LISTED FD TR METV
ROUNDHILL BALL · ETP · CUSIP 53656F417
88
institutional holders
+1 vs Q2 2023
4.3m
shares reported held*
$506.0mreported value*
9 new
15 added
25 reduced
8 sold out
net sold ≈ $4.2m (-439.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $118.71. Options: 2 managers hold calls ($421.9k notional), 3 hold puts ($292.1k).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 92 |
| Q4 2022 | 98 |
| Q1 2023 | 88 |
| Q2 2023 | 87 |
| Q3 2023 | 88 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 39 | 44 |
| Q1 2023 | 28 | 34 |
| Q2 2023 | 29 | 35 |
| Q3 2023 | 24 | 33 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $657.7k | $158.7k | 0.24 |
| Q1 2023 | $1.4m | $147.3k | 0.10 |
| Q2 2023 | $844.9k | $245.0k | 0.29 |
| Q3 2023 | $421.9k | $292.1k | 0.69 |
Biggest buyers
| FLOW TRADERS U.S. LLC | Added | +62.3k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +56.8k |
| AVANTAX ADVISORY SERVICES, INC. | Added | +52.1k |
| CITADEL ADVISORS LLC | Added | +40.3k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +30.0k |
| ENVESTNET ASSET MANAGEMENT INC | New | +22.8k |
| Gladstone Institutional Advisory LLC | New | +15.8k |
| Mutual Advisors, LLC | New | +13.7k |
| Gilman Hill Asset Management, LLC | New | +10.1k |
| Arete Wealth Advisors, LLC | New | +10.0k |
Biggest sellers
| Mirae Asset Global Investments Co., Ltd. | Reduced | -254.1k |
| PRUDENTIAL PLC | Sold out | -225.9k |
| JANE STREET GROUP, LLC | Reduced | -117.7k |
| TWO SIGMA INVESTMENTS, LP | Sold out | -58.1k |
| Cetera Investment Advisers | Reduced | -30.7k |
| MARSHALL WACE, LLP | Sold out | -21.9k |
| Rockefeller Capital Management L.P. | Sold out | -17.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -13.5k |
| GM Advisory Group, LLC | Reduced | -11.2k |
| OSAIC HOLDINGS, INC. | Reduced | -8.9k |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $421.9k44.5k shares |
| Cutler Group LLC / CA | Unchanged | $03.7k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $289.1k30.5k shares |
| Cutler Group LLC / CA | Added | $2.0k2.8k shares |
| CITADEL ADVISORS LLC | Reduced | $948100 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| NATIONAL BANK OF CANADA /FI/ 0.79% of their portfolio | 1.4m $433.1m | Added +2.9k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio | 575.2k $5.5m | Added +56.8k |
| Merit Financial Group, LLC 0.09% of their portfolio | 288.0k $2.7m | Reduced -1.9k |
| GM Advisory Group, LLC 0.19% of their portfolio | 249.5k $2.4m | Reduced -11.2k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 233.4k $2.2m | Reduced -117.7k |
| Evanson Asset Management, LLC 3.98% of their portfolio | 150.0k $43.2m | Reduced -375 |
| LPL Financial LLC 0.00% of their portfolio | 148.6k $1.4m | Added +1.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 131.4k $1.2m | Added +30.0k |
| FLOW TRADERS U.S. LLC 0.04% of their portfolio | 86.3k $818.0k | Added +62.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 83.2k $788.4k | Reduced -13.5k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 82.3k $780.0k | Added +2.6k |
| AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio | 70.3k $666.4k | Added +52.1k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 68.7k $650.9k | Added +40.3k |
| TD Waterhouse Canada Inc. 0.01% of their portfolio | 61.3k $587.4k | Reduced -1.2k |
| Banco BTG Pactual S.A. 0.16% of their portfolio | 42.4k $402.0k | Unchanged |
| Itau Unibanco Holding S.A. 0.01% of their portfolio | 34.2k $324.2k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 31.2k $295.6k | Reduced -5.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 30.8k $291.7k | Reduced -8.9k |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 27.8k $263.1k | Unchanged |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 27.2k $257.6k | Reduced -254.1k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 24.6k $233.5k | Reduced -330 |
| MORGAN STANLEY 0.00% of their portfolio | 23.8k $225.2k | Reduced -146 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 22.8k $216.6k | New |
| Wealthfront Advisers LLC 0.00% of their portfolio | 22.1k $210.0k | Reduced -538 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 20.2k $192.0k | Reduced -886 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 20.2k $191.7k | Reduced -425 |
| Aurora Private Wealth, Inc. 0.21% of their portfolio | 19.9k $189.0k | Unchanged |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 19.7k $186.4k | Added +1.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 19.6k $186.0k | Reduced -275 |
