LISTED FD TR METV
ROUNDHILL BALL · ETP · CUSIP 53656F417
88
institutional holders
-10 vs Q4 2022
2.7m
shares reported held*
$132.4mreported value*
7 new
21 added
19 reduced
15 sold out
net sold ≈ $10.7m (-1.1m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.44. Options: 3 managers hold calls ($1.4m notional), 2 hold puts ($147.3k).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 92 |
| Q4 2022 | 98 |
| Q1 2023 | 88 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 39 | 44 |
| Q1 2023 | 28 | 34 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $5.4m | $716.0k | 0.13 |
| Q4 2022 | $657.7k | $158.7k | 0.24 |
| Q1 2023 | $1.4m | $147.3k | 0.10 |
Biggest buyers
| Mirae Asset Global Investments Co., Ltd. | New | +270.9k |
| JPMORGAN CHASE & CO | Added | +70.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +37.4k |
| MORGAN STANLEY | Added | +22.9k |
| Merit Financial Group, LLC | Added | +18.0k |
| CITADEL ADVISORS LLC | Added | +17.4k |
| UBS Group AG | Added | +13.2k |
| Arete Wealth Advisors, LLC | New | +12.2k |
| TD Waterhouse Canada Inc. | Added | +10.9k |
| Spire Wealth Management | Added | +5.0k |
Biggest sellers
| JANE STREET GROUP, LLC | Sold out | -750.4k |
| OLD MISSION CAPITAL LLC | Sold out | -221.4k |
| FLOW TRADERS U.S. LLC | Reduced | -166.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -152.4k |
| CIBC WORLD MARKET INC. | Sold out | -99.7k |
| ROYAL BANK OF CANADA | Reduced | -50.6k |
| TWO SIGMA SECURITIES, LLC | Sold out | -34.6k |
| Activest Wealth Management | Sold out | -30.9k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -20.4k |
| CFO4Life Group, LLC | Sold out | -17.0k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $832.9k88.8k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $561.9k59.9k shares |
| Cutler Group LLC / CA | Added | $9.0k15.4k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $142.6k15.2k shares |
| CITADEL ADVISORS LLC | Reduced | $4.7k500 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| NATIONAL BANK OF CANADA /FI/ 0.20% of their portfolio | 352.8k $73.3m | Reduced -653 |
| Merit Financial Group, LLC 0.10% of their portfolio | 283.3k $2.7m | Added +18.0k |
| Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio | 270.9k $2.5m | New |
| GM Advisory Group, LLC 0.23% of their portfolio | 267.0k $2.5m | Reduced -6.1k |
| FLOW TRADERS U.S. LLC 0.07% of their portfolio | 175.0k $1.6m | Reduced -166.6k |
| Evanson Asset Management, LLC 3.38% of their portfolio | 160.9k $34.1m | Reduced -2.3k |
| LPL Financial LLC 0.00% of their portfolio | 154.4k $1.4m | Reduced -11.3k |
| Strategic Advisors LLC 0.24% of their portfolio | 128.3k $1.2m | Reduced -500 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 88.7k $833.0k | Added +70.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 84.8k $794.0k | Reduced -3.3k |
| TD Waterhouse Canada Inc. 0.01% of their portfolio | 62.3k $593.6k | Added +10.9k |
| Cetera Investment Advisers 0.00% of their portfolio | 43.8k $410.6k | Added +1.1k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 41.5k $389.0k | Reduced -3.3k |
| Banco BTG Pactual S.A. 0.17% of their portfolio | 41.5k $371.0k | Reduced -12.9k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 39.1k $366.4k | Added +37.4k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 37.9k $3.4m | Reduced -4.0k |
| HARBOUR INVESTMENTS, INC. 0.02% of their portfolio | 37.1k $348.1k | Added +138 |
| MORGAN STANLEY 0.00% of their portfolio | 34.5k $323.8k | Added +22.9k |
| Itau Unibanco Holding S.A. 0.01% of their portfolio | 29.2k $273.9k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 28.4k $266.2k | Added +17.4k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 26.3k $246.8k | Reduced -1.9k |
| Wealthfront Advisers LLC 0.00% of their portfolio | 25.7k $240.9k | Reduced -11.1k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 25.2k $236.1k | Reduced -20.4k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 22.6k $212.0k | Added +1.6k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 21.5k $201.9k | Reduced -695 |
| SCOTIA CAPITAL INC. 0.00% of their portfolio | 20.6k $193.2k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 20.0k $187.6k | Added +13.2k |
| Aurora Private Wealth, Inc. 0.20% of their portfolio | 19.9k $187.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 19.1k $179.0k | Reduced -50.6k |
| Banque Cantonale Vaudoise 0.01% of their portfolio | 17.6k $166.0k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 13.2k $123.7k | Added +1.4k |
| Arete Wealth Advisors, LLC 0.01% of their portfolio | 12.2k $115.0k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 11.3k $105.8k | Reduced -128 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 11.2k $104.8k | Reduced -152.4k |
| Aaron Wealth Advisors LLC 0.01% of their portfolio | 10.6k $99.1k | Unchanged |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 10.3k $96.4k | Added +200 |
| INDEPENDENT INVESTORS INC 0.02% of their portfolio | 10.0k $93.8k | Unchanged |
| VALLEY NATIONAL ADVISERS INC 0.01% of their portfolio | 8.8k $78.0k | Added +2.5k |
| Spire Wealth Management 0.00% of their portfolio | 7.1k $66.1k | Added +5.0k |
| Tradition Wealth Management, LLC 0.01% of their portfolio | 6.6k $62.0k | Added +19 |
| Compagnie Lombard Odier SCmA 0.00% of their portfolio | 5.9k $55.3k | Added +2.4k |
| Cutler Group LLC / CA 0.01% of their portfolio | 5.5k $51.0k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 5.0k $46.4k | Unchanged |
| Gemmer Asset Management LLC 0.12% of their portfolio | 3.8k $806.1k | Added +17 |
| Advisory Services Network, LLC 0.00% of their portfolio | 3.1k $29.0k | Reduced -65 |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 2.8k $26.3k | Unchanged |
| CALDWELL SUTTER CAPITAL, INC. 0.02% of their portfolio | 2.5k $23.4k | Unchanged |
| Mascoma Wealth Management LLC 0.01% of their portfolio | 2.2k $20.1k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 2.2k $18.9k | Not comparable |
| Core Wealth Advisors, Inc. 0.01% of their portfolio | 2.1k $19.5k | Unchanged |
| WEALTH EFFECTS LLC 0.23% of their portfolio | 2.1k $440.8k | Added +45 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.8k $16.9k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.4k $13.4k | Added +1.0k |
| Beacon Capital Management, LLC 0.00% of their portfolio | 1.1k $10.4k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 1.1k $10.3k | Unchanged |
| FinTrust Capital Advisors, LLC 0.00% of their portfolio | 1.0k $7.2k | Unchanged |
| Front Row Advisors LLC 0.00% of their portfolio | 1.0k $9.0k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 955 $9.0k | Added +950 |
| CNB Bank 0.00% of their portfolio | 814 $7.6k | New |
| Princeton Global Asset Management LLC 0.00% of their portfolio | 736 $6.9k | Unchanged |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 629 $5.9k | Unchanged |
| Financial Freedom, LLC 0.00% of their portfolio | 603 $5.7k | Unchanged |
| Sandy Spring Bank 0.00% of their portfolio | 600 $5.6k | Unchanged |
| Evolution Advisers, Inc. 0.00% of their portfolio | 600 $5.0k | Unchanged |
| BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio | 399 $3.7k | Unchanged |
| Capital Investment Advisory Services, LLC 0.00% of their portfolio | 350 $3.3k | New |
| Pathway Financial Advisers, LLC 0.00% of their portfolio | 316 $3.0k | Unchanged |
| Mariner Managed Account Solutions, LLC 0.00% of their portfolio | 300 $2.8k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 230 $2.2k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 200 $1.9k | Unchanged |
| TCI Wealth Advisors, Inc. 0.00% of their portfolio | 200 $1.9k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 188 $2.8k | Reduced -188 |
| Pointe Capital Management LLC 0.00% of their portfolio | 150 $1.4k | New |
| West Branch Capital LLC 0.00% of their portfolio | 150 $1.4k | Unchanged |
| TimeScale Financial, Inc. 0.00% of their portfolio | 138 $1.3k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 100 $938 | Unchanged |
| NFSG Corp 0.00% of their portfolio | 100 $938 | New |
| St. Johns Investment Management Company, LLC 0.00% of their portfolio | 70 $657 | Unchanged |
| Glen Eagle Advisors, LLC 0.00% of their portfolio | 70 $657 | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 62 $1.0k | Added +19 |
| Stone House Investment Management, LLC 0.00% of their portfolio | 58 $545 | Not comparable |
| Avior Wealth Management, LLC 0.00% of their portfolio | 50 $469 | New |
| Larson Financial Group LLC 0.00% of their portfolio | 46 $432 | Unchanged |
| Centerpoint Advisors, LLC 0.00% of their portfolio | 35 $0 | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 32 $300 | Unchanged |
| Bogart Wealth, LLC 0.00% of their portfolio | 20 $188 | Unchanged |
| BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio | 13 $122 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |