Vault-13

LISTED FD TR INFL

HORIZON KINETICS · ETP · CUSIP 53656F623

134 institutional holders +20 vs Q3 2024
16,211,95516.2m shares reported held*
$618.1mreported value*
21 new 54 added 30 reduced 7 sold out net sold ≈ $50.6m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.12. Options: 2 managers hold calls ($262.8k notional), 1 hold puts ($41.9k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 169Q1 23: 164Q2 23: 149Q3 23: 144Q4 23: 133Q1 24: 109Q2 24: 111Q3 24: 114Q4 24: 134134Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022152
Q4 2022169
Q1 2023164
Q2 2023149
Q3 2023144
Q4 2023133
Q1 2024109
Q2 2024111
Q3 2024114
Q4 2024134

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 81 bought or addedQ1 23: 75 cut or sold outQ2 23: 58 bought or addedQ2 23: 89 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 84 cut or sold outQ4 23: 37 bought or addedQ4 23: 98 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 85 cut or sold outQ2 24: 57 bought or addedQ2 24: 46 cut or sold outQ2 24Q3 24: 49 bought or addedQ3 24: 51 cut or sold outQ4 24: 75 bought or addedQ4 24: 37 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20238175
Q2 20235889
Q3 20234884
Q4 20233798
Q1 20243585
Q2 20245746
Q3 20244951
Q4 20247537

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $107.4kQ1 24 puts: $9.8kQ1 24P/C 0.09Q2 24 calls: $94.8kQ2 24 puts: $55.6kQ2 24P/C 0.59Q3 24 calls: $67.7kQ3 24 puts: $71.4kQ3 24P/C 1.06Q4 24 calls: $262.8kQ4 24 puts: $41.9kQ4 24P/C 0.16
Numbers
QuarterCallsPutsP/C
Q1 2024$107.4k$9.8k0.09
Q2 2024$94.8k$55.6k0.59
Q3 2024$67.7k$71.4k1.06
Q4 2024$262.8k$41.9k0.16

Biggest buyers

OXFORD FINANCIAL GROUP, LTD. LLC Added +1,622,676+1.6m
LPL Financial LLC Added +232,250+232.2k
JANE STREET GROUP, LLC New +179,002+179.0k
FLOW TRADERS U.S. LLC New +170,753+170.8k
UBS Group AG Added +104,906+104.9k
ROYAL BANK OF CANADA Added +96,967+97.0k
FOURPATH CAPITAL MANAGEMENT, LLC Added +93,959+94.0k
Independent Family Office, LLC New +87,301+87.3k
IFP Advisors, Inc Added +79,607+79.6k
Lionsbridge Wealth Management LLC New +50,539+50.5k

Biggest sellers

JPMORGAN CHASE & CO Reduced -4,453,447-4.5m
Kestra Advisory Services, LLC Sold out -32,092-32.1k
Trek Financial, LLC Sold out -18,380-18.4k
CAPTRUST FINANCIAL ADVISORS Reduced -16,347-16.3k
Cresset Asset Management, LLC Reduced -8,750-8.8k
GUARDIAN WEALTH ADVISORS, LLC / NC Reduced -8,686-8.7k
Aptus Capital Advisors, LLC Reduced -8,677-8.7k
PINNACLE ASSOCIATES LTD Sold out -8,400-8.4k
Rockefeller Capital Management L.P. Reduced -6,505-6.5k
Auxano Advisors, LLC Reduced -6,043-6.0k

Biggest calls

Hamilton Point Investment Advisors, LLC New $228.5k6.0k shares
CITADEL ADVISORS LLC Reduced $34.3k900 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $41.9k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OXFORD FINANCIAL GROUP, LTD. LLC 9.69% of their portfolio INDIANAPOLIS, IN 3,929,1033.9m $149.6m $149.6m 9.69% Added +1.6m +1,622,676
2 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 3,928,7853.9m $149.6m $149.6m 0.01% Reduced -4.5m -4,453,447
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 879,134879.1k $33.5m $33.5m 0.01% Added +232.2k +232,250
4 One Charles Private Wealth Services, LLC 5.90% of their portfolio HINGHAM, MA 460,415460.4k $17.5m $17.5m 5.90% Added +47.9k +47,928
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 449,927449.9k $17.1m $17.1m 0.00% Added +97.0k +96,967
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 432,967433.0k $16.5m $16.5m 0.00% Added +47.6k +47,635
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 324,581324.6k $12.4m $12.4m 0.00% Added +104.9k +104,906
8 FOURPATH CAPITAL MANAGEMENT, LLC 2.13% of their portfolio OKLAHOMA CITY, OK 301,474301.5k $11.5m $11.5m 2.13% Added +94.0k +93,959
9 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 284,096284.1k $10.8m $10.8m 0.00% Added +35.2k +35,168
10 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 279,408279.4k $10.6m $10.6m 0.03% Reduced -6.5k -6,505
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 266,624266.6k $10.2m $10.2m 0.01% Added +10.2k +10,151
12 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 247,378247.4k $9.4m $9.4m 0.03% Reduced -16.3k -16,347
13 Lowe Wealth Advisors, LLC 3.75% of their portfolio COLUMBIA, MD 230,990231.0k $8.8m $8.8m 3.75% Added +426 +426
14 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 179,002179.0k $6.8m $6.8m 0.01% New
15 Cullen/Frost Bankers, Inc. 0.09% of their portfolio San Antonio, TX 172,000172.0k $6.5m $6.5m 0.09% Unchanged
16 FLOW TRADERS U.S. LLC 0.26% of their portfolio NEW YORK, NY 170,753170.8k $6.5m $6.5m 0.26% New
17 Moors & Cabot, Inc. 0.30% of their portfolio BOSTON, MA 167,298167.3k $6.4m $6.4m 0.30% Added +8.4k +8,360
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 165,387165.4k $6.3m $6.3m 0.00% First filing
19 Longview Financial Advisors, Inc. 4.70% of their portfolio HUNTSVILLE, AL 156,793156.8k $6.0m $6.0m 4.70% Added +7.6k +7,649
20 Philip James Wealth Mangement, LLC 0.73% of their portfolio MILTON, GA 148,352148.4k $5.6m $5.6m 0.73% Added +854 +854
21 Hilltop National Bank 1.42% of their portfolio CASPER, WY 124,115124.1k $4.7m $4.7m 1.42% Added +24.8k +24,840
22 Edge Capital Group, LLC 0.20% of their portfolio ATLANTA, GA 119,177119.2k $4.5m $4.5m 0.20% Reduced -213 -213
23 Atlas Wealth Partners, LLC 5.68% of their portfolio WYOMISSING, PA 117,870117.9k $4.5m $4.5m 5.68% Added +5.2k +5,218
24 IFP Advisors, Inc 0.13% of their portfolio TAMPA, FL 102,991103.0k $3.9m $3.9m 0.13% Added +79.6k +79,607
25 HORIZON KINETICS ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 95,26795.3k $3.6m $3.6m 0.05% Added +3.8k +3,803
26 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 95,07195.1k $3.6m $3.6m 0.04% Reduced -8.7k -8,677
27 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 93,69293.7k $3.6m $3.6m 0.00% Added +45.1k +45,116
28 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 90,06790.1k $3.4m $3.4m 0.01% Added +26.9k +26,925
29 Independent Family Office, LLC 1.73% of their portfolio ALBANY, NY 87,30187.3k $3.3m $3.3m 1.73% New
30 NewEdge Wealth, LLC 0.06% of their portfolio STAMFORD, CT 86,29886.3k $3.3m $3.3m 0.06% Added +12 +12
31 EagleClaw Capital Managment, LLC 0.52% of their portfolio BOSTON, MA 86,11086.1k $3.3m $3.3m 0.52% Added +300 +300
32 NCM Capital Management, LLC 1.47% of their portfolio RAMSEY, NJ 85,41485.4k $3.3m $3.3m 1.47% Added +8.9k +8,893
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 85,25485.3k $3.2m $3.2m 0.00% Reduced -1.4k -1,432
34 INTREPID FAMILY OFFICE LLC 3.41% of their portfolio SARASOTA, FL 85,00085.0k $3.2m $3.2m 3.41% First filing
35 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 84,22184.2k $3.2m $3.2m 0.01% Added +5.0k +4,998
36 GUARDIAN WEALTH ADVISORS, LLC / NC 0.26% of their portfolio RALEIGH, NC 84,10184.1k $3.2m $3.2m 0.26% Reduced -8.7k -8,686
37 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 82,56782.6k $3.1m $3.1m 0.01% Added +5.6k +5,577
38 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 73,64373.6k $2.8m $2.8m 0.03% Reduced -4.9k -4,885
39 Pekin Hardy Strauss, Inc. 0.29% of their portfolio CHICAGO, IL 60,35660.4k $2.3m $2.3m 0.29% Added +58 +58
40 Lionsbridge Wealth Management LLC 1.62% of their portfolio JACKSONVILLE BEACH, FL 50,53950.5k $1.9m $1.9m 1.62% New
41 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 49,77249.8k $1.9m $1.9m 0.02% Reduced -345 -345
42 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 48,61748.6k $1.9m $1.9m 0.06% Reduced -183 -183
43 PECAUT & CO. 0.63% of their portfolio SIOUX CITY, IA 48,15048.1k $1.8m $1.8m 0.63% Unchanged
44 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 46,33546.3k $1.8m $1.8m 0.01% Added +1.4k +1,363
45 Stratos Wealth Advisors, LLC 0.08% of their portfolio BEACHWOOD, OH 45,84645.8k $1.7m $1.7m 0.08% Reduced -74 -74
46 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 43,62343.6k $1.7m $1.7m 0.01% Added +3.2k +3,155
47 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 41,27641.3k $1.6m $1.6m 0.00% Added +1.6k +1,604
48 Compass Ion Advisors, LLC 0.18% of their portfolio CONSHOHOCKEN, PA 39,13139.1k $1.5m $1.5m 0.18% Reduced -280 -280
49 Abacus Planning Group, Inc. 0.26% of their portfolio COLUMBIA, SC 38,91738.9k $1.5m $1.5m 0.26% Added +522 +522
50 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 35,89135.9k $1.4m $1.4m 0.01% Added +756 +756
51 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 34,90734.9k $1.3m $1.3m 0.02% Added +1.7k +1,672
52 TrinityPoint Wealth, LLC 0.18% of their portfolio MILFORD, CT 33,89033.9k $1.3m $1.3m 0.18% Added +714 +714
53 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 33,57133.6k $1.3m $1.3m 0.00% Added +21.9k +21,930
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,39733.4k $1.3m $1.3m 0.00% Added +25.3k +25,301
55 Ausdal Financial Partners, Inc. 0.09% of their portfolio Davenport, IA 27,79827.8k $1.1m $1.1m 0.09% New
56 Auxano Advisors, LLC 0.25% of their portfolio BELLEVUE, WA 26,08626.1k $993.4k $993.4k 0.25% Reduced -6.0k -6,043
57 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.58% of their portfolio JUPITER, FL 25,86225.9k $984.8k $984.8k 0.58% Added +7.4k +7,383
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 25,25025.2k $961.5k $961.5k 0.00% Reduced -43 -43
59 Baker Ellis Asset Management LLC 0.13% of their portfolio Vancouver, WA 23,91823.9k $910.8k $910.8k 0.13% Reduced -596 -596
60 Trilogy Capital Inc. 0.04% of their portfolio IRVINE, CA 22,54022.5k $858.3k $858.3k 0.04% Reduced -1.2k -1,250
61 JNBA Financial Advisors 0.09% of their portfolio BLOOMINGTON, MN 22,32422.3k $850.1k $850.1k 0.09% Reduced -917 -917
62 Fernwood Investment Management, LLC 0.27% of their portfolio QUINCY, MA 20,17020.2k $768.1k $768.1k 0.27% Reduced -265 -265
63 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 19,70219.7k $750.3k $750.3k 0.00% Reduced -8.8k -8,750
64 Ferguson Shapiro LLC 0.27% of their portfolio DECATUR, GA 19,31819.3k $735.6k $735.6k 0.27% New
65 SCHWARTZ INVESTMENT COUNSEL INC 0.03% of their portfolio PLYMOUTH, MI 19,00019.0k $723.5k $723.5k 0.03% Added +5.0k +5,000
66 Stegent Equity Advisors, Inc. 0.72% of their portfolio HOUSTON, TX 18,74518.7k $713.8k $713.8k 0.72% New
67 KING LUTHER CAPITAL MANAGEMENT CORP 0.00% of their portfolio FORT WORTH, TX 16,50016.5k $628.3k $628.3k 0.00% Unchanged
68 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 16,44216.4k $648.3k $648.3k 0.00% New
69 LAKE STREET ADVISORS GROUP, LLC 0.03% of their portfolio PORTSMOUTH, NH 15,65315.7k $596.1k $596.1k 0.03% Added +86 +86
70 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.12% of their portfolio BETHLEHEM, PA 15,03115.0k $572.4k $572.4k 0.12% Unchanged
71 Straight Path Wealth Management 0.21% of their portfolio Jenison, MI 14,18014.2k $540.0k $540.0k 0.21% New
72 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,80213.8k $525.6k $525.6k 0.00% Added +8.9k +8,864
73 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 12,94812.9k $493.1k $493.1k 0.02% Reduced -86 -86
74 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 12,50812.5k $476.0k $476.0k 0.00% New
75 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,27212.3k $467.3k $467.3k 0.00% Added +2.6k +2,647
76 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 12,22312.2k $465.5k $465.5k 0.00% Reduced -804 -804
77 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 12,00012.0k $482.8k $482.8k 0.01% New
78 PURE PORTFOLIOS HOLDINGS LLC 0.17% of their portfolio LAKE OSWEGO, OR 11,77011.8k $448.2k $448.2k 0.17% Added +3.5k +3,529
79 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 11,74911.7k $447.4k $447.4k 0.01% New
80 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 11,23511.2k $427.8k $427.8k 0.00% Added +1.0k +1,025
81 GUIDANCE CAPITAL, INC 0.14% of their portfolio LOUSVILLE, KY 11,17311.2k $451.5k $451.5k 0.14% New
82 GARRISON POINT ADVISORS, LLC 0.18% of their portfolio Walnut Creek, CA 10,20910.2k $388.8k $388.8k 0.18% Unchanged
83 Meridian Wealth Advisors, LLC 0.06% of their portfolio AUSTIN, TX 9,96810.0k $379.6k $379.6k 0.06% Unchanged
84 STAR Financial Bank 0.27% of their portfolio FORT WAYNE, IN 9,9009.9k $377.0k $377.0k 0.27% Reduced -343 -343
85 MOODY LYNN LIEBERSON & WALKER, LLC 0.02% of their portfolio BOSTON, MA 9,8419.8k $374.7k $374.7k 0.02% Unchanged
86 Evanson Asset Management, LLC 0.02% of their portfolio CARMEL, CA 9,4559.5k $360.0k $360.0k 0.02% Added +49 +49
87 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.14% of their portfolio THE WOODLANDS, TX 9,4009.4k $377.9k $377.9k 0.14% Unchanged
88 Mezzasalma Advisors, LLC 0.11% of their portfolio TINTON FALLS, NJ 9,1009.1k $346.5k $346.5k 0.11% New
89 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 8,9468.9k $340.7k $340.7k 0.01% Unchanged
90 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 8,8818.9k $338.2k $338.2k 0.01% Added +3.3k +3,262
91 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,7818.8k $334.4k $334.4k 0.00% Reduced -850 -850
92 Autumn Glory Partners, LLC 0.16% of their portfolio DALLAS, TX 8,5138.5k $324.2k $324.2k 0.16% Unchanged
93 MACROVIEW INVESTMENT MANAGEMENT LLC 0.32% of their portfolio BETHESDA, MD 8,2428.2k $313.8k $313.8k 0.32% Reduced -187 -187
94 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,0518.1k $306.6k $306.6k 0.00% Added +153 +153
95 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,0238.0k $305.5k $305.5k 0.00% Reduced -1.5k -1,464
96 New England Private Wealth Advisors LLC 0.05% of their portfolio WELLESLEY, MA 7,6887.7k $292.8k $292.8k 0.05% Added +23 +23
97 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,2797.3k $277.2k $277.2k 0.00% Added +739 +739
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,6356.6k $252.7k $252.7k 0.00% Added +704 +704
99 Principia Wealth Advisory, LLC 0.24% of their portfolio DALLAS, TX 6,5856.6k $250.7k $250.7k 0.24% First filing
100 Crescent Grove Advisors, LLC 0.02% of their portfolio LAKE FOREST, IL 6,2506.2k $238.0k $238.0k 0.02% Unchanged