Vault-13

LISTED FDS TR UMMA

WAHED DOW JONES · ETP · CUSIP 53656F268

30 institutional holders +4 vs Q2 2025
810,334810.3k shares reported held*
$22.4mreported value*
7 new 18 added 2 reduced 2 sold out net bought ≈ $6.5m (+235.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.64.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 6Q4 22: 8Q1 23: 9Q2 23: 9Q3 23: 12Q4 23: 20Q1 24: 18Q2 24: 16Q3 24: 22Q4 24: 19Q1 25: 26Q2 25: 26Q3 25: 3030Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 20226
Q4 20228
Q1 20239
Q2 20239
Q3 202312
Q4 202320
Q1 202418
Q2 202416
Q3 202422
Q4 202419
Q1 202526
Q2 202526
Q3 202530

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 12 bought or addedQ4 23: 3 cut or sold outQ1 24: 11 bought or addedQ1 24: 7 cut or sold outQ1 24Q2 24: 8 bought or addedQ2 24: 8 cut or sold outQ3 24: 17 bought or addedQ3 24: 1 cut or sold outQ3 24Q4 24: 11 bought or addedQ4 24: 6 cut or sold outQ1 25: 17 bought or addedQ1 25: 7 cut or sold outQ1 25Q2 25: 22 bought or addedQ2 25: 6 cut or sold outQ3 25: 25 bought or addedQ3 25: 4 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 2023123
Q1 2024117
Q2 202488
Q3 2024171
Q4 2024116
Q1 2025177
Q2 2025226
Q3 2025254

Biggest buyers

GOLDMAN SACHS GROUP INC New +65,080+65.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +52,932+52.9k
CITADEL ADVISORS LLC New +46,686+46.7k
JANE STREET GROUP, LLC Added +45,450+45.5k
RFG Advisory, LLC Added +38,256+38.3k
Apollon Wealth Management, LLC New +28,636+28.6k
BANK OF AMERICA CORP /DE/ New +12,579+12.6k
MERCER GLOBAL ADVISORS INC /ADV Added +8,744+8.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +4,488+4.5k
JONES FINANCIAL COMPANIES LLLP Added +1,981+2.0k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -62,831-62.8k
TWO SIGMA SECURITIES, LLC Sold out -12,324-12.3k
ROYAL BANK OF CANADA Reduced -2,673-2.7k
RAYMOND JAMES FINANCIAL INC Sold out -186-186

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RFG Advisory, LLC 0.12% of their portfolio BIRMINGHAM, AL 215,950215.9k $6.0m $6.0m 0.12% Added +38.3k +38,256
2 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 73,08373.1k $2.0m $2.0m 0.00% Added +8.7k +8,744
3 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 67,61667.6k $1.9m $1.9m 0.00% Added +4.5k +4,488
4 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 65,08065.1k $1.8m $1.8m 0.00% New
5 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 62,51362.5k $1.7m $1.7m 0.00% Added +45.5k +45,450
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 52,93252.9k $1.5m $1.5m 0.00% New
7 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 48,26348.3k $1.3m $1.3m 0.03% Unchanged
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 46,68646.7k $1.3m $1.3m 0.00% New
9 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 28,63628.6k $789.2k $789.2k 0.01% New
10 SageOak Financial, LLC 0.53% of their portfolio TULSA, OK 26,26626.3k $723.9k $723.9k 0.53% Added +175 +175
11 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 16,68716.7k $459.9k $459.9k 0.01% Added +1.6k +1,617
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,11713.1k $362.0k $362.0k 0.00% Reduced -2.7k -2,673
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 12,57912.6k $346.7k $346.7k 0.00% New
14 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 10,64410.6k $293.3k $293.3k 0.00% Added +274 +274
15 Courage Miller Partners, LLC 0.08% of their portfolio NORFOLK, VA 9,4689.5k $260.9k $260.9k 0.08% Added +212 +212
16 Y.D. More Investments Ltd 0.01% of their portfolio Ramat Gan, L3 9,4509.4k $260.4k $260.4k 0.01% Unchanged
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 9,3439.3k $257.5k $257.5k 0.00% Reduced -62.8k -62,831
18 IFG Advisors, LLC 0.04% of their portfolio ST. LOUIS, MO 9,1919.2k $253.3k $253.3k 0.04% Added +1 +1
19 Vishria Bird Financial Group, LLC 0.04% of their portfolio MEMPHIS, TN 8,0578.1k $222.0k $222.0k 0.04% Added +26 +26
20 Strengthening Families & Communities, LLC 0.03% of their portfolio BOSTON, MA 5,5445.5k $152.8k $152.8k 0.03% Added +1.0k +1,036
21 Providence Capital Advisors, LLC 0.02% of their portfolio CHARLOTTE, NC 4,0424.0k $111.4k $111.4k 0.02% Unchanged
22 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 4,0114.0k $108.8k $108.8k 0.00% Added +2.0k +1,981
23 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,4432.4k $67.2k $67.2k 0.00% Added +123 +123
24 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,8311.8k $50.5k $50.5k 0.00% Added +107 +107
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,7761.8k $49.0k $49.0k 0.00% Added +1.8k +1,774
26 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,1981.2k $33.0k $33.0k 0.00% New
27 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,1791.2k $32.5k $32.5k 0.00% Added +10 +10
28 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,0321.0k $28.4k $28.4k 0.00% Added +832 +832
29 Pacific Center for Financial Services 0.01% of their portfolio DANVILLE, CA 919919 $25.3k $25.3k 0.01% New
30 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 798798 $22.0k $22.0k 0.00% Added +23 +23