LISTED FD TR METV
ROUNDHILL BALL · ETP · CUSIP 53656F417
97
institutional holders
+9 vs Q3 2023
5.5m
shares reported held*
$348.5mreported value*
18 new
14 added
26 reduced
9 sold out
net bought ≈ $14.5m (+1.3m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $63.12. Options: 3 managers hold calls ($717.9k notional), 3 hold puts ($207.2k).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 92 |
| Q4 2022 | 98 |
| Q1 2023 | 88 |
| Q2 2023 | 87 |
| Q3 2023 | 88 |
| Q4 2023 | 97 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 39 | 44 |
| Q1 2023 | 28 | 34 |
| Q2 2023 | 29 | 35 |
| Q3 2023 | 24 | 33 |
| Q4 2023 | 32 | 35 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $1.4m | $147.3k | 0.10 |
| Q2 2023 | $844.9k | $245.0k | 0.29 |
| Q3 2023 | $421.9k | $292.1k | 0.69 |
| Q4 2023 | $717.9k | $207.2k | 0.29 |
Biggest buyers
| JANE STREET GROUP, LLC | Added | +1.4m |
| PRUDENTIAL PLC | New | +202.9k |
| ROYAL BANK OF CANADA | Added | +125.4k |
| Revisor Wealth Management LLC | New | +76.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +76.0k |
| BANK OF MONTREAL /CAN/ | Added | +61.9k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +43.8k |
| TWO SIGMA INVESTMENTS, LP | New | +39.6k |
| Apollon Wealth Management, LLC | New | +33.0k |
| Mariner, LLC | New | +28.7k |
Biggest sellers
| NATIONAL BANK OF CANADA /FI/ | Reduced | -689.2k |
| FLOW TRADERS U.S. LLC | Sold out | -86.3k |
| Evanson Asset Management, LLC | Reduced | -35.1k |
| Merit Financial Group, LLC | Reduced | -31.8k |
| OSAIC HOLDINGS, INC. | Reduced | -20.5k |
| SCOTIA CAPITAL INC. | Sold out | -17.9k |
| Mutual Advisors, LLC | Sold out | -13.7k |
| LPL Financial LLC | Reduced | -11.8k |
| GM Advisory Group, LLC | Reduced | -11.5k |
| Arete Wealth Advisors, LLC | Sold out | -10.0k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $598.5k52.0k shares |
| CITADEL ADVISORS LLC | Reduced | $117.4k10.2k shares |
| Cutler Group LLC / CA | Reduced | $2.0k3.4k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $189.9k16.5k shares |
| CITADEL ADVISORS LLC | Added | $17.3k1.5k shares |
| Cutler Group LLC / CA | Reduced | $01.5k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| JANE STREET GROUP, LLC 0.02% of their portfolio | 1.7m $19.3m | Added +1.4m |
| NATIONAL BANK OF CANADA /FI/ 0.45% of their portfolio | 728.8k $250.6m | Reduced -689.2k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio | 619.0k $7.1m | Added +43.8k |
| Merit Financial Group, LLC 0.09% of their portfolio | 256.2k $2.9m | Reduced -31.8k |
| GM Advisory Group, LLC 0.21% of their portfolio | 238.0k $2.7m | Reduced -11.5k |
| PRUDENTIAL PLC 0.02% of their portfolio | 202.9k $2.3m | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 159.2k $1.8m | Added +76.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 145.0k $1.7m | Added +125.4k |
| LPL Financial LLC 0.00% of their portfolio | 136.8k $1.6m | Reduced -11.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 128.7k $1.5m | Reduced -2.7k |
| Evanson Asset Management, LLC 3.13% of their portfolio | 114.8k $38.5m | Reduced -35.1k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 88.7k $1.0m | Added +20.1k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 83.5k $961.0k | Added +1.2k |
| Revisor Wealth Management LLC 1.01% of their portfolio | 76.5k $880.5k | New |
| AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio | 67.5k $777.0k | Reduced -2.8k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 65.8k $765.5k | Added +61.9k |
| TD Waterhouse Canada Inc. 0.01% of their portfolio | 56.9k $633.7k | Reduced -4.4k |
| Banco BTG Pactual S.A. 0.11% of their portfolio | 42.4k $492.3k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 42.3k $487.3k | Added +18.6k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 39.6k $455.8k | New |
| Itau Unibanco Holding S.A. 0.01% of their portfolio | 34.2k $393.6k | Unchanged |
| Apollon Wealth Management, LLC 0.01% of their portfolio | 33.0k $380.0k | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 32.3k $371.3k | Added +1.1k |
| Mariner, LLC 0.00% of their portfolio | 28.7k $1.4m | New |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 26.9k $309.2k | Reduced -896 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 25.8k $297.3k | Added +3.0k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 25.4k $292.9k | Added +812 |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 24.2k $278.2k | Reduced -3.0k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 20.0k $229.7k | Reduced -259 |
| Wealthfront Advisers LLC 0.00% of their portfolio | 19.9k $229.3k | Reduced -2.2k |
| Aurora Private Wealth, Inc. 0.22% of their portfolio | 19.9k $229.0k | Unchanged |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 19.7k $226.0k | Reduced -567 |
| TWO SIGMA SECURITIES, LLC 0.01% of their portfolio | 17.5k $201.3k | New |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 16.9k $194.4k | Reduced -2.8k |
| Cetera Investment Advisers 0.00% of their portfolio | 15.7k $180.6k | Reduced -1.9k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 14.5k $166.7k | Added +1.2k |
| Gladstone Institutional Advisory LLC 0.01% of their portfolio | 12.9k $148.6k | Reduced -2.9k |
| Berger Financial Group, Inc 0.01% of their portfolio | 12.2k $140.0k | New |
| Banque Cantonale Vaudoise 0.01% of their portfolio | 11.6k $133.0k | Unchanged |
| GREAT LAKES ADVISORS, LLC 0.00% of their portfolio | 10.6k $122.0k | Unchanged |
| Aaron Wealth Advisors LLC 0.02% of their portfolio | 10.6k $121.6k | Unchanged |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 10.5k $120.9k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 10.3k $118.7k | Reduced -20.5k |
| INDEPENDENT INVESTORS INC 0.03% of their portfolio | 10.0k $115.1k | Unchanged |
| Gilman Hill Asset Management, LLC 0.64% of their portfolio | 9.7k $3.4m | Reduced -430 |
| VALLEY NATIONAL ADVISERS INC 0.01% of their portfolio | 7.4k $85.0k | Reduced -1.4k |
| Tradition Wealth Management, LLC 0.01% of their portfolio | 6.5k $75.0k | Reduced -19 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 6.2k $71.2k | Added +2.1k |
| Compagnie Lombard Odier SCmA 0.00% of their portfolio | 5.9k $67.9k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 5.6k $64.2k | Unchanged |
| Cutler Group LLC / CA 0.01% of their portfolio | 5.0k $57.0k | Reduced -212 |
| Spire Wealth Management 0.00% of their portfolio | 5.0k $57.0k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 3.9k $44.5k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 3.3k $37.6k | New |
| Gemmer Asset Management LLC 0.14% of their portfolio | 3.2k $1.1m | Reduced -1.1k |
| UBS Group AG 0.00% of their portfolio | 2.9k $33.2k | Reduced -3.5k |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 2.8k $32.2k | Unchanged |
| CALDWELL SUTTER CAPITAL, INC. 0.01% of their portfolio | 2.5k $28.7k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 2.2k $24.0k | Reduced -1.0k |
| Core Wealth Advisors, Inc. 0.01% of their portfolio | 2.1k $24.0k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.3k $15.0k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 1.3k $14.7k | Unchanged |
| NFSG Corp 0.01% of their portfolio | 1.2k $13.9k | Added +108 |
| Beacon Capital Management, LLC 0.00% of their portfolio | 1.1k $10.5k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 1.1k $12.1k | New |
| Allworth Financial LP 0.00% of their portfolio | 1.0k $11.5k | Reduced -100 |
| FinTrust Capital Advisors, LLC 0.00% of their portfolio | 1.0k $11.5k | Unchanged |
| Princeton Global Asset Management LLC 0.00% of their portfolio | 736 $8.5k | Unchanged |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 629 $7.2k | Unchanged |
| Sandy Spring Bank 0.00% of their portfolio | 600 $6.9k | Unchanged |
| Evolution Advisers, Inc. 0.00% of their portfolio | 600 $7.0k | Unchanged |
| Cranbrook Wealth Management, LLC 0.00% of their portfolio | 475 $5.5k | New |
| BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio | 399 $4.6k | Unchanged |
| Pathway Financial Advisers, LLC 0.00% of their portfolio | 316 $3.6k | Unchanged |
| Mariner Managed Account Solutions, LLC 0.00% of their portfolio | 300 $3.5k | Unchanged |
| Financial Freedom, LLC 0.00% of their portfolio | 295 $3.4k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 285 $3.3k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 251 $2.9k | New |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 200 $2.3k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 188 $2.2k | Unchanged |
| FMR LLC 0.00% of their portfolio | 168 $1.9k | Reduced -5.5k |
| West Branch Capital LLC 0.00% of their portfolio | 150 $1.7k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 100 $1.2k | Unchanged |
| SOA Wealth Advisors, LLC. 0.00% of their portfolio | 85 $978 | New |
| Abound Wealth Management 0.00% of their portfolio | 65 $750 | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 62 $714 | Unchanged |
| St. Johns Investment Management Company, LLC 0.00% of their portfolio | 50 $576 | Unchanged |
| DHJJ Financial Advisors, Ltd. 0.00% of their portfolio | 50 $576 | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 46 $530 | Unchanged |
| Beaird Harris Wealth Management, LLC 0.00% of their portfolio | 41 $14.5k | New |
| Blue Trust, Inc. 0.00% of their portfolio | 33 $0 | New |
| Bogart Wealth, LLC 0.00% of their portfolio | 20 $230 | Unchanged |
| BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio | 13 $150 | Unchanged |
| Archer Investment Corp 0.00% of their portfolio | 5 $58 | Unchanged |
| CWM, LLC 0.00% of their portfolio | 1 $0 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 0 $0 | New |