Vault-13

LIBERTY ALL STAR EQUITY FD USA

SH BEN INT · Closed-End Fund · CUSIP 530158104

178 institutional holders -5 vs Q2 2024
29,084,96329.1m shares reported held*
$205.5mreported value*
16 new 81 added 34 reduced 18 sold out net bought ≈ $1.6m (+338.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.06.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 162Q4 22: 175Q1 23: 167Q2 23: 168Q3 23: 177Q4 23: 185Q1 24: 180Q2 24: 183Q3 24: 178178Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022162
Q4 2022175
Q1 2023167
Q2 2023168
Q3 2023177
Q4 2023185
Q1 2024180
Q2 2024183
Q3 2024178

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 68 bought or addedQ4 22: 64 cut or sold outQ1 23: 85 bought or addedQ1 23: 68 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 41 cut or sold outQ3 23: 94 bought or addedQ3 23: 47 cut or sold outQ3 23Q4 23: 64 bought or addedQ4 23: 73 cut or sold outQ1 24: 114 bought or addedQ1 24: 52 cut or sold outQ1 24Q2 24: 99 bought or addedQ2 24: 60 cut or sold outQ3 24: 97 bought or addedQ3 24: 52 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226864
Q1 20238568
Q2 20239241
Q3 20239447
Q4 20236473
Q1 202411452
Q2 20249960
Q3 20249752

Biggest buyers

RAYMOND JAMES & ASSOCIATES Added +1,053,725+1.1m
LPL Financial LLC Added +165,626+165.6k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +127,677+127.7k
INDEPENDENT FINANCIAL GROUP, LLC Added +120,884+120.9k
Invesco Ltd. Added +93,417+93.4k
Triumph Capital Management New +90,853+90.9k
AMERIPRISE FINANCIAL INC Added +89,578+89.6k
Raymond James Financial Services Advisors, Inc. Added +89,436+89.4k
MILLENNIUM MANAGEMENT LLC New +84,054+84.1k
PNC Financial Services Group, Inc. Added +79,288+79.3k

Biggest sellers

Penserra Capital Management LLC Reduced -1,174,345-1.2m
Shaker Financial Services, LLC Reduced -241,065-241.1k
AVANTAX ADVISORY SERVICES, INC. Sold out -173,729-173.7k
B. Riley Wealth Advisors, Inc. Sold out -108,123-108.1k
Cornerstone Advisors, LLC Reduced -87,138-87.1k
Cambridge Investment Research Advisors, Inc. Reduced -87,086-87.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -82,995-83.0k
All Season Financial Advisors, Inc. Sold out -82,216-82.2k
WOLVERINE ASSET MANAGEMENT LLC Sold out -73,242-73.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -63,544-63.5k

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 1 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20231$6.3k0——
Q4 20231$12.8k0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 3,536,5823.5m $25.1m $25.1m 0.01% Added +165.6k +165,626
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,043,2383.0m $21.6m $21.6m 0.00% Added +48.9k +48,912
3 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 1,683,6991.7m $12.0m $12.0m 0.01% Added +1.1m +1,053,725
4 Bensler, LLC 1.45% of their portfolio Bellevue, WA 1,618,8601.6m $11.5m $11.5m 1.45% Added +55.0k +55,047
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,486,2721.5m $10.6m $10.6m 0.00% Added +89.6k +89,578
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,471,7021.5m $10.4m $10.4m 0.00% Reduced -63.0k -63,030
7 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 918,048918.0k $6.5m $6.5m 0.02% Reduced -3.6k -3,565
8 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 888,231888.2k $6.3m $6.3m 0.04% Added +44.2k +44,221
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 749,807749.8k $5.3m $5.3m 0.01% Reduced -1.8k -1,767
10 Penserra Capital Management LLC 0.11% of their portfolio ORINDA, CA 704,113704.1k $5.0m $5.0m 0.11% Reduced -1.2m -1,174,345
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 695,156695.2k $4.9m $4.9m 0.01% Added +89.4k +89,436
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 689,391689.4k $4.9m $4.9m 0.01% Added +29.9k +29,872
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 513,125513.1k $3.6m $3.6m 0.01% Reduced -87.1k -87,086
14 Shaker Financial Services, LLC 1.37% of their portfolio Arlington, VA 510,094510.1k $3.6m $3.6m 1.37% Reduced -241.1k -241,065
15 Advisors Asset Management, Inc. 0.07% of their portfolio Monument, CO 506,236506.2k $3.6m $3.6m 0.07% Added +9.8k +9,821
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 498,698498.7k $3.5m $3.5m 0.00% Added +3.2k +3,182
17 INDEPENDENT FINANCIAL GROUP, LLC 0.12% of their portfolio SAN DIEGO, CA 464,496464.5k $3.3m $3.3m 0.12% Added +120.9k +120,884
18 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 453,339453.3k $3.2m $3.2m 0.00% Added +79.3k +79,288
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 392,032392.0k $2.8m $2.8m 0.00% Added +26.6k +26,603
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 384,470384.5k $2.7m $2.7m 0.00% Added +35.1k +35,094
21 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 350,624350.6k $2.5m $2.5m 0.00% Added +93.4k +93,417
22 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 339,334339.3k $2.4m $2.4m 0.00% Reduced -14.4k -14,386
23 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 316,041316.0k $2.2m $2.2m 0.00% Added +10.5k +10,512
24 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 288,443288.4k $2.0m $2.0m 0.01% Added +1.9k +1,882
25 Sheaff Brock Investment Advisors, LLC 0.17% of their portfolio INDIANAPOLIS, IN 274,230274.2k $1.9m $1.9m 0.17% Added +600 +600
26 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 270,000270.0k $1.9m $1.9m 0.00% Unchanged
27 Cornerstone Advisors, LLC 0.06% of their portfolio ASHEVILLE, NC 227,844227.8k $1.6m $1.6m 0.06% Reduced -87.1k -87,138
28 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 181,643181.6k $1.3m $1.3m 0.01% Added +8.9k +8,863
29 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 173,280173.3k $1.2m $1.2m 0.01% Added +2.7k +2,689
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 172,784172.8k $1.2m $1.2m 0.00% Added +19.1k +19,050
31 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 169,371169.4k $1.2m $1.2m 0.04% Added +1.2k +1,227
32 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.02% of their portfolio CINCINNATI, OH 163,236163.2k $1.2m $1.2m 0.02% Reduced -322 -322
33 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 160,495160.5k $1.1m $1.1m 0.01% Added +1.6k +1,565
34 Live Oak Private Wealth LLC 0.18% of their portfolio WILMINGTON, NC 158,585158.6k $1.1m $1.1m 0.18% Unchanged
35 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 157,168157.2k $1.1m $1.1m 0.01% Added +371 +371
36 ASHTON THOMAS SECURITIES, LLC 0.22% of their portfolio ROCHESTER, NY 156,268156.3k $1.1m $1.1m 0.22% Added +15.0k +14,982
37 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 153,144153.1k $1.1m $1.1m 0.02% Reduced -18.3k -18,333
38 Mariner, LLC 0.00% of their portfolio Overland Park, KS 148,182148.2k $1.1m $1.1m 0.00% Added +17.4k +17,399
39 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio ORLANDO, FL 147,987148.0k $20.8k $20.8k 0.06% Added +127.7k +127,677
40 RB Capital Management, LLC 0.24% of their portfolio RENO, NV 143,621143.6k $1.0m $1.0m 0.24% Added +4.0k +4,046
41 Patten Group, Inc. 0.22% of their portfolio CHATTANOOGA, TN 141,581141.6k $1.0m $1.0m 0.22% Added +24.8k +24,754
42 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 132,614132.6k $941.6k $941.6k 0.00% Added +4.8k +4,792
43 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.44% of their portfolio GARDEN CITY, NY 127,626127.6k $906.1k $906.1k 0.44% Added +33.3k +33,308
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 118,413118.4k $840.7k $840.7k 0.00% Added +22.7k +22,727
45 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 113,824113.8k $808.2k $808.2k 0.00% Reduced -20.8k -20,772
46 Ascentis Independent Advisors 0.12% of their portfolio DALLAS, TX 111,394111.4k $790.9k $790.9k 0.12% Reduced -6.2k -6,172
47 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 109,731109.7k $779.1k $779.1k 0.01% Reduced -13.2k -13,174
48 Clear Creek Financial Management, LLC 0.09% of their portfolio SILVERDALE, WA 106,807106.8k $758.3k $758.3k 0.09% Reduced -13.4k -13,405
49 Stockman Wealth Management, Inc. 0.11% of their portfolio BILLINGS, MT 99,56399.6k $706.9k $706.9k 0.11% Unchanged
50 WealthTrust Asset Management, LLC 0.53% of their portfolio Destin, FL 99,33299.3k $705.3k $705.3k 0.53% Added +11.6k +11,574
51 Samalin Investment Counsel, LLC 0.30% of their portfolio CHAPPAQUA, NY 97,28397.3k $690.7k $690.7k 0.30% Added +7.5k +7,470
52 Triumph Capital Management 0.23% of their portfolio DENVER, CO 90,85390.9k $645.1k $645.1k 0.23% New
53 Heritage Wealth Management, Inc. 0.20% of their portfolio CINCINNATI, OH 84,46184.5k $599.7k $599.7k 0.20% Unchanged
54 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 84,05484.1k $596.8k $596.8k 0.00% New
55 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 76,53376.5k $543.4k $543.4k 0.02% Added +11.3k +11,254
56 Institute for Wealth Management, LLC. 0.06% of their portfolio DENVER, CO 71,33071.3k $506.4k $506.4k 0.06% Added +1.3k +1,316
57 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 70,46770.5k $500.3k $500.3k 0.03% Added +9.5k +9,497
58 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 69,24869.2k $491.7k $491.7k 0.00% Reduced -3.0k -2,971
59 Sage Capital Advisors,llc 0.13% of their portfolio SIOUX FALLS, SD 68,43368.4k $485.9k $485.9k 0.13% Added +4.7k +4,675
60 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 61,93461.9k $439.7k $439.7k 0.00% Reduced -12.9k -12,922
61 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 61,57761.6k $437.2k $437.2k 0.02% Unchanged
62 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 55,81955.8k $396.3k $396.3k 0.02% Added +1.9k +1,935
63 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 55,21855.2k $392.1k $392.1k 0.02% New
64 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 51,63251.6k $366.6k $366.6k 0.05% Added +1.3k +1,310
65 MCDONALD PARTNERS LLC 0.09% of their portfolio CLEVELAND, OH 50,00050.0k $355.0k $355.0k 0.09% New
66 Quantum Private Wealth, LLC 0.11% of their portfolio TAMPA, FL 46,71546.7k $331.7k $331.7k 0.11% Unchanged
67 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 46,66546.7k $331.3k $331.3k 0.00% Added +14.9k +14,884
68 LifePro Asset Management 0.19% of their portfolio San Diego, CA 43,85043.9k $311.3k $311.3k 0.19% Unchanged
69 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 42,90042.9k $304.6k $304.6k 0.01% Unchanged
70 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 42,30342.3k $300.3k $300.3k 0.00% New
71 MSH Capital Advisors LLC 0.09% of their portfolio SCOTTSDALE, AZ 41,50041.5k $294.6k $294.6k 0.09% Unchanged
72 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 36,11836.1k $256.4k $256.4k 0.00% New
73 Quad-Cities Investment Group, LLC 0.12% of their portfolio DAVENPORT, IA 33,29133.3k $236.4k $236.4k 0.12% Added +10 +10
74 Astoria Portfolio Advisors LLC. 0.08% of their portfolio NEW YORK, NY 32,19532.2k $232.8k $232.8k 0.08% Added +1.7k +1,677
75 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 31,86031.9k $226.2k $226.2k 0.01% Added +807 +807
76 Altus Wealth Group LLC 0.09% of their portfolio COLORADO SPRINGS, CO 29,66829.7k $210.6k $210.6k 0.09% Reduced -5.0k -5,033
77 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 29,48729.5k $209.4k $209.4k 0.00% Added +709 +709
78 ELCO Management Co., LLC 0.11% of their portfolio New York, NY 29,45429.5k $209.1k $209.1k 0.11% Reduced -330 -330
79 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 28,05528.1k $199.0k $199.0k 0.02% Added +9.0k +9,048
80 Williams Jones Wealth Management, LLC. 0.00% of their portfolio NEW YORK, NY 26,00026.0k $184.6k $184.6k 0.00% New
81 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 25,89425.9k $183.9k $183.9k 0.00% Added +238 +238
82 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 25,12525.1k $178.4k $178.4k 0.01% Unchanged
83 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 24,85024.9k $176.4k $176.4k 0.00% New
84 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.05% of their portfolio FLINT, MI 23,70623.7k $168.3k $168.3k 0.05% Added +128 +128
85 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 23,02623.0k $163.5k $163.5k 0.00% Reduced -24 -24
86 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 22,55622.6k $160.1k $160.1k 0.00% Added +3.5k +3,500
87 David J Yvars Group 0.10% of their portfolio UNIVERSITY PARK, FL 22,53922.5k $160.0k $160.0k 0.10% Added +1.1k +1,060
88 Global Assets Advisory, LLC 0.09% of their portfolio ORLANDO, FL 22,30922.3k $158.4k $158.4k 0.09% Added +570 +570
89 PRIMORIS WEALTH ADVISORS, LLC 0.11% of their portfolio North Palm Beach, FL 21,95722.0k $155.9k $155.9k 0.11% Added +34 +34
90 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,48220.5k $145.4k $145.4k 0.00% Added +1.1k +1,107
91 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 20,30320.3k $144.2k $144.2k 0.00% Added +10.8k +10,750
92 Onyx Bridge Wealth Group LLC 0.02% of their portfolio TARRYTOWN, NY 18,99919.0k $134.9k $134.9k 0.02% Added +250 +250
93 ECLECTIC ASSOCIATES INC /ADV 0.05% of their portfolio FULLERTON, CA 18,95519.0k $134.6k $134.6k 0.05% Added +3.0k +2,962
94 Lokken Investment Group LLC 0.06% of their portfolio LEWES, DE 18,87918.9k $134.0k $134.0k 0.06% Added +1 +1
95 INGALLS & SNYDER LLC 0.01% of their portfolio NEW YORK, NY 18,40018.4k $131.0k $131.0k 0.01% Unchanged
96 COMERICA BANK 0.00% of their portfolio DALLAS, TX 18,32718.3k $130.1k $130.1k 0.00% Reduced -15.3k -15,301
97 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 18,21818.2k $129.3k $129.3k 0.00% New
98 Consolidated Portfolio Review Corp 0.03% of their portfolio WOODBURY, NY 17,77717.8k $126.2k $126.2k 0.03% Added +279 +279
99 Mendel Capital Management LLC 0.08% of their portfolio LITTLE ROCK, AR 17,75017.8k $126.0k $126.0k 0.08% Unchanged
100 Beacon Capital Management, LLC 0.02% of their portfolio FRANKLIN, TN 17,29417.3k $122.8k $122.8k 0.02% Added +438 +438