Vault-13

LISTED FD TR INFL

HORIZON KINETICS · ETP · CUSIP 53656F623

169 institutional holders +17 vs Q3 2022
22,571,96822.6m shares reported held*
$710.2mreported value*
27 new 58 added 51 reduced 13 sold out net bought ≈ $3.4m (+91.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.47. Options: 2 managers hold calls ($465.9k notional), 2 hold puts ($69.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 169169Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022152
Q4 2022169

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $384.0kQ3 22 puts: $274.0kQ3 22P/C 0.71Q4 22 calls: $465.9kQ4 22 puts: $69.3kQ4 22P/C 0.15
Numbers
QuarterCallsPutsP/C
Q3 2022$384.0k$274.0k0.71
Q4 2022$465.9k$69.3k0.15

Biggest buyers

Parkside Investments, LLC New +270,510+270.5k
STEEL GROVE CAPITAL ADVISORS, LLC New +236,620+236.6k
JANE STREET GROUP, LLC Added +172,549+172.5k
EQUITABLE TRUST CO Added +156,583+156.6k
JNBA Financial Advisors Added +63,960+64.0k
MONEY CONCEPTS CAPITAL CORP Added +60,082+60.1k
Deane Retirement Strategies, Inc. New +58,603+58.6k
SILVER OAK SECURITIES, INCORPORATED Added +52,468+52.5k
Lionsbridge Wealth Management LLC Added +49,994+50.0k
TWIN FOCUS CAPITAL PARTNERS, LLC Added +47,845+47.8k

Biggest sellers

TrinityPoint Wealth, LLC Reduced -311,004-311.0k
GUARDIAN WEALTH ADVISORS, LLC / NC Reduced -197,841-197.8k
FIRST FOUNDATION ADVISORS Reduced -188,514-188.5k
Aptus Capital Advisors, LLC Reduced -136,169-136.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -123,624-123.6k
UBS Group AG Reduced -84,732-84.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -76,996-77.0k
JPMORGAN CHASE & CO Reduced -65,534-65.5k
ROYAL BANK OF CANADA Reduced -55,755-55.8k
STEPHENS INC /AR/ Sold out -48,850-48.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $242.4k7.7k shares
CITADEL ADVISORS LLC New $223.5k7.1k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $69.3k2.2k shares
Cutler Group LLC / CA Unchanged $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 3,920,0263.9m $123.4m $123.4m 0.02% Reduced -65.5k -65,534
2 EQUITABLE TRUST CO 5.74% of their portfolio NASHVILLE, TN 2,313,0282.3m $72.8m $72.8m 5.74% Added +156.6k +156,583
3 Aptus Capital Advisors, LLC 1.06% of their portfolio FAIRHOPE, AL 1,023,3291.0m $32.2m $32.2m 1.06% Reduced -136.2k -136,169
4 SHUFRO ROSE & CO LLC 2.16% of their portfolio NEW YORK, NY 813,028813.0k $25.6m $25.6m 2.16% Added +11.2k +11,173
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 800,699800.7k $25.2m $25.2m 0.01% Reduced -84.7k -84,732
6 MONEY CONCEPTS CAPITAL CORP 0.91% of their portfolio PALM BEACH GARDENS, FL 649,277649.3k $20.4m $20.4m 0.91% Added +60.1k +60,082
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 560,376560.4k $17.6m $17.6m 0.01% Reduced -6.6k -6,583
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 480,598480.6k $15.1m $15.1m 0.00% Reduced -55.8k -55,755
9 New England Private Wealth Advisors LLC 2.98% of their portfolio WELLESLEY, MA 445,837445.8k $14.0m $14.0m 2.98% Reduced -15.2k -15,206
10 TMD Wealth Management, LLC 6.06% of their portfolio SCOTTSDALE, AZ 432,575432.6k $13.6m $13.6m 6.06% Reduced -1.2k -1,157
11 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 392,637392.6k $12.4m $12.4m 0.03% Reduced -123.6k -123,624
12 One Charles Private Wealth Services, LLC 7.85% of their portfolio HINGHAM, MA 385,090385.1k $12.1m $12.1m 7.85% Added +7.7k +7,714
13 GUARDIAN WEALTH ADVISORS, LLC / NC 2.29% of their portfolio RALEIGH, NC 378,102378.1k $11.9m $11.9m 2.29% Reduced -197.8k -197,841
14 TWIN FOCUS CAPITAL PARTNERS, LLC 2.33% of their portfolio Boston, MA 353,848353.8k $11.1m $11.1m 2.33% Added +47.8k +47,845
15 Sugarloaf Wealth Management, LLC 2.60% of their portfolio DULUTH, GA 328,813328.8k $10.4m $10.4m 2.60% Reduced -27.4k -27,410
16 NewEdge Wealth, LLC 0.44% of their portfolio STAMFORD, CT 326,770326.8k $10.3m $10.3m 0.44% Reduced -1.8k -1,832
17 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 283,900283.9k $8.9m $8.9m 0.04% Added +24.1k +24,053
18 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 277,925277.9k $8.7m $8.7m 0.02% Added +172.5k +172,549
19 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 273,615273.6k $8.6m $8.6m 0.02% Reduced -5.5k -5,450
20 InterOcean Capital Group, LLC 0.31% of their portfolio NASHVILLE, TN 271,799271.8k $8.6m $8.6m 0.31% Reduced -3.8k -3,764
21 Parkside Investments, LLC 1.70% of their portfolio DEERFIELD, IL 270,510270.5k $8.5m $8.5m 1.70% New
22 Cetera Advisors LLC 0.15% of their portfolio DENVER, CO 266,572266.6k $8.4m $8.4m 0.15% Added +22.6k +22,641
23 Engrave Wealth Partners LLC 2.92% of their portfolio SPRING, TX 261,914261.9k $8.4m $8.4m 2.92% Added +3.2k +3,171
24 Edge Capital Group, LLC 0.56% of their portfolio ATLANTA, GA 255,554255.6k $8.0m $8.0m 0.56% Added +18.8k +18,754
25 JNBA Financial Advisors 1.08% of their portfolio BLOOMINGTON, MN 247,764247.8k $7.8m $7.8m 1.08% Added +64.0k +63,960
26 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 244,542244.5k $7.7m $7.7m 0.02% Reduced -1.2k -1,169
27 Schorn Wealth LLC 3.67% of their portfolio ENGLEWOOD, FL 240,260240.3k $7.6m $7.6m 3.67% Reduced -20.3k -20,266
28 STEEL GROVE CAPITAL ADVISORS, LLC 1.06% of their portfolio MEMPHIS, TN 236,620236.6k $7.4m $7.4m 1.06% New
29 Compass Ion Advisors, LLC 1.91% of their portfolio CONSHOHOCKEN, PA 235,665235.7k $7.4m $7.4m 1.91% Reduced -3.2k -3,215
30 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 222,583222.6k $7.0m $7.0m 0.01% Added +22.4k +22,426
31 Allegheny Financial Group 2.76% of their portfolio Pittsburgh, PA 210,096210.1k $6.6m $6.6m 2.76% Added +6.9k +6,914
32 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 208,928208.9k $6.6m $6.6m 0.01% Reduced -4.2k -4,185
33 Auxano Advisors, LLC 2.82% of their portfolio BELLEVUE, WA 197,885197.9k $6.2m $6.2m 2.82% Reduced -2.1k -2,123
34 Lowe Wealth Advisors, LLC 3.37% of their portfolio COLUMBIA, MD 193,869193.9k $6.1m $6.1m 3.37% Added +6.8k +6,800
35 Cullen/Frost Bankers, Inc. 0.11% of their portfolio San Antonio, TX 189,210189.2k $6.0m $6.0m 0.11% Added +881 +881
36 Pekin Hardy Strauss, Inc. 0.89% of their portfolio CHICAGO, IL 177,489177.5k $5.6m $5.6m 0.89% Added +150 +150
37 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 175,968176.0k $5.5m $5.5m 0.02% Added +1.2k +1,205
38 XML Financial, LLC 0.66% of their portfolio BETHESDA, MD 166,239166.2k $5.2m $5.2m 0.66% Added +483 +483
39 Moors & Cabot, Inc. 0.34% of their portfolio BOSTON, MA 155,098155.1k $4.9m $4.9m 0.34% Added +4.5k +4,513
40 TrinityPoint Wealth, LLC 1.10% of their portfolio MILFORD, CT 153,674153.7k $4.8m $4.8m 1.10% Reduced -311.0k -311,004
41 PECAUT & CO. 2.00% of their portfolio SIOUX CITY, IA 133,778133.8k $4.2m $4.2m 2.00% Reduced -551 -551
42 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 120,343120.3k $3.8m $3.8m 0.01% First filing
43 THEORY FINANCIAL LLC 2.33% of their portfolio FORT COLLINS, CO 111,562111.6k $3.5m $3.5m 2.33% First filing
44 Ameritas Advisory Services, LLC 0.13% of their portfolio Lincoln, NE 90,58290.6k $2.9m $2.9m 0.13% Added +40.1k +40,145
45 Abacus Planning Group, Inc. 0.78% of their portfolio COLUMBIA, SC 90,18690.2k $2.8m $2.8m 0.78% Added +21.8k +21,838
46 HORIZON KINETICS ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 87,32387.3k $2.7m $2.7m 0.05% Added +3.8k +3,839
47 Wealthspire Advisors, LLC 0.05% of their portfolio NEW YORK, NY 86,26686.3k $2.7m $2.7m 0.05% Added +238 +238
48 Atlas Wealth Partners, LLC 15.53% of their portfolio WYOMISSING, PA 77,49277.5k $2.5m $2.5m 15.53% First filing
49 Lionsbridge Wealth Management LLC 2.33% of their portfolio JACKSONVILLE BEACH, FL 75,97976.0k $2.4m $2.4m 2.33% Added +50.0k +49,994
50 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 75,40375.4k $2.4m $2.4m 0.05% Reduced -7.1k -7,128
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 69,82569.8k $2.2m $2.2m 0.00% Added +12.1k +12,118
52 WEALTHSOURCE PARTNERS, LLC 0.15% of their portfolio SAN LUIS OBISPO, CA 67,96868.0k $2.1m $2.1m 0.15% Reduced -5.4k -5,411
53 EagleClaw Capital Managment, LLC 0.50% of their portfolio BOSTON, MA 65,51065.5k $2.1m $2.1m 0.50% Added +985 +985
54 SimpliFi, Inc. 1.07% of their portfolio SAN DIEGO, CA 65,06365.1k $2.0m $2.0m 1.07% Reduced -7.2k -7,216
55 NCM Capital Management, LLC 1.30% of their portfolio RAMSEY, NJ 62,72462.7k $2.0m $2.0m 1.30% Added +35.4k +35,425
56 Spire Wealth Management 0.11% of their portfolio MCLEAN, VA 61,97662.0k $2.0m $2.0m 0.11% Added +2.7k +2,716
57 MACROVIEW INVESTMENT MANAGEMENT LLC 3.30% of their portfolio BETHESDA, MD 61,08061.1k $1.9m $1.9m 3.30% Reduced -5.3k -5,306
58 Arcus Capital Partners, LLC 0.76% of their portfolio ATLANTA, GA 60,29860.3k $1.9m $1.9m 0.76% Added +27.0k +27,006
59 INTREPID FAMILY OFFICE LLC 4.89% of their portfolio SARASOTA, FL 60,00060.0k $1.9m $1.9m 4.89% Added +10.0k +10,000
60 Deane Retirement Strategies, Inc. 1.03% of their portfolio NEW ORLEANS, LA 58,60358.6k $1.8m $1.8m 1.03% New
61 SILVER OAK SECURITIES, INCORPORATED 0.35% of their portfolio JACKSON, TN 58,46758.5k $1.8m $1.8m 0.35% Added +52.5k +52,468
62 PARSONS CAPITAL MANAGEMENT INC/RI 0.15% of their portfolio PROVIDENCE, RI 55,34655.3k $1.7m $1.7m 0.15% Added +2.0k +2,025
63 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.21% of their portfolio JUPITER, FL 55,03755.0k $1.7m $1.7m 1.21% Reduced -5.1k -5,135
64 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 53,99854.0k $1.7m $1.7m 0.00% Added +3.6k +3,591
65 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 53,76553.8k $1.7m $1.7m 0.01% Added +602 +602
66 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 53,75653.8k $1.7m $1.7m 0.01% Reduced -14.9k -14,877
67 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 53,16653.2k $1.3m $1.3m 0.04% Reduced -12.0k -12,033
68 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 51,47151.5k $1.6m $1.6m 0.03% Added +5.6k +5,647
69 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 49,51349.5k $1.6m $1.6m 0.00% Reduced -1.1k -1,112
70 PFG Advisors 0.15% of their portfolio Phoenix, AZ 47,17847.2k $1.5m $1.5m 0.15% Added +19.2k +19,190
71 Stratos Wealth Advisors, LLC 0.12% of their portfolio BEACHWOOD, OH 45,92045.9k $1.4m $1.4m 0.12% Added +4.1k +4,061
72 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 45,76545.8k $1.4m $1.4m 0.06% Added +768 +768
73 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 44,95545.0k $1.4m $1.4m 0.02% Added +2.8k +2,822
74 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 44,35444.4k $1.4m $1.4m 0.01% Reduced -3.1k -3,075
75 BOENNING & SCATTERGOOD, INC. 0.23% of their portfolio WEST CONSHOHOCKEN, PA 42,56842.6k $1.4m $1.4m 0.23% Reduced -3.3k -3,339
76 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 42,24742.2k $1.3m $1.3m 0.01% Reduced -19.0k -19,019
77 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.58% of their portfolio THE WOODLANDS, TX 40,61640.6k $1.3m $1.3m 0.58% Reduced -8.9k -8,925
78 Old Port Advisors 0.47% of their portfolio PORTLAND, ME 39,65839.7k $1.2m $1.2m 0.47% Added +7.3k +7,326
79 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 38,82238.8k $1.2m $1.2m 0.03% Added +453 +453
80 Sowell Financial Services LLC 0.07% of their portfolio NORTH LITTLE ROCK, AR 36,37036.4k $1.1m $1.1m 0.07% Unchanged
81 AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio CARLSBAD, CA 35,51535.5k $1.1m $1.1m 0.09% Reduced -340 -340
82 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 35,37435.4k $1.1m $1.1m 0.06% Reduced -5.0k -5,042
83 STAR Financial Bank 1.10% of their portfolio FORT WAYNE, IN 35,29735.3k $1.1m $1.1m 1.10% First filing
84 DEBUSSY CAPITAL MANAGEMENT LP 0.27% of their portfolio CHICAGO, IL 34,39834.4k $1.1m $1.1m 0.27% Unchanged
85 INSIGHT 2811, INC. 0.67% of their portfolio CHICAGO, IL 34,23534.2k $1.1m $1.1m 0.67% Reduced -865 -865
86 AJ WEALTH STRATEGIES, LLC 0.05% of their portfolio NEW YORK, NY 33,00333.0k $1.0m $1.0m 0.05% Unchanged
87 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 32,57032.6k $1.0m $1.0m 0.01% Added +2.2k +2,225
88 Fort Point Capital Partners LLC 0.17% of their portfolio San Francisco, CA 31,09331.1k $978.8k $978.8k 0.17% Reduced -1.0k -1,048
89 Fortress Wealth Management, Inc. 0.78% of their portfolio Culver City, CA 29,72729.7k $935.8k $935.8k 0.78% New
90 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,71425.7k $809.5k $809.5k 0.00% Added +1.8k +1,805
91 FIRST FOUNDATION ADVISORS 0.04% of their portfolio Irvine, CA 24,75224.8k $779.2k $779.2k 0.04% Reduced -188.5k -188,514
92 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 24,44424.4k $769.5k $769.5k 0.01% Reduced -45 -45
93 Baker Ellis Asset Management LLC 0.15% of their portfolio Vancouver, WA 24,44224.4k $769.4k $769.4k 0.15% Reduced -300 -300
94 Rothschild Wealth LLC 0.44% of their portfolio OAK BROOK, IL 24,05024.1k $757.1k $757.1k 0.44% Added +2.0k +1,988
95 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 23,22423.2k $731.1k $731.1k 0.06% Reduced -14.8k -14,787
96 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 22,93922.9k $722.1k $722.1k 0.03% New
97 FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 0.15% of their portfolio NEW YORK, NY 21,83721.8k $687.4k $687.4k 0.15% Reduced -7.6k -7,590
98 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 21,40921.4k $399.7k $399.7k 0.01% Added +7 +7
99 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 21,36421.4k $672.5k $672.5k 0.00% New
100 Fernwood Investment Management, LLC 0.28% of their portfolio QUINCY, MA 21,17221.2k $666.5k $666.5k 0.28% Added +902 +902