Vault-13

LIGAND PHARMACEUTICALS INC LGND 0.75 05.15.23

NOTE 0.750% 5/1 · US DOMESTIC · CUSIP 53220KAF5

1 institutional holders -26 vs Q1 2023
$300.0kprincipal reported held*
$298.7kreported value*
0 new 0 added 0 reduced 26 sold out net sold ≈ $71.2m (-5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 24Q4 22: 26Q1 23: 27Q2 23: 11Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202224
Q4 202226
Q1 202327
Q2 20231

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 8 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 0 bought or addedQ2 23: 26 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202285
Q1 202364
Q2 2023026

Biggest buyers

None

Biggest sellers

OAKTREE CAPITAL MANAGEMENT LP Sold out -10,697,000-10.7m
RiverPark Advisors, LLC Sold out -9,863,000-9.9m
Cohanzick Management, LLC Sold out -9,863,000-9.9m
CAPSTONE INVESTMENT ADVISORS, LLC Sold out -7,500,000-7.5m
PALISADE CAPITAL MANAGEMENT, LP Sold out -6,270,000-6.3m
VOYA INVESTMENT MANAGEMENT LLC Sold out -5,000,000-5.0m
WESTWOOD HOLDINGS GROUP INC Sold out -4,000,000-4.0m
Radcliffe Capital Management, L.P. Sold out -3,117,000-3.1m
SCHRODER INVESTMENT MANAGEMENT GROUP Sold out -3,000,000-3.0m
Russell Investments Group, Ltd. Sold out -2,540,000-2.5m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 300,000300.0k $298.7k $298.7k 0.00% Unchanged