ3 23: 6 cut or sold outQ3 23Q4 23: 9 bought or addedQ4 23: 7 cut or sold outQ1 24: 3 bought or addedQ1 24: 12 cut or sold outQ1 24Q2 24: 6 bought or addedQ2 24: 8 cut or sold outQ3 24: 6 bought or addedQ3 24: 6 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202236
Q1 202334
Q2 202345
Q3 202386
Q4 202397
Q1 2024312
Q2 202468
Q3 202466

Biggest buyers

AE Wealth Management LLC Added +9,059+9.1k
Authentikos Wealth Advisory, LLC New +6,389+6.4k
Elevated Capital Advisors, LLC Added +5,256+5.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +27+27
UBS Group AG Added +10+10
FMR LLC New +1+1

Biggest sellers

Valtinson Bruner Financial Planning LLC Reduced -3,033-3.0k
Spire Wealth Management Reduced -466-466
Great Lakes Retirement, Inc. Reduced -191-191
Lloyd Advisory Services, LLC. Reduced -126-126
DHJJ Financial Advisors, Ltd. Reduced -18-18
Pineridge Advisors LLC Reduced -15-15

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 123,839123.8k $5.1m $5.1m 0.05% Added +9.1k +9,059
2 Valtinson Bruner Financial Planning LLC 1.09% of their portfolio NEW BRIGHTON, MN 76,35476.4k $3.1m $3.1m 1.09% Reduced -3.0k -3,033
3 Lloyd Advisory Services, LLC. 0.83% of their portfolio SUWANEE, GA 42,08042.1k $1.7m $1.7m 0.83% Reduced -126 -126
4 HOWARD BAILEY SECURITIES, LLC 0.18% of their portfolio FORT WAYNE, IN 11,66511.7k $476.1k $476.1k 0.18% First filing
5 Elevated Capital Advisors, LLC 0.13% of their portfolio SANDY, UT 11,57211.6k $472.3k $472.3k 0.13% Added +5.3k +5,256
6 Great Lakes Retirement, Inc. 0.05% of their portfolio SANDUSKY, OH 8,7698.8k $357.9k $357.9k 0.05% Reduced -191 -191
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,0507.0k $287.7k $287.7k 0.00% Unchanged
8 Authentikos Wealth Advisory, LLC 0.25% of their portfolio MORGAN HILL, CA 6,3896.4k $260.8k $260.8k 0.25% New
9 INSIGHT 2811, INC. 0.12% of their portfolio CHICAGO, IL 5,9616.0k $243.3k $243.3k 0.12% Unchanged
10 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 5,2045.2k $212.4k $212.4k 0.00% Unchanged
11 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 610610 $24.9k $24.9k 0.00% Reduced -466 -466
12 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 422422 $17.2k $17.2k 0.01% Reduced -18 -18
13 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 155155 $6.3k $6.3k 0.00% Reduced -15 -15
14 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 127127 $5.2k $5.2k 0.00% Unchanged
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 4141 $1.7k $1.7k 0.00% Added +10 +10
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2727 $1.1k $1.1k 0.00% New
17 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 2020 $835 $835 0.00% Unchanged
18 CWM, LLC 0.00% of their portfolio OMAHA, NE 55 $0 $0 0.00% Unchanged
19 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $41 $41 0.00% New
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged