Vault-13

LISTED FD TR METV

ROUNDHILL BALL · ETP · CUSIP 53656F417

79 institutional holders +1 vs Q3 2024
2,376,7232.4m shares reported held*
$80.9mreported value*
10 new 20 added 19 reduced 10 sold out net sold ≈ $28.8m (-2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.05. Options: 1 managers hold calls ($286.2k notional), 1 hold puts ($1.4k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 92Q4 22: 98Q1 23: 88Q2 23: 87Q3 23: 88Q4 23: 97Q1 24: 87Q2 24: 83Q3 24: 78Q4 24: 7979Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202292
Q4 202298
Q1 202388
Q2 202387
Q3 202388
Q4 202397
Q1 202487
Q2 202483
Q3 202478
Q4 202479

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 23: 28 bought or addedQ1 23: 34 cut or sold outQ2 23: 29 bought or addedQ2 23: 35 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 33 cut or sold outQ4 23: 32 bought or addedQ4 23: 35 cut or sold outQ4 23Q1 24: 34 bought or addedQ1 24: 37 cut or sold outQ2 24: 19 bought or addedQ2 24: 41 cut or sold outQ2 24Q3 24: 16 bought or addedQ3 24: 42 cut or sold outQ4 24: 30 bought or addedQ4 24: 29 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20232834
Q2 20232935
Q3 20232433
Q4 20233235
Q1 20243437
Q2 20241941
Q3 20241642
Q4 20243029

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 24 calls: $928.0kQ1 24 puts: $17.4kQ1 24P/C 0.02Q2 24 calls: $1.2mQ2 24 puts: $382.4kQ2 24P/C 0.32Q3 24 calls: $1.0mQ3 24 puts: $1.3kQ3 24P/C 0.00Q4 24 calls: $286.2kQ4 24 puts: $1.4kQ4 24P/C 0.01
Numbers
QuarterCallsPutsP/C
Q1 2024$928.0k$17.4k0.02
Q2 2024$1.2m$382.4k0.32
Q3 2024$1.0m$1.3k0.00
Q4 2024$286.2k$1.4k0.01

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +227,407+227.4k
TWO SIGMA INVESTMENTS, LP New +181,700+181.7k
JANE STREET GROUP, LLC Added +139,377+139.4k
GTS SECURITIES LLC New +42,902+42.9k
MORGAN STANLEY Added +26,589+26.6k
Creative Planning New +21,302+21.3k
WELLS FARGO & COMPANY/MN New +18,582+18.6k
Evanson Asset Management, LLC Added +18,418+18.4k
CITADEL ADVISORS LLC Added +16,170+16.2k
LPL Financial LLC Added +13,924+13.9k

Biggest sellers

NATIONAL BANK OF CANADA /FI/ Sold out -2,513,250-2.5m
UBS Group AG Reduced -55,928-55.9k
HARBOUR INVESTMENTS, INC. Sold out -28,923-28.9k
Merit Financial Group, LLC Reduced -15,554-15.6k
Kestra Advisory Services, LLC Sold out -13,296-13.3k
Mirae Asset Global Investments Co., Ltd. Sold out -12,640-12.6k
FLOW TRADERS U.S. LLC Reduced -10,926-10.9k
D. E. Shaw & Co., Inc. Sold out -10,674-10.7k
GREAT LAKES ADVISORS, LLC Sold out -10,600-10.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -10,029-10.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $286.2k19.9k shares

Biggest puts

CITADEL ADVISORS LLC Unchanged $1.4k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 375,306375.3k $5.4m $5.4m 0.00% Added +6.3k +6,329
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 298,698298.7k $4.3m $4.3m 0.01% Added +227.4k +227,407
3 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 231,092231.1k $3.3m $3.3m 0.01% Added +139.4k +139,377
4 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 181,700181.7k $2.6m $2.6m 0.01% New
5 GM Advisory Group, LLC 0.14% of their portfolio MELVILLE, NY 171,370171.4k $2.5m $2.5m 0.14% Reduced -6.7k -6,676
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 163,608163.6k $2.4m $2.4m 0.00% Added +13.9k +13,924
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,79080.8k $1.2m $1.2m 0.00% Added +977 +977
8 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 74,55874.6k $1.1m $1.1m 0.04% Reduced -10.9k -10,926
9 Evanson Asset Management, LLC 2.94% of their portfolio CARMEL, CA 73,31973.3k $42.9m $42.9m 2.94% Added +18.4k +18,418
10 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 68,51868.5k $985.3k $985.3k 0.02% Reduced -15.6k -15,554
11 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 61,13261.1k $879.1k $879.1k 0.01% Reduced -9.2k -9,159
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 55,16955.2k $793.0k $793.0k 0.00% Reduced -10.0k -10,029
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 52,38852.4k $753.4k $753.4k 0.00% Added +26.6k +26,589
14 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 42,90242.9k $616.9k $616.9k 0.03% New
15 Banco BTG Pactual S.A. 0.14% of their portfolio RIO DE JANEIRO, D5 42,40042.4k $615.2k $615.2k 0.14% Unchanged
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,06833.1k $475.5k $475.5k 0.00% Added +16.2k +16,170
17 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 30,59530.6k $440.0k $440.0k 0.00% Added +2.6k +2,636
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 29,73929.7k $427.7k $427.7k 0.00% First filing
19 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 24,73724.7k $356.0k $356.0k 0.00% Added +40 +40
20 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 21,30221.3k $306.3k $306.3k 0.00% New
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 20,76620.8k $298.6k $298.6k 0.00% Reduced -55.9k -55,928
22 Itau Unibanco Holding S.A. 0.01% of their portfolio SAO PAULO, D5 20,20020.2k $290.9k $290.9k 0.01% Reduced -4.0k -4,000
23 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 19,86719.9k $285.7k $285.7k 0.00% Added +1.9k +1,902
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 18,58218.6k $267.2k $267.2k 0.00% New
25 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 18,03218.0k $259.3k $259.3k 0.00% Reduced -400 -400
26 Aurora Private Wealth, Inc. 0.19% of their portfolio ROCKAWAY, NJ 17,65617.7k $254.0k $254.0k 0.19% Unchanged
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 16,98917.0k $244.3k $244.3k 0.00% Reduced -734 -734
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,85914.9k $214.0k $214.0k 0.00% Added +1.2k +1,152
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 14,78114.8k $212.6k $212.6k 0.00% Reduced -1.3k -1,256
30 Carnegie Investment Counsel 0.01% of their portfolio PEPPER PIKE, OH 12,74012.7k $183.2k $183.2k 0.01% Reduced -1.9k -1,850
31 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 11,50011.5k $165.4k $165.4k 0.00% Reduced -500 -500
32 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 11,07211.1k $159.0k $159.0k 0.00% Reduced -7.3k -7,295
33 Aaron Wealth Advisors LLC 0.02% of their portfolio Chicago, IL 10,56310.6k $151.9k $151.9k 0.02% Unchanged
34 INDEPENDENT INVESTORS INC 0.03% of their portfolio NESCONSET, NY 10,00010.0k $143.8k $143.8k 0.03% Unchanged
35 Gemmer Asset Management LLC 0.31% of their portfolio WALNUT CREEK, CA 5,4165.4k $3.2m $3.2m 0.31% Added +373 +373
36 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,9233.9k $56.4k $56.4k 0.00% Unchanged
37 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 3,4873.5k $50.1k $50.1k 0.00% Reduced -380 -380
38 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,9032.9k $41.7k $41.7k 0.00% New
39 Coppell Advisory Solutions LLC 0.22% of their portfolio COPPELL, TX 2,6612.7k $1.6m $1.6m 0.22% Added +427 +427
40 CALDWELL SUTTER CAPITAL, INC. 0.02% of their portfolio SAUSALITO, CA 2,4902.5k $35.8k $35.8k 0.02% Unchanged
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,2352.2k $32.1k $32.1k 0.00% Unchanged
42 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,0092.0k $28.9k $28.9k 0.00% New
43 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 1,8621.9k $26.0k $26.0k 0.00% Reduced -1.5k -1,458
44 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 1,5001.5k $21.6k $21.6k 0.00% Added +400 +400
45 Activest Wealth Management 0.01% of their portfolio AVENTURA, FL 1,4951.5k $21.5k $21.5k 0.01% Unchanged
46 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,4751.5k $21.2k $21.2k 0.00% Unchanged
47 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,2381.2k $17.8k $17.8k 0.00% Added +307 +307
48 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 1,2081.2k $17.4k $17.4k 0.00% Unchanged
49 FMR LLC 0.00% of their portfolio BOSTON, MA 1,2011.2k $17.3k $17.3k 0.00% Added +140 +140
50 Provenance Wealth Advisors, LLC 0.00% of their portfolio FORT LAUDERDALE, FL 1,2001.2k $17.3k $17.3k 0.00% New
51 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 1,1081.1k $15.9k $15.9k 0.00% Unchanged
52 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,0031.0k $15.0k $15.0k 0.00% Unchanged
53 Whipplewood Advisors, LLC 0.01% of their portfolio LITTLETON, CO 1,0001.0k $14.4k $14.4k 0.01% First filing
54 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 988988 $14.2k $14.2k 0.00% Reduced -1.2k -1,174
55 Future Financial Wealth Managment LLC 0.01% of their portfolio CINCINNATI, OH 764764 $11.0k $11.0k 0.01% Reduced -2.0k -2,000
56 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 629629 $9.0k $9.0k 0.00% Unchanged
57 Evolution Advisers, Inc. 0.00% of their portfolio RICHMOND, VA 600600 $8.0k $8.0k 0.00% Unchanged
58 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 500500 $7.2k $7.2k 0.00% Unchanged
59 Sandy Spring Bank 0.00% of their portfolio Olney, MD 500500 $7.2k $7.2k 0.00% Unchanged
60 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 488488 $7.0k $7.0k 0.00% Added +300 +300
61 Beaird Harris Wealth Management, LLC 0.02% of their portfolio DALLAS, TX 404404 $236.5k $236.5k 0.02% Added +315 +315
62 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 313313 $4.5k $4.5k 0.00% Added +100 +100
63 Financial Freedom, LLC 0.00% of their portfolio CINCINNATI, OH 296296 $4.3k $4.3k 0.00% Unchanged
64 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 285285 $4.1k $4.1k 0.00% Unchanged
65 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 200200 $2.9k $2.9k 0.00% New
66 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 200200 $2.9k $2.9k 0.00% Unchanged
67 LRI Investments, LLC 0.00% of their portfolio PALM BEACH GARDENS, FL 175175 $2.5k $2.5k 0.00% Unchanged
68 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 156156 $2.2k $2.2k 0.00% Reduced -219 -219
69 West Branch Capital LLC 0.00% of their portfolio AMHERST, MA 150150 $2.2k $2.2k 0.00% Unchanged
70 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 115115 $1.7k $1.7k 0.00% New
71 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 100100 $1.4k $1.4k 0.00% Unchanged
72 Morse Asset Management, Inc 0.00% of their portfolio DARIEN, CT 100100 $1.4k $1.4k 0.00% Unchanged
73 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 9191 $1.0k $1.0k 0.00% New
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7878 $1.1k $1.1k 0.00% Reduced -42 -42
75 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6262 $892 $892 0.00% Unchanged
76 Transce3nd, LLC 0.00% of their portfolio BUDA, TX 6262 $921 $921 0.00% First filing
77 St. Johns Investment Management Company, LLC 0.00% of their portfolio JACKSONVILLE, FL 5050 $719 $719 0.00% Unchanged
78 Archer Investment Corp 0.00% of their portfolio Carmel, IN 55 $72 $72 0.00% Unchanged
79 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged