Vault-13

LISTED FD TR OVT

OVERLAY SHS SHRT · ETP · CUSIP 53656F573

9 institutional holders +1 vs Q2 2023
605,989606.0k shares reported held*
$12.8mreported value*
4 new 1 added 3 reduced 3 sold out net bought ≈ $1.3m (+63.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.14.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0510Q3 22: 7Q4 22: 6Q1 23: 7Q2 23: 8Q3 23: 99Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20227
Q4 20226
Q1 20237
Q2 20238
Q3 20239

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 4 bought or addedQ4 22: 3 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 3 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 5 bought or addedQ3 23: 6 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202243
Q1 202333
Q2 202335
Q3 202356

Biggest buyers

Truadvice, LLC New +129,845+129.8k
LJI Wealth Management, LLC New +74,425+74.4k
OLD MISSION CAPITAL LLC New +26,042+26.0k
JPMORGAN CHASE & CO New +15,821+15.8k
Sandy Spring Bank Added +81+81

Biggest sellers

Bison Wealth, LLC Reduced -123,011-123.0k
GTS SECURITIES LLC Sold out -22,686-22.7k
JANE STREET GROUP, LLC Sold out -22,345-22.3k
MERCER GLOBAL ADVISORS INC /ADV Reduced -11,438-11.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -3,534-3.5k
FMR LLC Sold out -1-1

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bison Wealth, LLC 0.90% of their portfolio Atlanta, GA 217,868217.9k $4.6m $4.6m 0.90% Reduced -123.0k -123,011
2 Truadvice, LLC 1.07% of their portfolio SARASOTA, FL 129,845129.8k $2.7m $2.7m 1.07% New
3 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 110,871110.9k $2.3m $2.3m 0.01% Reduced -11.4k -11,438
4 LJI Wealth Management, LLC 0.45% of their portfolio INDIANAPOLIS, IN 74,42574.4k $1.6m $1.6m 0.45% New
5 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 26,04226.0k $551.3k $551.3k 0.02% New
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,41021.4k $453.2k $453.2k 0.00% Reduced -3.5k -3,534
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,82115.8k $334.9k $334.9k 0.00% New
8 Sandy Spring Bank 0.01% of their portfolio Olney, MD 9,7079.7k $205.5k $205.5k 0.01% Added +81 +81
9 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged