Vault-13

LISTED FD TR INFL

HORIZON KINETICS · ETP · CUSIP 53656F623

144 institutional holders -5 vs Q2 2023
15,855,37515.9m shares reported held*
$482.6mreported value*
9 new 39 added 71 reduced 13 sold out net sold ≈ $134.3m (-4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.44. Options: 1 managers hold calls ($24.4k notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 169Q1 23: 164Q2 23: 149Q3 23: 144144Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022169
Q1 2023164
Q2 2023149
Q3 2023144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 85 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 89 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 84 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228564
Q1 20238175
Q2 20235889
Q3 20234884

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 22 calls: $465.9kQ4 22 puts: $69.3kQ4 22P/C 0.15Q1 23 calls: $243.6kQ1 23 puts: $18.5kQ1 23P/C 0.08Q2 23 calls: $42.8kQ2 23 puts: $3.1kQ2 23P/C 0.07Q3 23 calls: $24.4kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$465.9k$69.3k0.15
Q1 2023$243.6k$18.5k0.08
Q2 2023$42.8k$3.1k0.07
Q3 2023$24.4k$00.00

Biggest buyers

SHUFRO ROSE & CO LLC Added +76,755+76.8k
LPL Financial LLC Added +62,142+62.1k
OLD MISSION CAPITAL LLC Added +54,847+54.8k
RAYMOND JAMES & ASSOCIATES Added +53,982+54.0k
TMD Wealth Management, LLC Added +40,773+40.8k
Cerity Partners LLC New +39,213+39.2k
Edge Capital Group, LLC Added +25,478+25.5k
Stratos Wealth Partners, LTD. Added +23,315+23.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +22,200+22.2k
Bank of New York Mellon Corp Added +22,163+22.2k

Biggest sellers

Aptus Capital Advisors, LLC Reduced -1,203,298-1.2m
EQUITABLE TRUST CO Reduced -926,757-926.8k
GUARDIAN WEALTH ADVISORS, LLC / NC Reduced -281,113-281.1k
Sugarloaf Wealth Management, LLC Reduced -278,195-278.2k
Schorn Wealth LLC Reduced -233,594-233.6k
Compass Ion Advisors, LLC Reduced -195,040-195.0k
FLOW TRADERS U.S. LLC Sold out -142,535-142.5k
New England Private Wealth Advisors LLC Reduced -134,775-134.8k
THEORY FINANCIAL LLC Sold out -117,283-117.3k
Waterloo Capital, L.P. Reduced -112,075-112.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $24.4k800 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,642,3482.6m $80.4m $80.4m 0.01% Reduced -99.4k -99,434
2 SHUFRO ROSE & CO LLC 3.32% of their portfolio NEW YORK, NY 1,151,8421.2m $35.1m $35.1m 3.32% Added +76.8k +76,755
3 EQUITABLE TRUST CO 2.79% of their portfolio NASHVILLE, TN 1,107,3341.1m $33.7m $33.7m 2.79% Reduced -926.8k -926,757
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 987,981988.0k $30.1m $30.1m 0.02% Added +62.1k +62,142
5 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 534,943534.9k $16.3m $16.3m 0.06% Reduced -33.8k -33,809
6 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 483,486483.5k $14.7m $14.7m 0.01% Added +54.0k +53,982
7 TMD Wealth Management, LLC 4.12% of their portfolio SCOTTSDALE, AZ 474,897474.9k $14.5m $14.5m 4.12% Added +40.8k +40,773
8 One Charles Private Wealth Services, LLC 7.18% of their portfolio HINGHAM, MA 403,660403.7k $12.3m $12.3m 7.18% Added +1.4k +1,449
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 387,236387.2k $11.8m $11.8m 0.00% Reduced -82.1k -82,130
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 347,186347.2k $10.6m $10.6m 0.00% Reduced -69.4k -69,356
11 Engrave Wealth Partners LLC 3.10% of their portfolio SPRING, TX 331,050331.1k $10.1m $10.1m 3.10% Added +13.1k +13,051
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 294,432294.4k $9.0m $9.0m 0.02% Reduced -20.7k -20,720
13 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 274,229274.2k $8.3m $8.3m 0.03% Added +4.5k +4,486
14 JNBA Financial Advisors 1.02% of their portfolio BLOOMINGTON, MN 267,556267.6k $8.1m $8.1m 1.02% Added +8.9k +8,888
15 TWIN FOCUS CAPITAL PARTNERS, LLC 1.82% of their portfolio Boston, MA 266,181266.2k $8.1m $8.1m 1.82% Reduced -106.9k -106,879
16 OLD MISSION CAPITAL LLC 0.26% of their portfolio CHICAGO, IL 255,439255.4k $7.8m $7.8m 0.26% Added +54.8k +54,847
17 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 250,359250.4k $7.6m $7.6m 0.01% Reduced -71.6k -71,559
18 Edge Capital Group, LLC 0.48% of their portfolio ATLANTA, GA 243,952244.0k $7.4m $7.4m 0.48% Added +25.5k +25,478
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 240,539240.5k $7.3m $7.3m 0.00% Reduced -17.5k -17,480
20 STEEL GROVE CAPITAL ADVISORS, LLC 0.87% of their portfolio MEMPHIS, TN 213,223213.2k $6.5m $6.5m 0.87% Reduced -5.3k -5,312
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 210,624210.6k $6.4m $6.4m 0.01% Reduced -65.9k -65,853
22 Lowe Wealth Advisors, LLC 3.34% of their portfolio COLUMBIA, MD 206,150206.2k $6.3m $6.3m 3.34% Added +3.9k +3,855
23 Aptus Capital Advisors, LLC 0.18% of their portfolio FAIRHOPE, AL 205,797205.8k $6.3m $6.3m 0.18% Reduced -1.2m -1,203,298
24 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 199,288199.3k $6.1m $6.1m 0.02% Reduced -30.4k -30,396
25 Cullen/Frost Bankers, Inc. 0.10% of their portfolio San Antonio, TX 189,391189.4k $5.8m $5.8m 0.10% Added +90 +90
26 Moors & Cabot, Inc. 0.34% of their portfolio BOSTON, MA 165,879165.9k $5.0m $5.0m 0.34% Reduced -5.6k -5,566
27 NewEdge Wealth, LLC 0.15% of their portfolio STAMFORD, CT 151,175151.2k $4.6m $4.6m 0.15% Reduced -5.3k -5,307
28 GUARDIAN WEALTH ADVISORS, LLC / NC 0.61% of their portfolio RALEIGH, NC 117,670117.7k $3.6m $3.6m 0.61% Reduced -281.1k -281,113
29 Pekin Hardy Strauss, Inc. 0.57% of their portfolio CHICAGO, IL 117,569117.6k $3.6m $3.6m 0.57% Reduced -20.0k -19,975
30 Sugarloaf Wealth Management, LLC 0.89% of their portfolio DULUTH, GA 115,092115.1k $3.5m $3.5m 0.89% Reduced -278.2k -278,195
31 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 107,817107.8k $3.3m $3.3m 0.01% Reduced -890 -890
32 Allegheny Financial Group 1.19% of their portfolio Pittsburgh, PA 104,297104.3k $3.2m $3.2m 1.19% Reduced -45.2k -45,214
33 TrinityPoint Wealth, LLC 0.62% of their portfolio MILFORD, CT 102,272102.3k $3.1m $3.1m 0.62% Reduced -43.9k -43,884
34 New England Private Wealth Advisors LLC 0.64% of their portfolio WELLESLEY, MA 101,042101.0k $3.1m $3.1m 0.64% Reduced -134.8k -134,775
35 Abacus Planning Group, Inc. 0.74% of their portfolio COLUMBIA, SC 99,48799.5k $3.0m $3.0m 0.74% Added +810 +810
36 Atlas Wealth Partners, LLC 16.81% of their portfolio WYOMISSING, PA 98,44598.4k $2.9m $2.9m 16.81% Added +4.8k +4,761
37 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 94,37194.4k $2.9m $2.9m 0.00% Added +22.2k +22,163
38 INTREPID FAMILY OFFICE LLC 4.47% of their portfolio SARASOTA, FL 85,00085.0k $2.6m $2.6m 4.47% Unchanged
39 Auxano Advisors, LLC 1.06% of their portfolio BELLEVUE, WA 84,97185.0k $2.6m $2.6m 1.06% Reduced -49.5k -49,538
40 HORIZON KINETICS ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 84,61484.6k $2.6m $2.6m 0.05% Reduced -60 -60
41 EagleClaw Capital Managment, LLC 0.55% of their portfolio BOSTON, MA 80,21080.2k $2.4m $2.4m 0.55% Added +3.9k +3,900
42 NCM Capital Management, LLC 1.65% of their portfolio RAMSEY, NJ 75,94575.9k $2.3m $2.3m 1.65% Reduced -2.7k -2,745
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 75,26575.3k $2.3m $2.3m 0.00% Added +17.3k +17,349
44 WEALTHSOURCE PARTNERS, LLC 0.15% of their portfolio SAN LUIS OBISPO, CA 73,29273.3k $2.2m $2.2m 0.15% Added +12.5k +12,469
45 MACROVIEW INVESTMENT MANAGEMENT LLC 2.77% of their portfolio BETHESDA, MD 67,68967.7k $2.1m $2.1m 2.77% Reduced -303 -303
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 67,43467.4k $2.1m $2.1m 0.00% Reduced -18.9k -18,923
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 66,47166.5k $2.0m $2.0m 0.00% Reduced -3.2k -3,200
48 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 65,28965.3k $2.0m $2.0m 0.08% Added +498 +498
49 PECAUT & CO. 0.79% of their portfolio SIOUX CITY, IA 62,15062.1k $1.9m $1.9m 0.79% Unchanged
50 Old Port Advisors 0.67% of their portfolio PORTLAND, ME 60,70660.7k $1.8m $1.8m 0.67% First filing
51 Ameritas Advisory Services, LLC 0.09% of their portfolio Lincoln, NE 60,17860.2k $1.8m $1.8m 0.09% Reduced -27.0k -26,987
52 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.07% of their portfolio JUPITER, FL 54,05354.1k $1.6m $1.6m 1.07% Added +2.2k +2,248
53 Stratos Wealth Advisors, LLC 0.10% of their portfolio BEACHWOOD, OH 48,13748.1k $1.5m $1.5m 0.10% Added +354 +354
54 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 45,55845.6k $1.4m $1.4m 0.02% Added +111 +111
55 PARSONS CAPITAL MANAGEMENT INC/RI 0.10% of their portfolio PROVIDENCE, RI 43,14143.1k $1.3m $1.3m 0.10% Reduced -3.7k -3,655
56 Compass Ion Advisors, LLC 0.22% of their portfolio CONSHOHOCKEN, PA 41,20241.2k $1.3m $1.3m 0.22% Reduced -195.0k -195,040
57 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 39,42539.4k $1.2m $1.2m 0.01% Reduced -617 -617
58 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 39,21339.2k $1.2m $1.2m 0.01% New
59 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 38,87338.9k $1.2m $1.2m 0.02% Reduced -3.5k -3,471
60 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 36,25936.3k $1.1m $1.1m 0.01% Added +2.1k +2,130
61 GYL Financial Synergies, LLC 0.10% of their portfolio West Hartford, CT 34,57434.6k $1.1m $1.1m 0.10% Added +1.1k +1,060
62 Arcus Capital Partners, LLC 0.31% of their portfolio ATLANTA, GA 33,45033.5k $1.0m $1.0m 0.31% Added +79 +79
63 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 31,81731.8k $968.5k $968.5k 0.02% Added +23.3k +23,315
64 MBE Wealth Management, LLC 0.55% of their portfolio TOMAH, WI 31,24031.2k $950.9k $950.9k 0.55% Reduced -5.6k -5,565
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,91230.9k $941.0k $941.0k 0.00% Reduced -47.1k -47,072
66 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 29,21529.2k $889.3k $889.3k 0.03% Reduced -5.1k -5,085
67 STAR Financial Bank 0.89% of their portfolio FORT WAYNE, IN 28,49328.5k $867.3k $867.3k 0.89% Reduced -1.1k -1,126
68 INSIGHT 2811, INC. 0.48% of their portfolio CHICAGO, IL 27,86527.9k $848.2k $848.2k 0.48% Reduced -5.4k -5,380
69 Baker Ellis Asset Management LLC 0.15% of their portfolio Vancouver, WA 27,64227.6k $841.4k $841.4k 0.15% Added +8.0k +8,000
70 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 27,49327.5k $837.0k $837.0k 0.00% Reduced -17.2k -17,214
71 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 26,60326.6k $809.8k $809.8k 0.00% Reduced -615 -615
72 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 26,53326.5k $807.7k $807.7k 0.04% Reduced -26.6k -26,565
73 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 24,37724.4k $742.0k $742.0k 0.01% Reduced -47.0k -46,956
74 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 23,16823.2k $731.9k $731.9k 0.00% Added +14.2k +14,204
75 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 22,20022.2k $675.8k $675.8k 0.00% New
76 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 21,38721.4k $651.0k $651.0k 0.00% Added +14.6k +14,626
77 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 20,88020.9k $635.6k $635.6k 0.01% Reduced -5.0k -5,016
78 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 20,19120.2k $614.6k $614.6k 0.00% Reduced -156 -156
79 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 19,84619.8k $604.1k $604.1k 0.02% Reduced -11.8k -11,815
80 Fernwood Investment Management, LLC 0.19% of their portfolio QUINCY, MA 17,79617.8k $541.7k $541.7k 0.19% Reduced -3.0k -2,995
81 Meixler Investment Management, Ltd. 0.48% of their portfolio SHOW LOW, AZ 17,60117.6k $535.8k $535.8k 0.48% Reduced -1.4k -1,390
82 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 16,17516.2k $492.4k $492.4k 0.01% New
83 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.18% of their portfolio BETHLEHEM, PA 15,03115.0k $457.5k $457.5k 0.18% Unchanged
84 SCHWARTZ INVESTMENT COUNSEL INC 0.02% of their portfolio PLYMOUTH, MI 14,00014.0k $426.2k $426.2k 0.02% Unchanged
85 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.19% of their portfolio THE WOODLANDS, TX 13,97514.0k $418.3k $418.3k 0.19% Reduced -8.0k -8,000
86 Defender Capital, LLC. 0.15% of their portfolio CHARLOTTE, NC 13,90013.9k $423.1k $423.1k 0.15% Reduced -4.3k -4,300
87 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 13,32013.3k $405.5k $405.5k 0.02% Reduced -174 -174
88 Schorn Wealth LLC 0.18% of their portfolio ENGLEWOOD, FL 12,59912.6k $383.5k $383.5k 0.18% Reduced -233.6k -233,594
89 Waterloo Capital, L.P. 0.11% of their portfolio AUSTIN, TX 12,29012.3k $374.1k $374.1k 0.11% Reduced -112.1k -112,075
90 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 11,41011.4k $347.3k $347.3k 0.01% Added +5 +5
91 Fort Point Capital Partners LLC 0.06% of their portfolio San Francisco, CA 11,13811.1k $339.0k $339.0k 0.06% Reduced -2.8k -2,790
92 PRW Wealth Management LLC 0.13% of their portfolio QUINCY, MA 11,02011.0k $328.0k $328.0k 0.13% Unchanged
93 Lion Street Advisors, LLC 0.11% of their portfolio Austin, TX 11,02011.0k $335.4k $335.4k 0.11% New
94 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,54610.5k $321.0k $321.0k 0.00% Added +194 +194
95 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 10,42610.4k $317.4k $317.4k 0.01% Added +2.7k +2,729
96 GARRISON POINT ADVISORS, LLC 0.24% of their portfolio Walnut Creek, CA 10,28710.3k $313.1k $313.1k 0.24% Reduced -480 -480
97 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 10,16510.2k $309.4k $309.4k 0.01% Reduced -42.3k -42,338
98 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,5099.5k $289.5k $289.5k 0.00% Reduced -724 -724
99 Evanson Asset Management, LLC 0.03% of their portfolio CARMEL, CA 9,2559.3k $281.7k $281.7k 0.03% Added +43 +43
100 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,2039.2k $280.1k $280.1k 0.00% Reduced -11.0k -10,967