| SCOTIA CAPITAL INC. 0.00% of their portfolio | 17.9k $169.8k | Reduced -1.3k |
| Cetera Investment Advisers 0.00% of their portfolio | 17.6k $167.1k | Reduced -30.7k |
| Gladstone Institutional Advisory LLC 0.01% of their portfolio | 15.8k $150.2k | New |
| Mutual Advisors, LLC 0.01% of their portfolio | 13.7k $129.8k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 13.2k $125.5k | Reduced -307 |
| Banque Cantonale Vaudoise 0.01% of their portfolio | 11.6k $111.0k | Unchanged |
| GREAT LAKES ADVISORS, LLC 0.00% of their portfolio | 10.6k $100.5k | Unchanged |
| Aaron Wealth Advisors LLC 0.01% of their portfolio | 10.6k $100.1k | Unchanged |
| Gilman Hill Asset Management, LLC 0.59% of their portfolio | 10.1k $3.0m | New |
| INDEPENDENT INVESTORS INC 0.02% of their portfolio | 10.0k $94.8k | Unchanged |
| Arete Wealth Advisors, LLC 0.02% of their portfolio | 10.0k $94.8k | New |
| VALLEY NATIONAL ADVISERS INC 0.01% of their portfolio | 8.8k $83.0k | Unchanged |
| Tradition Wealth Management, LLC 0.01% of their portfolio | 6.6k $62.0k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 6.3k $60.1k | Added +6.1k |
| Compagnie Lombard Odier SCmA 0.00% of their portfolio | 5.9k $55.9k | Unchanged |
| FMR LLC 0.00% of their portfolio | 5.7k $53.7k | Added +4.8k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 5.6k $52.9k | Unchanged |
| Cutler Group LLC / CA 0.01% of their portfolio | 5.2k $49.0k | Reduced -88 |
| Spire Wealth Management 0.00% of their portfolio | 5.0k $47.4k | Unchanged |
| Gemmer Asset Management LLC 0.18% of their portfolio | 4.4k $1.3m | Added +1.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 4.1k $38.4k | Reduced -5 |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 3.9k $39.2k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 3.9k $36.6k | Reduced -1.1k |
| Global Retirement Partners, LLC 0.00% of their portfolio | 3.2k $29.9k | Added +1.0k |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 2.8k $26.6k | Unchanged |
| CALDWELL SUTTER CAPITAL, INC. 0.01% of their portfolio | 2.5k $23.6k | Unchanged |
| Core Wealth Advisors, Inc. 0.01% of their portfolio | 2.1k $19.7k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.3k $12.3k | Reduced -500 |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 1.3k $12.1k | Added +1.2k |
| Beacon Capital Management, LLC 0.00% of their portfolio | 1.1k $11.5k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 1.1k $10.4k | Unchanged |
| NFSG Corp 0.01% of their portfolio | 1.1k $10.4k | Unchanged |
| FinTrust Capital Advisors, LLC 0.00% of their portfolio | 1.0k $9.5k | Unchanged |
| Princeton Global Asset Management LLC 0.00% of their portfolio | 736 $7.0k | Unchanged |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 629 $6.0k | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 625 $5.9k | New |
| Sandy Spring Bank 0.00% of their portfolio | 600 $5.7k | Unchanged |
| Evolution Advisers, Inc. 0.00% of their portfolio | 600 $5.0k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 425 $4.0k | Unchanged |
| BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio | 399 $3.8k | Unchanged |
| Pathway Financial Advisers, LLC 0.00% of their portfolio | 316 $3.0k | First filing |
| Mariner Managed Account Solutions, LLC 0.00% of their portfolio | 300 $2.8k | Unchanged |
| Financial Freedom, LLC 0.00% of their portfolio | 295 $2.8k | Reduced -308 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 285 $2.7k | Added +10 |
| Mascoma Wealth Management LLC 0.00% of their portfolio | 250 $2.4k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 200 $1.9k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 188 $1.8k | Reduced -188 |
| Legacy Financial Group LLC 0.00% of their portfolio | 154 $1.5k | New |
| West Branch Capital LLC 0.00% of their portfolio | 150 $1.4k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 100 $948 | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 62 $588 | Unchanged |
| Stone House Investment Management, LLC 0.00% of their portfolio | 58 $550 | Unchanged |
| St. Johns Investment Management Company, LLC 0.00% of their portfolio | 50 $474 | Reduced -20 |
| DHJJ Financial Advisors, Ltd. 0.00% of their portfolio | 50 $474 | New |
| Larson Financial Group LLC 0.00% of their portfolio | 46 $436 | Unchanged |
| Bogart Wealth, LLC 0.00% of their portfolio | 20 $190 | Unchanged |
| BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio | 13 $123 | Unchanged |
| Archer Investment Corp 0.00% of their portfolio | 5 $47 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |