Vault-13

THE LION ELECTRIC COMPANY LEVGQ

COMMON STOCK · Common Stock · CUSIP 536221104 · ISIN CA5362211040

72 institutional holders -18 vs Q4 2023
91,432,68291.4m shares reported held*
$130.1mreported value*
2 new 19 added 22 reduced 20 sold out net sold ≈ $1.5m (-963.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.42. Options: 5 managers hold calls ($347.8k notional), 7 hold puts ($637.0k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 91Q4 22: 106Q1 23: 94Q2 23: 98Q3 23: 93Q4 23: 90Q1 24: 7272Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202291
Q4 2022106
Q1 202394
Q2 202398
Q3 202393
Q4 202390
Q1 202472

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 41 cut or sold outQ4 22Q1 23: 37 bought or addedQ1 23: 51 cut or sold outQ1 23Q2 23: 41 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 40 cut or sold outQ3 23Q4 23: 30 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 42 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225541
Q1 20233751
Q2 20234136
Q3 20232640
Q4 20233038
Q1 20242142

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 23 calls: $1.2mQ2 23 puts: $1.6mQ2 23P/C 1.28Q3 23 calls: $2.6mQ3 23 puts: $1.8mQ3 23P/C 0.67Q4 23 calls: $771.4kQ4 23 puts: $1.5mQ4 23P/C 1.93Q1 24 calls: $347.8kQ1 24 puts: $637.0kQ1 24P/C 1.83
Numbers
QuarterCallsPutsP/C
Q2 2023$1.2m$1.6m1.28
Q3 2023$2.6m$1.8m0.67
Q4 2023$771.4k$1.5m1.93
Q1 2024$347.8k$637.0k1.83

Biggest buyers

Invesco Ltd. Added +722,380+722.4k
TD Waterhouse Canada Inc. Added +160,698+160.7k
JPMORGAN CHASE & CO Added +146,280+146.3k
NATIONAL BANK OF CANADA /FI/ Added +106,258+106.3k
MORGAN STANLEY Added +78,016+78.0k
Federation des caisses Desjardins du Quebec Added +47,980+48.0k
BANK OF MONTREAL /CAN/ Added +31,897+31.9k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +30,050+30.1k
CREDIT SUISSE AG/ Added +25,336+25.3k
GOLDMAN SACHS GROUP INC Added +19,288+19.3k

Biggest sellers

RICHELIEU GESTION SA Reduced -736,515-736.5k
Tidal Investments LLC Sold out -300,457-300.5k
FIRST TRUST ADVISORS LP Reduced -227,087-227.1k
Swiss Life Asset Management Ltd Sold out -174,226-174.2k
MILLENNIUM MANAGEMENT LLC Reduced -157,495-157.5k
CITADEL ADVISORS LLC Reduced -125,213-125.2k
Weiss Asset Management LP Sold out -93,053-93.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -67,286-67.3k
Yaupon Capital Management LP Sold out -55,384-55.4k
XTX Topco Ltd Sold out -47,941-47.9k

Biggest calls

SIMPLEX TRADING, LLC Reduced $263.0k185.5k shares
CITADEL ADVISORS LLC Reduced $45.2k31.8k shares
GTS SECURITIES LLC Reduced $36.4k25.6k shares
GROUP ONE TRADING LLC Reduced $3.3k2.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

NATIONAL BANK OF CANADA /FI/ Added $297.7k3.3k shares
CITADEL ADVISORS LLC Added $171.4k120.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $67.5k47.5k shares
SIMPLEX TRADING, LLC Reduced $47.0k33.5k shares
GROUP ONE TRADING LLC Reduced $35.1k24.7k shares
GTS SECURITIES LLC New $18.3k12.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Power Corp of Canada 10.96% of their portfolio MONTREAL, QUEBEC, Z4 77,143,68577.1m $109.5m $109.5m 10.96% Unchanged
2 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 4,097,2164.1m $5.8m $5.8m 0.00% Added +722.4k +722,380
3 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 2,055,2272.1m $3.8m $3.8m 0.03% Added +48.0k +47,980
4 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,799,5511.8m $1.6m $1.6m 0.00% Added +106.3k +106,258
5 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 903,377903.4k $1.3m $1.3m 0.00% Reduced -227.1k -227,087
6 RICHELIEU GESTION SA 1.18% of their portfolio PARIS, I0 807,323807.3k $1.1m $1.1m 1.18% Reduced -736.5k -736,515
7 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 518,148518.1k $761.7k $761.7k 0.00% Added +31.9k +31,897
8 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 515,676515.7k $966.5k $966.5k 0.01% Added +160.7k +160,698
9 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 449,600449.6k $638.4k $638.4k 0.00% Reduced -46.0k -46,000
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 276,306276.3k $392.4k $392.4k 0.00% Added +146.3k +146,280
11 Swiss National Bank 0.00% of their portfolio ZURICH, V8 240,400240.4k $342.4k $342.4k 0.00% Unchanged
12 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 239,839239.8k $340.6k $340.6k 0.00% Added +30.1k +30,050
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 225,420225.4k $320.0k $320.0k 0.00% Reduced -39.3k -39,282
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 193,494193.5k $274.8k $274.8k 0.00% Added +78.0k +78,016
15 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 179,865179.9k $255.4k $255.4k 0.00% Reduced -14.0k -14,037
16 Alberta Investment Management Corp 0.00% of their portfolio EDMONTON, A0 150,000150.0k $213.0k $213.0k 0.00% Unchanged
17 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 115,921115.9k $164.6k $164.6k 0.00% Added +25.3k +25,336
18 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 106,939106.9k $152.0k $152.0k 0.00% Added +345 +345
19 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 103,320103.3k $146.7k $146.7k 0.00% Added +10 +10
20 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 100,000100.0k $142.6k $142.6k 0.00% Unchanged
21 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 82,56382.6k $117.3k $117.3k 0.00% Reduced -157.5k -157,495
22 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 81,73481.7k $116.1k $116.1k 0.00% Unchanged
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 80,06780.1k $113.7k $113.7k 0.00% Added +19.3k +19,288
24 Legal & General Group Plc 0.00% of their portfolio London, X0 75,35375.4k $107.4k $107.4k 0.00% Unchanged
25 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 75,23075.2k $106.8k $106.8k 0.00% Unchanged
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 70,76670.8k $100.5k $100.5k 0.00% Reduced -43.6k -43,639
27 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 68,95169.0k $98.3k $98.3k 0.00% Unchanged
28 LAKE STREET PRIVATE WEALTH, LLC 0.01% of their portfolio CHICAGO, IL 65,65065.7k $93.2k $93.2k 0.01% Reduced -400 -400
29 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 53,35253.4k $75.8k $75.8k 0.00% Reduced -6.6k -6,555
30 BlackRock Inc. 0.00% of their portfolio New York, NY 53,07353.1k $75.4k $75.4k 0.00% Unchanged
31 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 52,06052.1k $73.9k $73.9k 0.00% Unchanged
32 BRAVE ASSET MANAGEMENT INC 0.02% of their portfolio Summit, NJ 50,00050.0k $71.0k $71.0k 0.02% Unchanged
33 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,65029.6k $42.0k $42.0k 0.00% Reduced -1.9k -1,869
34 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 29,59929.6k $42.0k $42.0k 0.00% Unchanged
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 28,85428.9k $41.0k $41.0k 0.00% Added +9.7k +9,671
36 Quinn Opportunity Partners LLC 0.00% of their portfolio CHARLOTTESVILLE, VA 27,94727.9k $39.7k $39.7k 0.00% Unchanged
37 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,34124.3k $35.0k $35.0k 0.00% Reduced -3.8k -3,772
38 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 22,71622.7k $32.3k $32.3k 0.00% Added +132 +132
39 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 22,21922.2k $31.6k $31.6k 0.00% Added +6.0k +5,978
40 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,85919.9k $28.2k $28.2k 0.00% Added +8.2k +8,223
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,68319.7k $27.9k $27.9k 0.00% Reduced -29.1k -29,050
42 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 15,34215.3k $21.8k $21.8k 0.00% Added +12.8k +12,754
43 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 15,25715.3k $21.7k $21.7k 0.00% Reduced -370 -370
44 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 13,16813.2k $18.9k $18.9k 0.00% Unchanged
45 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 12,88512.9k $18.3k $18.3k 0.00% Reduced -645 -645
46 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 12,70812.7k $18.0k $18.0k 0.00% Reduced -20.1k -20,102
47 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 12,27312.3k $17.5k $17.5k 0.00% Reduced -1.5k -1,479
48 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 12,00012.0k $17.0k $17.0k 0.00% Unchanged
49 Harel Insurance Investments & Financial Services Ltd. 0.00% of their portfolio Ramat Gan, L3 11,84511.8k $17.0k $17.0k 0.00% Reduced -2.3k -2,270
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,17811.2k $15.9k $15.9k 0.00% Reduced -125.2k -125,213
51 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11,09511.1k $15.8k $15.8k 0.00% Reduced -1.8k -1,810
52 Nadler Financial Group, Inc. 0.00% of their portfolio DEERFIELD, IL 10,92010.9k $15.5k $15.5k 0.00% Unchanged
53 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,49410.5k $14.9k $14.9k 0.00% Added +1 +1
54 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 10,09410.1k $14.3k $14.3k 0.00% Unchanged
55 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 10,00010.0k $14.2k $14.2k 0.00% Unchanged
56 New England Capital Financial Advisors LLC 0.01% of their portfolio MERIDEN, CT 7,4017.4k $10.5k $10.5k 0.01% Unchanged
57 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,1803.2k $4.5k $4.5k 0.00% Reduced -500 -500
58 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,8632.9k $4.1k $4.1k 0.00% Reduced -50 -50
59 Marathon Trading Investment Management LLC 0.00% of their portfolio RADNOR, PA 2,0002.0k $2.8k $2.8k 0.00% Unchanged
60 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,3351.3k $1.9k $1.9k 0.00% Reduced -5.9k -5,918
61 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,0411.0k $1.5k $1.5k 0.00% New
62 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 1,0001.0k $1.4k $1.4k 0.00% Unchanged
63 Stephens Consulting, LLC 0.00% of their portfolio FLINT, MI 1,0001.0k $1.4k $1.4k 0.00% Unchanged
64 CWM, LLC 0.00% of their portfolio OMAHA, NE 400400 $1.0k $1.0k 0.00% Added +100 +100
65 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 300300 $426 $426 0.00% Unchanged
66 TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio LEESBURG, VA 250250 $355 $355 0.00% Unchanged
67 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 170170 $241 $241 0.00% New
68 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 100100 $142 $142 0.00% Unchanged
69 Northwest Capital Management Inc 0.00% of their portfolio Lake Oswego, OR 100100 $142 $142 0.00% Unchanged
70 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1313 $18 $18 0.00% Unchanged
71 Balefire, LLC 0.00% of their portfolio DALLAS, TX 44 $6 $6 0.00% Unchanged
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged