Vault-13

LISTED FDS TR SPRX

SPEAR ALPHA ETF · ETP · CUSIP 53656F383

20 institutional holders +5 vs Q1 2025
421,062421.1k shares reported held*
$12.1mreported value*
6 new 5 added 3 reduced 1 sold out net bought ≈ $2.4m (+79.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.75.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 2Q4 22: 2Q1 23: 2Q2 23: 2Q3 23: 4Q4 23: 9Q1 24: 19Q2 24: 20Q3 24: 19Q4 24: 13Q1 25: 15Q2 25: 2020Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 20222
Q4 20222
Q1 20232
Q2 20232
Q3 20234
Q4 20239
Q1 202419
Q2 202420
Q3 202419
Q4 202413
Q1 202515
Q2 202520

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 3 bought or addedQ3 23: 1 cut or sold outQ4 23: 6 bought or addedQ4 23: 1 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 3 cut or sold outQ2 24: 9 bought or addedQ2 24: 6 cut or sold outQ2 24Q3 24: 9 bought or addedQ3 24: 7 cut or sold outQ4 24: 2 bought or addedQ4 24: 10 cut or sold outQ4 24Q1 25: 8 bought or addedQ1 25: 4 cut or sold outQ2 25: 11 bought or addedQ2 25: 4 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202331
Q4 202361
Q1 2024163
Q2 202496
Q3 202497
Q4 2024210
Q1 202584
Q2 2025114

Biggest buyers

Wealth Watch Advisors, INC Added +37,891+37.9k
Apollon Wealth Management, LLC Added +22,879+22.9k
FSA Advisors, Inc. New +7,943+7.9k
Absolute Gestao de Investimentos Ltda. New +7,421+7.4k
UBS Group AG Added +5,395+5.4k
Tower Research Capital LLC (TRC) Added +1,850+1.9k
Capital Investment Advisory Services, LLC New +1,435+1.4k
JFS WEALTH ADVISORS, LLC New +872+872
ROYAL BANK OF CANADA New +224+224
RAFFA WEALTH MANAGEMENT, LLC New +69+69

Biggest sellers

HighTower Advisors, LLC Reduced -5,329-5.3k
CoreCap Advisors, LLC Reduced -743-743
TD Waterhouse Canada Inc. Reduced -496-496
Bogart Wealth, LLC Sold out -15-15

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Apollon Wealth Management, LLC 0.13% of their portfolio MOUNT PLEASANT, SC 221,855221.9k $6.6m $6.6m 0.13% Added +22.9k +22,879
2 Wealth Watch Advisors, INC 1.47% of their portfolio ENGLEWOOD, CO 86,12986.1k $2.5m $2.5m 1.47% Added +37.9k +37,891
3 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.26% of their portfolio FLINT, MI 33,67433.7k $667.8k $667.8k 0.26% First filing
4 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 25,61125.6k $732.3k $732.3k 0.01% Reduced -496 -496
5 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,08018.1k $535.2k $535.2k 0.00% Reduced -5.3k -5,329
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,5529.6k $282.7k $282.7k 0.00% Added +5.4k +5,395
7 FSA Advisors, Inc. 0.19% of their portfolio TROY, MI 7,9437.9k $235.1k $235.1k 0.19% New
8 Absolute Gestao de Investimentos Ltda. 0.07% of their portfolio SAO PAULO, D5 7,4217.4k $219.7k $219.7k 0.07% New
9 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,6363.6k $107.6k $107.6k 0.00% Added +1.9k +1,850
10 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,6841.7k $49.8k $49.8k 0.00% Unchanged
11 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,4351.4k $42.5k $42.5k 0.00% New
12 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0241.0k $30.3k $30.3k 0.00% Unchanged
13 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 872872 $25.8k $25.8k 0.00% New
14 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 857857 $25.4k $25.4k 0.00% Unchanged
15 S.A. Mason LLC 0.01% of their portfolio HOLLAND, MI 695695 $20.6k $20.6k 0.01% Unchanged
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 224224 $6.0k $6.0k 0.00% New
17 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 151151 $4.0k $4.0k 0.00% Added +4 +4
18 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 150150 $4.4k $4.4k 0.00% Reduced -743 -743
19 RAFFA WEALTH MANAGEMENT, LLC 0.00% of their portfolio WASHINGTON, DC 6969 $2.0k $2.0k 0.00% New
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged