LISTED FD TR METV
ROUNDHILL BALL · ETP · CUSIP 53656F417
87
institutional holders
-10 vs Q4 2023
4.5m
shares reported held*
$524.8mreported value*
7 new
27 added
20 reduced
17 sold out
net sold ≈ $13.0m (-1.0m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $117.31. Options: 3 managers hold calls ($928.0k notional), 1 hold puts ($17.4k).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 92 |
| Q4 2022 | 98 |
| Q1 2023 | 88 |
| Q2 2023 | 87 |
| Q3 2023 | 88 |
| Q4 2023 | 97 |
| Q1 2024 | 87 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 39 | 44 |
| Q1 2023 | 28 | 34 |
| Q2 2023 | 29 | 35 |
| Q3 2023 | 24 | 33 |
| Q4 2023 | 32 | 35 |
| Q1 2024 | 34 | 37 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $844.9k | $245.0k | 0.29 |
| Q3 2023 | $421.9k | $292.1k | 0.69 |
| Q4 2023 | $717.9k | $207.2k | 0.29 |
| Q1 2024 | $928.0k | $17.4k | 0.02 |
Biggest buyers
| BANK OF MONTREAL /CAN/ | Added | +243.6k |
| NATIONAL BANK OF CANADA /FI/ | Added | +162.2k |
| GTS SECURITIES LLC | New | +126.8k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +40.3k |
| MORGAN STANLEY | Added | +37.1k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +32.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +32.4k |
| LPL Financial LLC | Added | +31.1k |
| FLOW TRADERS U.S. LLC | New | +22.0k |
| OLD MISSION CAPITAL LLC | New | +12.0k |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -985.0k |
| PRUDENTIAL PLC | Sold out | -202.9k |
| Merit Financial Group, LLC | Reduced | -169.3k |
| ROYAL BANK OF CANADA | Reduced | -114.7k |
| Revisor Wealth Management LLC | Sold out | -76.5k |
| TD Waterhouse Canada Inc. | Reduced | -55.8k |
| TWO SIGMA INVESTMENTS, LP | Sold out | -39.6k |
| CITADEL ADVISORS LLC | Reduced | -35.0k |
| Apollon Wealth Management, LLC | Sold out | -33.0k |
| Mariner, LLC | Reduced | -21.6k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $504.7k40.6k shares |
| CITADEL ADVISORS LLC | Added | $421.4k33.9k shares |
| Cutler Group LLC / CA | Reduced | $2.0k2.8k shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $17.4k1.4k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| NATIONAL BANK OF CANADA /FI/ 0.73% of their portfolio | 891.0k $422.2m | Added +162.2k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 691.7k $8.6m | Reduced -985.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio | 659.3k $8.2m | Added +40.3k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 309.4k $3.9m | Added +243.6k |
| GM Advisory Group, LLC 0.22% of their portfolio | 249.9k $3.1m | Added +11.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 191.6k $2.4m | Added +32.4k |
| LPL Financial LLC 0.00% of their portfolio | 168.0k $2.1m | Added +31.1k |
| GTS SECURITIES LLC 0.04% of their portfolio | 126.8k $1.6m | New |
| Evanson Asset Management, LLC 4.23% of their portfolio | 123.0k $56.8m | Added +8.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 112.6k $1.4m | Reduced -16.1k |
| Merit Financial Group, LLC 0.03% of their portfolio | 86.8k $1.1m | Reduced -169.3k |
| MORGAN STANLEY 0.00% of their portfolio | 79.4k $987.1k | Added +37.1k |
| AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio | 71.2k $885.2k | Added +3.7k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 64.4k $800.0k | Reduced -19.1k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 58.3k $724.2k | Added +32.4k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 53.8k $668.2k | Reduced -35.0k |
| Banco BTG Pactual S.A. 0.16% of their portfolio | 42.4k $527.0k | Unchanged |
| Itau Unibanco Holding S.A. 0.02% of their portfolio | 34.2k $425.1k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 31.9k $396.2k | Reduced -387 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 30.3k $375.0k | Reduced -114.7k |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 26.8k $332.8k | Reduced -87 |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 25.4k $316.3k | Unchanged |
| Wealthfront Advisers LLC 0.00% of their portfolio | 23.5k $292.1k | Added +3.6k |
| FLOW TRADERS U.S. LLC 0.01% of their portfolio | 22.0k $274.0k | New |
| GREAT LAKES ADVISORS, LLC 0.00% of their portfolio | 21.2k $263.5k | Added +10.6k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 20.3k $252.0k | Added +646 |
| Cetera Investment Advisers 0.00% of their portfolio | 19.9k $247.5k | Added +4.2k |
| Banque Cantonale Vaudoise 0.01% of their portfolio | 19.6k $244.0k | Added +8.0k |
| Aurora Private Wealth, Inc. 0.21% of their portfolio | 19.1k $238.0k | Reduced -782 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 18.3k $228.1k | Reduced -1.6k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 15.2k $188.9k | Reduced -1.7k |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 14.8k $183.6k | Reduced -9.4k |
| Gladstone Institutional Advisory LLC 0.01% of their portfolio | 12.7k $158.4k | Reduced -164 |
| Berger Financial Group, Inc 0.01% of their portfolio | 12.2k $151.2k | Unchanged |
| OLD MISSION CAPITAL LLC 0.00% of their portfolio | 12.0k $149.1k | New |
| TWO SIGMA SECURITIES, LLC 0.01% of their portfolio | 11.9k $147.4k | Reduced -5.6k |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 11.5k $142.9k | Added +1.0k |
| Aaron Wealth Advisors LLC 0.02% of their portfolio | 10.6k $131.3k | Unchanged |
| INDEPENDENT INVESTORS INC 0.03% of their portfolio | 10.0k $124.3k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 7.8k $96.3k | Added +6.7k |
| Mariner, LLC 0.00% of their portfolio | 7.1k $372.4k | Reduced -21.6k |
| UBS Group AG 0.00% of their portfolio | 5.6k $70.1k | Added +2.8k |
| Gemmer Asset Management LLC 0.28% of their portfolio | 5.0k $2.4m | Added +1.8k |
| Spire Wealth Management 0.00% of their portfolio | 5.0k $62.1k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 5.0k $61.9k | Reduced -5.3k |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 3.9k $48.1k | Unchanged |
| VALLEY NATIONAL ADVISERS INC 0.01% of their portfolio | 3.7k $45.0k | Reduced -3.7k |
| Future Financial Wealth Managment LLC 0.03% of their portfolio | 3.3k $40.6k | New |
| CALDWELL SUTTER CAPITAL, INC. 0.01% of their portfolio | 2.5k $31.0k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 2.2k $26.9k | Unchanged |
| Core Wealth Advisors, Inc. 0.01% of their portfolio | 2.1k $25.9k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.1k $25.8k | Reduced -3.5k |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 1.5k $18.6k | Added +217 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.3k $16.2k | Unchanged |
| NFSG Corp 0.01% of their portfolio | 1.2k $15.0k | Unchanged |
| Beacon Capital Management, LLC 0.00% of their portfolio | 1.1k $13.8k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 1.1k $15.8k | Reduced -55.8k |
| Allworth Financial LP 0.00% of their portfolio | 1.0k $12.5k | Added +2 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.0k $12.4k | New |
| FinTrust Capital Advisors, LLC 0.00% of their portfolio | 1.0k $12.4k | Unchanged |
| Princeton Global Asset Management LLC 0.00% of their portfolio | 737 $9.2k | Added +1 |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 629 $7.8k | Unchanged |
| Evolution Advisers, Inc. 0.00% of their portfolio | 600 $8.0k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 582 $7.2k | Added +331 |
| FMR LLC 0.00% of their portfolio | 569 $7.1k | Added +401 |
| Sandy Spring Bank 0.00% of their portfolio | 500 $6.2k | Reduced -100 |
| CWM, LLC 0.00% of their portfolio | 440 $5.0k | Added +439 |
| BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio | 399 $5.0k | Unchanged |
| Pathway Financial Advisers, LLC 0.00% of their portfolio | 316 $3.9k | Unchanged |
| Financial Freedom, LLC 0.00% of their portfolio | 296 $3.7k | Added +1 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 285 $3.5k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 200 $2.5k | Unchanged |
| CoreCap Advisors, LLC 0.00% of their portfolio | 200 $2.5k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 188 $2.3k | Unchanged |
| LRI Investments, LLC 0.00% of their portfolio | 175 $2.2k | First filing |
| West Branch Capital LLC 0.00% of their portfolio | 150 $1.9k | Unchanged |
| Clearstead Advisors, LLC 0.00% of their portfolio | 121 $1.5k | New |
| Beaird Harris Wealth Management, LLC 0.01% of their portfolio | 108 $52.5k | Added +67 |
| CITIGROUP INC 0.00% of their portfolio | 100 $1.2k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 62 $771 | Unchanged |
| St. Johns Investment Management Company, LLC 0.00% of their portfolio | 50 $622 | Unchanged |
| DHJJ Financial Advisors, Ltd. 0.00% of their portfolio | 50 $622 | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 46 $573 | Unchanged |
| Bogart Wealth, LLC 0.00% of their portfolio | 20 $249 | Unchanged |
| Archer Investment Corp 0.00% of their portfolio | 5 $62 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 0 $0 | Unchanged |