Vault-13

LISTED FD TR METV

ROUNDHILL BALL · ETP · CUSIP 53656F417

73 institutional holders -2 vs Q2 2025
1,842,6021.8m shares reported held*
$97.0mreported value*
13 new 15 added 19 reduced 12 sold out net sold ≈ $4.5m (-220.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.64. Options: 2 managers hold calls ($593.3k notional), 0 hold puts (—).

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 92Q4 22: 98Q1 23: 88Q2 23: 87Q3 23: 88Q4 23: 97Q1 24: 87Q2 24: 83Q3 24: 78Q4 24: 79Q1 25: 68Q2 25: 75Q3 25: 7373Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202292
Q4 202298
Q1 202388
Q2 202387
Q3 202388
Q4 202397
Q1 202487
Q2 202483
Q3 202478
Q4 202479
Q1 202568
Q2 202575
Q3 202573

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 23: 32 bought or addedQ4 23: 35 cut or sold outQ1 24: 34 bought or addedQ1 24: 37 cut or sold outQ1 24Q2 24: 19 bought or addedQ2 24: 41 cut or sold outQ3 24: 16 bought or addedQ3 24: 42 cut or sold outQ3 24Q4 24: 30 bought or addedQ4 24: 29 cut or sold outQ1 25: 14 bought or addedQ1 25: 37 cut or sold outQ1 25Q2 25: 32 bought or addedQ2 25: 25 cut or sold outQ3 25: 28 bought or addedQ3 25: 31 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20233235
Q1 20243437
Q2 20241941
Q3 20241642
Q4 20243029
Q1 20251437
Q2 20253225
Q3 20252831

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 24 calls: $286.2kQ4 24 puts: $1.4kQ4 24P/C 0.01Q1 25 calls: $267.1kQ1 25 puts: $0Q1 25P/C 0.00Q2 25 calls: $596.0kQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $593.3kQ3 25 puts: $0Q3 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2024$286.2k$1.4k0.01
Q1 2025$267.1k$00.00
Q2 2025$596.0k$00.00
Q3 2025$593.3k$00.00

Biggest buyers

Apollon Wealth Management, LLC New +93,791+93.8k
MAINSTAY CAPITAL MANAGEMENT LLC /ADV New +70,000+70.0k
LEAVELL INVESTMENT MANAGEMENT, INC. Added +50,868+50.9k
Q3 Asset Management New +50,762+50.8k
JPMORGAN CHASE & CO Added +31,961+32.0k
REGIONS FINANCIAL CORP New +19,550+19.6k
CITADEL ADVISORS LLC Added +18,877+18.9k
Cetera Investment Advisers Added +15,234+15.2k
Ashton Thomas Private Wealth, LLC New +10,988+11.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +9,024+9.0k

Biggest sellers

TWO SIGMA INVESTMENTS, LP Sold out -194,400-194.4k
FLOW TRADERS U.S. LLC Sold out -187,671-187.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -90,914-90.9k
JANE STREET GROUP, LLC Sold out -88,148-88.1k
MARSHALL WACE, LLP Sold out -14,325-14.3k
MORGAN STANLEY Reduced -7,279-7.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -5,732-5.7k
Evanson Asset Management, LLC Reduced -4,315-4.3k
MML INVESTORS SERVICES, LLC Reduced -4,226-4.2k
Coppell Advisory Solutions LLC Reduced -4,203-4.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $300.8k14.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $292.5k14.2k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 422,220422.2k $8.7m $8.7m 0.01% Added +9.0k +9,024
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 199,075199.1k $4.1m $4.1m 0.00% Added +8.8k +8,833
3 LEAVELL INVESTMENT MANAGEMENT, INC. 0.17% of their portfolio MOBILE, AL 195,568195.6k $4.0m $4.0m 0.17% Added +50.9k +50,868
4 GM Advisory Group, LLC 0.14% of their portfolio MELVILLE, NY 163,952164.0k $3.4m $3.4m 0.14% Reduced -96 -96
5 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 93,79193.8k $1.9m $1.9m 0.03% New
6 MAINSTAY CAPITAL MANAGEMENT LLC /ADV 0.14% of their portfolio GRAND BLANC, MI 70,00070.0k $1.4m $1.4m 0.14% New
7 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 63,33163.3k $1.3m $1.3m 0.01% Reduced -114 -114
8 Evanson Asset Management, LLC 2.62% of their portfolio CARMEL, CA 63,18063.2k $46.4m $46.4m 2.62% Reduced -4.3k -4,315
9 Q3 Asset Management 0.36% of their portfolio BIRMINGHAM, MI 50,76250.8k $1.0m $1.0m 0.36% New
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 48,36148.4k $996.2k $996.2k 0.00% Reduced -7.3k -7,279
11 Banco BTG Pactual S.A. 0.13% of their portfolio RIO DE JANEIRO, D5 43,85043.9k $903.3k $903.3k 0.13% Unchanged
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 43,84243.8k $903.1k $903.1k 0.00% Added +18.9k +18,877
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 43,60243.6k $898.0k $898.0k 0.00% Reduced -5.7k -5,732
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 32,52632.5k $670.0k $670.0k 0.00% Added +32.0k +31,961
15 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 25,91525.9k $533.9k $533.9k 0.00% Added +15.2k +15,234
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,82425.8k $532.0k $532.0k 0.00% Added +435 +435
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 25,61325.6k $527.6k $527.6k 0.00% Unchanged
18 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,22021.2k $437.1k $437.1k 0.00% Reduced -4.2k -4,226
19 Itau Unibanco Holding S.A. 0.01% of their portfolio SAO PAULO, D5 20,20020.2k $416.1k $416.1k 0.01% Unchanged
20 REGIONS FINANCIAL CORP 0.00% of their portfolio BIRMINGHAM, AL 19,55019.6k $402.7k $402.7k 0.00% New
21 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 19,44619.4k $400.6k $400.6k 0.00% Added +763 +763
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,46614.5k $298.0k $298.0k 0.00% Reduced -3.9k -3,873
23 Carnegie Investment Counsel 0.01% of their portfolio PEPPER PIKE, OH 13,37013.4k $275.4k $275.4k 0.01% Reduced -110 -110
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,13813.1k $270.6k $270.6k 0.00% Added +2.5k +2,464
25 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 12,50512.5k $257.6k $257.6k 0.00% Added +136 +136
26 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 10,98811.0k $226.4k $226.4k 0.01% New
27 Aaron Wealth Advisors LLC 0.01% of their portfolio Chicago, IL 10,56310.6k $217.6k $217.6k 0.01% Unchanged
28 INDEPENDENT INVESTORS INC 0.04% of their portfolio NESCONSET, NY 10,00010.0k $206.0k $206.0k 0.04% Unchanged
29 Coppell Advisory Solutions LLC 0.76% of their portfolio COPPELL, TX 9,7039.7k $7.2m $7.2m 0.76% Reduced -4.2k -4,203
30 Gemmer Asset Management LLC 0.42% of their portfolio WALNUT CREEK, CA 7,1267.1k $5.2m $5.2m 0.42% Reduced -34 -34
31 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 4,7154.7k $97.1k $97.1k 0.00% New
32 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 4,7004.7k $96.8k $96.8k 0.00% New
33 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,9233.9k $80.8k $80.8k 0.00% Unchanged
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,6993.7k $76.0k $76.0k 0.00% Reduced -3.5k -3,481
35 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 3,4553.5k $67.2k $67.2k 0.00% Unchanged
36 FMR LLC 0.00% of their portfolio BOSTON, MA 3,1243.1k $64.4k $64.4k 0.00% Added +457 +457
37 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,7532.8k $56.7k $56.7k 0.00% Reduced -100 -100
38 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1,9852.0k $40.9k $40.9k 0.00% Reduced -378 -378
39 VALLEY NATIONAL ADVISERS INC 0.01% of their portfolio BETHLEHEM, PA 1,8621.9k $38.0k $38.0k 0.01% Unchanged
40 Activest Wealth Management 0.01% of their portfolio AVENTURA, FL 1,4951.5k $30.8k $30.8k 0.01% Unchanged
41 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,4751.5k $30.4k $30.4k 0.00% Unchanged
42 Beaird Harris Wealth Management, LLC 0.07% of their portfolio DALLAS, TX 1,3401.3k $983.8k $983.8k 0.07% Added +201 +201
43 Family Office Research LLC 0.41% of their portfolio Bethesda, MD 1,2621.3k $927.2k $927.2k 0.41% New
44 Provenance Wealth Advisors, LLC 0.00% of their portfolio FORT LAUDERDALE, FL 1,2001.2k $24.7k $24.7k 0.00% Unchanged
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0481.0k $20.1k $20.1k 0.00% Unchanged
46 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,0031.0k $20.7k $20.7k 0.00% Reduced -152 -152
47 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0001.0k $20.6k $20.6k 0.00% New
48 Whipplewood Advisors, LLC 0.01% of their portfolio LITTLETON, CO 1,0001.0k $20.6k $20.6k 0.01% Unchanged
49 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 931931 $19.2k $19.2k 0.00% Reduced -2.0k -1,957
50 CALDWELL SUTTER CAPITAL, INC. 0.01% of their portfolio SAUSALITO, CA 790790 $16.3k $16.3k 0.01% Unchanged
51 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 700700 $14.6k $14.6k 0.00% Reduced -400 -400
52 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 647647 $13.3k $13.3k 0.00% Unchanged
53 Evolution Advisers, Inc. 0.01% of their portfolio RICHMOND, VA 600600 $12.0k $12.0k 0.01% Unchanged
54 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 501501 $10.3k $10.3k 0.00% New
55 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 500500 $10.3k $10.3k 0.00% Unchanged
56 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 500500 $10.3k $10.3k 0.00% Unchanged
57 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 305305 $6.3k $6.3k 0.00% Added +20 +20
58 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 300300 $6.2k $6.2k 0.00% Unchanged
59 Future Financial Wealth Managment LLC 0.00% of their portfolio CINCINNATI, OH 264264 $5.4k $5.4k 0.00% Unchanged
60 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 200200 $4.1k $4.1k 0.00% New
61 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 200200 $4.1k $4.1k 0.00% Unchanged
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 190190 $3.9k $3.9k 0.00% Reduced -503 -503
63 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 189189 $3.9k $3.9k 0.00% Added +22 +22
64 LRI Investments, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 175175 $3.6k $3.6k 0.00% Unchanged
65 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 174174 $3.6k $3.6k 0.00% Reduced -5 -5
66 West Branch Capital LLC 0.00% of their portfolio AMHERST, MA 150150 $2.3k $2.3k 0.00% Unchanged
67 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 136136 $2.8k $2.8k 0.00% Added +100 +100
68 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 118118 $2.4k $2.4k 0.00% Reduced -520 -520
69 Morse Asset Management, Inc 0.00% of their portfolio DARIEN, CT 100100 $2.1k $2.1k 0.00% Unchanged
70 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 8585 $1.0k $1.0k 0.00% New
71 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 7575 $1.5k $1.5k 0.00% New
72 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 4141 $845 $845 0.00% Unchanged
73 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 55 $103 $103 0.00% Unchanged