Vault-13

LISTED FDS TR SPRX

SPEAR ALPHA ETF · ETP · CUSIP 53656F383

19 institutional holders -1 vs Q2 2024
477,052477.1k shares reported held*
$10.9mreported value*
4 new 5 added 2 reduced 5 sold out net sold ≈ $3.1m (-137.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.80.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 2Q4 22: 2Q1 23: 2Q2 23: 2Q3 23: 4Q4 23: 9Q1 24: 19Q2 24: 20Q3 24: 1919Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 20222
Q4 20222
Q1 20232
Q2 20232
Q3 20234
Q4 20239
Q1 202419
Q2 202420
Q3 202419

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 0 bought or addedQ4 22: 1 cut or sold outQ1 23: 1 bought or addedQ1 23: 0 cut or sold outQ1 23Q2 23: 0 bought or addedQ2 23: 1 cut or sold outQ3 23: 3 bought or addedQ3 23: 1 cut or sold outQ3 23Q4 23: 6 bought or addedQ4 23: 1 cut or sold outQ1 24: 16 bought or addedQ1 24: 3 cut or sold outQ1 24Q2 24: 9 bought or addedQ2 24: 6 cut or sold outQ3 24: 9 bought or addedQ3 24: 7 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202201
Q1 202310
Q2 202301
Q3 202331
Q4 202361
Q1 2024163
Q2 202496
Q3 202497

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +30,532+30.5k
Tower Research Capital LLC (TRC) Added +16,633+16.6k
JANE STREET GROUP, LLC Added +16,603+16.6k
CIC Wealth, LLC Added +14,490+14.5k
UBS Group AG New +5,685+5.7k
LANARK FINANCIAL, INC. New +2,000+2.0k
HighTower Advisors, LLC Added +862+862
Parallel Advisors, LLC New +200+200
US BANCORP \DE\ Added +100+100

Biggest sellers

OLIVER LAGORE VANVALIN INVESTMENT GROUP Reduced -113,354-113.4k
HBW ADVISORY SERVICES LLC Sold out -68,737-68.7k
CITADEL ADVISORS LLC Sold out -25,213-25.2k
ROYAL BANK OF CANADA Reduced -13,625-13.6k
OSAIC HOLDINGS, INC. Sold out -2,100-2.1k
SIMPLEX TRADING, LLC Sold out -1,710-1.7k
Steward Partners Investment Advisory, LLC Sold out -120-120

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CIC Wealth, LLC 0.89% of their portfolio ROCKVILLE, MD 151,565151.6k $3.4m $3.4m 0.89% Added +14.5k +14,490
2 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.79% of their portfolio FLINT, MI 130,321130.3k $3.0m $3.0m 0.79% Reduced -113.4k -113,354
3 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 39,58539.6k $901.0k $901.0k 0.00% Added +862 +862
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 34,88534.9k $793.6k $793.6k 0.00% Added +16.6k +16,603
5 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 32,72532.7k $744.5k $744.5k 0.02% Added +16.6k +16,633
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 30,53230.5k $694.6k $694.6k 0.00% New
7 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 28,08828.1k $660.1k $660.1k 0.03% Unchanged
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,78317.8k $405.0k $405.0k 0.00% Reduced -13.6k -13,625
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,6855.7k $129.3k $129.3k 0.00% New
10 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 2,0002.0k $45.0k $45.0k 0.00% New
11 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,1241.1k $25.6k $25.6k 0.00% Added +100 +100
12 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 857857 $19.5k $19.5k 0.00% Unchanged
13 S.A. Mason LLC 0.01% of their portfolio HOLLAND, MI 675675 $15.4k $15.4k 0.01% Unchanged
14 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 500500 $11.4k $11.4k 0.00% Unchanged
15 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 274274 $6.2k $6.2k 0.00% Unchanged
16 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 238238 $5.4k $5.4k 0.00% Unchanged
17 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 200200 $4.5k $4.5k 0.00% New
18 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 1515 $341 $341 0.00% Unchanged
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged