Vault-13

LISTED FD TR INFL

HORIZON KINETICS · ETP · CUSIP 53656F623

164 institutional holders -5 vs Q4 2022
21,541,09621.5m shares reported held*
$684.0mreported value*
18 new 63 added 54 reduced 21 sold out net sold ≈ $26.8m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.75. Options: 2 managers hold calls ($243.6k notional), 2 hold puts ($18.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 169Q1 23: 164164Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022169
Q1 2023164

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 85 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 75 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228564
Q1 20238175

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $384.0kQ3 22 puts: $274.0kQ3 22P/C 0.71Q4 22 calls: $465.9kQ4 22 puts: $69.3kQ4 22P/C 0.15Q1 23 calls: $243.6kQ1 23 puts: $18.5kQ1 23P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2022$384.0k$274.0k0.71
Q4 2022$465.9k$69.3k0.15
Q1 2023$243.6k$18.5k0.08

Biggest buyers

LPL Financial LLC Added +700,694+700.7k
Aptus Capital Advisors, LLC Added +328,221+328.2k
CITADEL ADVISORS LLC Added +242,070+242.1k
Advisor Resource Council Added +83,832+83.8k
Janney Montgomery Scott LLC Added +55,602+55.6k
Engrave Wealth Partners LLC Added +50,617+50.6k
INTREPID FAMILY OFFICE LLC Added +50,000+50.0k
Sugarloaf Wealth Management, LLC Added +43,457+43.5k
ENVESTNET ASSET MANAGEMENT INC Added +41,773+41.8k
Advisory Services Network, LLC New +40,033+40.0k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,090,745-1.1m
Parkside Investments, LLC Sold out -270,510-270.5k
ROYAL BANK OF CANADA Reduced -233,860-233.9k
JANE STREET GROUP, LLC Reduced -224,788-224.8k
MONEY CONCEPTS CAPITAL CORP Reduced -175,839-175.8k
XML Financial, LLC Sold out -166,239-166.2k
UBS Group AG Reduced -140,453-140.5k
Raymond James Financial Services Advisors, Inc. Reduced -137,141-137.1k
Auxano Advisors, LLC Reduced -63,376-63.4k
Atria Investments, Inc Sold out -51,471-51.5k

Biggest calls

CITADEL ADVISORS LLC Added $243.6k7.9k shares
Cutler Group LLC / CA New $0100 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $18.5k600 shares
Cutler Group LLC / CA Unchanged $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,829,2812.8m $87.3m $87.3m 0.01% Reduced -1.1m -1,090,745
2 EQUITABLE TRUST CO 5.57% of their portfolio NASHVILLE, TN 2,291,7372.3m $70.7m $70.7m 5.57% Reduced -21.3k -21,291
3 Aptus Capital Advisors, LLC 1.19% of their portfolio FAIRHOPE, AL 1,351,5501.4m $41.7m $41.7m 1.19% Added +328.2k +328,221
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 923,277923.3k $28.5m $28.5m 0.02% Added +700.7k +700,694
5 SHUFRO ROSE & CO LLC 2.36% of their portfolio NEW YORK, NY 825,587825.6k $25.5m $25.5m 2.36% Added +12.6k +12,559
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 660,246660.2k $20.4m $20.4m 0.01% Reduced -140.5k -140,453
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 580,482580.5k $17.9m $17.9m 0.01% Added +20.1k +20,106
8 MONEY CONCEPTS CAPITAL CORP 1.92% of their portfolio PALM BEACH GARDENS, FL 473,438473.4k $34.3m $34.3m 1.92% Reduced -175.8k -175,839
9 TMD Wealth Management, LLC 3.79% of their portfolio SCOTTSDALE, AZ 435,438435.4k $13.4m $13.4m 3.79% Added +2.9k +2,863
10 New England Private Wealth Advisors LLC 2.68% of their portfolio WELLESLEY, MA 427,173427.2k $13.2m $13.2m 2.68% Reduced -18.7k -18,664
11 One Charles Private Wealth Services, LLC 7.68% of their portfolio HINGHAM, MA 400,638400.6k $12.4m $12.4m 7.68% Added +15.5k +15,548
12 GUARDIAN WEALTH ADVISORS, LLC / NC 2.16% of their portfolio RALEIGH, NC 399,580399.6k $12.3m $12.3m 2.16% Added +21.5k +21,478
13 Sugarloaf Wealth Management, LLC 2.82% of their portfolio DULUTH, GA 372,270372.3k $11.5m $11.5m 2.82% Added +43.5k +43,457
14 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 372,207372.2k $11.5m $11.5m 0.02% Reduced -20.4k -20,430
15 TWIN FOCUS CAPITAL PARTNERS, LLC 2.27% of their portfolio Boston, MA 371,399371.4k $11.5m $11.5m 2.27% Added +17.6k +17,551
16 NewEdge Wealth, LLC 0.41% of their portfolio STAMFORD, CT 347,904347.9k $10.7m $10.7m 0.41% Added +21.1k +21,134
17 Engrave Wealth Partners LLC 3.23% of their portfolio SPRING, TX 312,531312.5k $9.6m $9.6m 3.23% Added +50.6k +50,617
18 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 293,996294.0k $9.1m $9.1m 0.04% Added +10.1k +10,096
19 InterOcean Capital Group, LLC 0.30% of their portfolio NASHVILLE, TN 284,233284.2k $8.8m $8.8m 0.30% Added +12.4k +12,434
20 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 281,399281.4k $8.7m $8.7m 0.02% Added +7.8k +7,784
21 Cetera Advisors LLC 0.14% of their portfolio DENVER, CO 280,871280.9k $8.7m $8.7m 0.14% Added +14.3k +14,299
22 Edge Capital Group, LLC 0.52% of their portfolio ATLANTA, GA 272,994273.0k $8.4m $8.4m 0.52% Added +17.4k +17,440
23 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 267,784267.8k $8.3m $8.3m 0.01% Added +242.1k +242,070
24 JNBA Financial Advisors 1.01% of their portfolio BLOOMINGTON, MN 252,757252.8k $7.8m $7.8m 1.01% Added +5.0k +4,993
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 246,738246.7k $7.6m $7.6m 0.00% Reduced -233.9k -233,860
26 Compass Ion Advisors, LLC 1.89% of their portfolio CONSHOHOCKEN, PA 242,285242.3k $7.5m $7.5m 1.89% Added +6.6k +6,620
27 Schorn Wealth LLC 3.52% of their portfolio ENGLEWOOD, FL 241,098241.1k $7.4m $7.4m 3.52% Added +838 +838
28 STEEL GROVE CAPITAL ADVISORS, LLC 0.99% of their portfolio MEMPHIS, TN 239,431239.4k $7.4m $7.4m 0.99% Added +2.8k +2,811
29 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 231,570231.6k $7.1m $7.1m 0.03% Added +55.6k +55,602
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 218,076218.1k $6.7m $6.7m 0.01% Added +9.1k +9,148
31 Allegheny Financial Group 2.63% of their portfolio Pittsburgh, PA 211,290211.3k $6.5m $6.5m 2.63% Added +1.2k +1,194
32 Lowe Wealth Advisors, LLC 3.31% of their portfolio COLUMBIA, MD 199,178199.2k $6.1m $6.1m 3.31% Added +5.3k +5,309
33 Cullen/Frost Bankers, Inc. 0.11% of their portfolio San Antonio, TX 189,256189.3k $5.8m $5.8m 0.11% Added +46 +46
34 Moors & Cabot, Inc. 0.37% of their portfolio BOSTON, MA 174,024174.0k $5.4m $5.4m 0.37% Added +18.9k +18,926
35 Pekin Hardy Strauss, Inc. 0.76% of their portfolio CHICAGO, IL 158,774158.8k $4.9m $4.9m 0.76% Reduced -18.7k -18,715
36 TrinityPoint Wealth, LLC 0.99% of their portfolio MILFORD, CT 149,954150.0k $4.6m $4.6m 0.99% Reduced -3.7k -3,720
37 Auxano Advisors, LLC 1.66% of their portfolio BELLEVUE, WA 134,509134.5k $4.1m $4.1m 1.66% Reduced -63.4k -63,376
38 PECAUT & CO. 1.85% of their portfolio SIOUX CITY, IA 131,574131.6k $4.1m $4.1m 1.85% Reduced -2.2k -2,204
39 Waterloo Capital, L.P. 1.19% of their portfolio AUSTIN, TX 124,660124.7k $3.8m $3.8m 1.19% First filing
40 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 122,501122.5k $3.8m $3.8m 0.01% Added +2.2k +2,158
41 THEORY FINANCIAL LLC 2.10% of their portfolio FORT COLLINS, CO 113,556113.6k $3.5m $3.5m 2.10% Added +2.0k +1,994
42 INTREPID FAMILY OFFICE LLC 7.43% of their portfolio SARASOTA, FL 110,000110.0k $3.4m $3.4m 7.43% Added +50.0k +50,000
43 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 107,401107.4k $3.3m $3.3m 0.01% Reduced -137.1k -137,141
44 Abacus Planning Group, Inc. 0.79% of their portfolio COLUMBIA, SC 99,14699.1k $3.1m $3.1m 0.79% Added +9.0k +8,960
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 95,77195.8k $3.0m $3.0m 0.00% Added +41.8k +41,773
46 Advisor Resource Council 0.76% of their portfolio DALLAS, TX 94,84494.8k $3.0m $3.0m 0.76% Added +83.8k +83,832
47 HORIZON KINETICS ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 89,48089.5k $2.8m $2.8m 0.05% Added +2.2k +2,157
48 Atlas Wealth Partners, LLC 19.05% of their portfolio WYOMISSING, PA 89,14489.1k $2.7m $2.7m 19.05% Added +11.7k +11,652
49 Lionsbridge Wealth Management LLC 2.08% of their portfolio JACKSONVILLE BEACH, FL 73,18573.2k $2.3m $2.3m 2.08% Reduced -2.8k -2,794
50 EagleClaw Capital Managment, LLC 0.53% of their portfolio BOSTON, MA 72,96073.0k $2.3m $2.3m 0.53% Added +7.5k +7,450
51 NCM Capital Management, LLC 1.60% of their portfolio RAMSEY, NJ 69,28569.3k $2.1m $2.1m 1.60% Added +6.6k +6,561
52 Wealthspire Advisors, LLC 0.04% of their portfolio NEW YORK, NY 67,60867.6k $2.1m $2.1m 0.04% Reduced -18.7k -18,658
53 MACROVIEW INVESTMENT MANAGEMENT LLC 3.24% of their portfolio BETHESDA, MD 65,62065.6k $2.0m $2.0m 3.24% Added +4.5k +4,540
54 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 65,53265.5k $2.0m $2.0m 0.08% Added +30.2k +30,158
55 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 64,50664.5k $2.0m $2.0m 0.08% Added +2.5k +2,530
56 SimpliFi, Inc. 0.98% of their portfolio SAN DIEGO, CA 64,38164.4k $2.0m $2.0m 0.98% Reduced -682 -682
57 SILVER OAK SECURITIES, INCORPORATED 0.32% of their portfolio JACKSON, TN 63,90163.9k $2.0m $2.0m 0.32% Added +5.4k +5,434
58 WEALTHSOURCE PARTNERS, LLC 0.13% of their portfolio SAN LUIS OBISPO, CA 62,75562.8k $1.9m $1.9m 0.13% Reduced -5.2k -5,213
59 Deane Retirement Strategies, Inc. 1.00% of their portfolio NEW ORLEANS, LA 58,96159.0k $1.8m $1.8m 1.00% Added +358 +358
60 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.23% of their portfolio JUPITER, FL 56,46156.5k $1.7m $1.7m 1.23% Added +1.4k +1,424
61 PARSONS CAPITAL MANAGEMENT INC/RI 0.14% of their portfolio PROVIDENCE, RI 55,44655.4k $1.7m $1.7m 0.14% Added +100 +100
62 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 55,01355.0k $1.7m $1.7m 0.00% Reduced -14.8k -14,812
63 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 53,39253.4k $1.7m $1.7m 0.08% Reduced -37.2k -37,190
64 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 53,13753.1k $1.6m $1.6m 0.00% Reduced -224.8k -224,788
65 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 49,47749.5k $1.5m $1.5m 0.00% Reduced -36 -36
66 Old Port Advisors 0.56% of their portfolio PORTLAND, ME 49,42249.4k $1.6m $1.6m 0.56% Added +9.8k +9,764
67 PFG Advisors 0.12% of their portfolio Phoenix, AZ 47,17847.2k $1.5m $1.5m 0.12% Unchanged
68 Stratos Wealth Advisors, LLC 0.11% of their portfolio BEACHWOOD, OH 46,32546.3k $1.4m $1.4m 0.11% Added +405 +405
69 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 46,14846.1k $1.4m $1.4m 0.01% Added +3.9k +3,901
70 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 44,43044.4k $1.4m $1.4m 0.02% Reduced -525 -525
71 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 43,16743.2k $1.3m $1.3m 0.01% Reduced -1.2k -1,187
72 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 40,03340.0k $1.2m $1.2m 0.03% New
73 AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio CARLSBAD, CA 34,99035.0k $1.1m $1.1m 0.09% Reduced -525 -525
74 STAR Financial Bank 1.05% of their portfolio FORT WAYNE, IN 34,98435.0k $1.1m $1.1m 1.05% Reduced -313 -313
75 DEBUSSY CAPITAL MANAGEMENT LP 0.32% of their portfolio CHICAGO, IL 34,13434.1k $1.1m $1.1m 0.32% Reduced -264 -264
76 INSIGHT 2811, INC. 0.64% of their portfolio CHICAGO, IL 33,51033.5k $1.0m $1.0m 0.64% Reduced -725 -725
77 Arcus Capital Partners, LLC 0.35% of their portfolio ATLANTA, GA 33,38033.4k $1.0m $1.0m 0.35% Reduced -26.9k -26,918
78 AJ WEALTH STRATEGIES, LLC 0.05% of their portfolio NEW YORK, NY 33,00333.0k $1.0m $1.0m 0.05% Unchanged
79 Rothschild Wealth LLC 0.34% of their portfolio OAK BROOK, IL 32,90332.9k $1.0m $1.0m 0.34% Added +8.9k +8,853
80 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 31,93031.9k $984.7k $984.7k 0.01% Reduced -640 -640
81 GYL Financial Synergies, LLC 0.12% of their portfolio West Hartford, CT 31,31431.3k $965.7k $965.7k 0.12% New
82 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 30,53030.5k $941.5k $941.5k 0.01% Reduced -23.2k -23,235
83 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 30,42030.4k $938.1k $938.1k 0.02% Reduced -8.4k -8,402
84 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.42% of their portfolio THE WOODLANDS, TX 30,02130.0k $924.6k $924.6k 0.42% Reduced -10.6k -10,595
85 FIRST FOUNDATION ADVISORS 0.04% of their portfolio Irvine, CA 28,41028.4k $876.2k $876.2k 0.04% Added +3.7k +3,658
86 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 27,95027.9k $862.0k $862.0k 0.01% Reduced -25.8k -25,806
87 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 27,12127.1k $836.4k $836.4k 0.02% Reduced -48.3k -48,282
88 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 26,52226.5k $669.7k $669.7k 0.03% Reduced -26.6k -26,644
89 Baker Ellis Asset Management LLC 0.13% of their portfolio Vancouver, WA 24,44224.4k $753.8k $753.8k 0.13% Unchanged
90 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 24,10424.1k $743.4k $743.4k 0.00% New
91 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 21,63021.6k $667.1k $667.1k 0.02% Reduced -1.3k -1,309
92 MBE Wealth Management, LLC 0.39% of their portfolio TOMAH, WI 21,47221.5k $662.2k $662.2k 0.39% Added +2.8k +2,769
93 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 21,41221.4k $660.4k $660.4k 0.01% Added +3 +3
94 Fernwood Investment Management, LLC 0.25% of their portfolio QUINCY, MA 20,98521.0k $647.2k $647.2k 0.25% Reduced -187 -187
95 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 20,76920.8k $640.5k $640.5k 0.01% Reduced -163 -163
96 Meixler Investment Management, Ltd. 0.61% of their portfolio SHOW LOW, AZ 20,15120.2k $621.5k $621.5k 0.61% Reduced -342 -342
97 Defender Capital, LLC. 0.20% of their portfolio CHARLOTTE, NC 18,20018.2k $561.3k $561.3k 0.20% New
98 Fort Point Capital Partners LLC 0.08% of their portfolio San Francisco, CA 15,23215.2k $469.8k $469.8k 0.08% Reduced -15.9k -15,861
99 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.23% of their portfolio BETHLEHEM, PA 15,03115.0k $463.6k $463.6k 0.23% Unchanged
100 SCHWARTZ INVESTMENT COUNSEL INC 0.02% of their portfolio PLYMOUTH, MI 14,00014.0k $431.8k $431.8k 0.02% Unchanged