Vault-13

LIBERTY ALL STAR EQUITY FD USA

SH BEN INT · Closed-End Fund · CUSIP 530158104

183 institutional holders +3 vs Q1 2024
28,805,18328.8m shares reported held*
$195.7mreported value*
26 new 73 added 38 reduced 22 sold out net sold ≈ $38.9m (-5.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.79.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 162Q4 22: 175Q1 23: 167Q2 23: 168Q3 23: 177Q4 23: 185Q1 24: 180Q2 24: 183183Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022162
Q4 2022175
Q1 2023167
Q2 2023168
Q3 2023177
Q4 2023185
Q1 2024180
Q2 2024183

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 68 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 68 cut or sold outQ2 23: 92 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 94 bought or addedQ3 23: 47 cut or sold outQ4 23: 64 bought or addedQ4 23: 73 cut or sold outQ4 23Q1 24: 114 bought or addedQ1 24: 52 cut or sold outQ2 24: 99 bought or addedQ2 24: 60 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226864
Q1 20238568
Q2 20239241
Q3 20239447
Q4 20236473
Q1 202411452
Q2 20249960

Biggest buyers

Shaker Financial Services, LLC New +751,159+751.2k
LPL Financial LLC Added +185,166+185.2k
AMERIPRISE FINANCIAL INC Added +143,746+143.7k
AVANTAX ADVISORY SERVICES, INC. Added +140,987+141.0k
Baird Financial Group, Inc. New +127,822+127.8k
Patten Group, Inc. New +116,827+116.8k
Invesco Ltd. Added +83,077+83.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +82,995+83.0k
Janney Montgomery Scott LLC Added +75,121+75.1k
WOLVERINE ASSET MANAGEMENT LLC New +73,242+73.2k

Biggest sellers

MORGAN STANLEY Reduced -6,460,516-6.5m
Cornerstone Advisors, LLC Reduced -510,519-510.5k
OSAIC HOLDINGS, INC. Reduced -167,469-167.5k
Qube Research & Technologies Ltd Sold out -163,757-163.8k
ROYAL BANK OF CANADA Reduced -152,704-152.7k
Flow State Investments, L.P. Sold out -119,431-119.4k
Advisors Asset Management, Inc. Reduced -111,555-111.6k
Karpus Management, Inc. Sold out -88,070-88.1k
Fisher Asset Management, LLC Sold out -62,202-62.2k
CoreCap Advisors, LLC Sold out -60,653-60.7k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20231$6.3k0——
Q4 20231$12.8k0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 3,370,9563.4m $22.9m $22.9m 0.01% Added +185.2k +185,166
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,994,3263.0m $20.4m $20.4m 0.00% Reduced -6.5m -6,460,516
3 Penserra Capital Management LLC 0.16% of their portfolio ORINDA, CA 1,878,4581.9m $12.8m $12.8m 0.16% Added +41.7k +41,740
4 Bensler, LLC 1.43% of their portfolio Bellevue, WA 1,563,8131.6m $10.6m $10.6m 1.43% Added +2.1k +2,054
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,534,7321.5m $10.4m $10.4m 0.00% Reduced -152.7k -152,704
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,396,6941.4m $9.5m $9.5m 0.00% Added +143.7k +143,746
7 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 921,613921.6k $6.3m $6.3m 0.02% Added +75.1k +75,121
8 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 844,010844.0k $5.7m $5.7m 0.04% Added +7.1k +7,106
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 751,574751.6k $5.1m $5.1m 0.01% Reduced -167.5k -167,469
10 Shaker Financial Services, LLC 2.07% of their portfolio Arlington, VA 751,159751.2k $5.1m $5.1m 2.07% New
11 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 659,519659.5k $4.5m $4.5m 0.01% Added +67.4k +67,362
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 629,974630.0k $4.3m $4.3m 0.00% Added +59.8k +59,841
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 605,720605.7k $4.1m $4.1m 0.01% Added +37.5k +37,468
14 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 600,211600.2k $4.1m $4.1m 0.02% Reduced -34.7k -34,709
15 Advisors Asset Management, Inc. 0.07% of their portfolio Monument, CO 496,415496.4k $3.4m $3.4m 0.07% Reduced -111.6k -111,555
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 495,516495.5k $3.4m $3.4m 0.00% Reduced -19.4k -19,428
17 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 374,051374.1k $2.5m $2.5m 0.00% Added +26 +26
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 365,429365.4k $2.5m $2.5m 0.00% Added +60.8k +60,818
19 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 353,720353.7k $2.4m $2.4m 0.00% Added +6.1k +6,106
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 349,376349.4k $2.4m $2.4m 0.00% Reduced -6.1k -6,068
21 INDEPENDENT FINANCIAL GROUP, LLC 0.09% of their portfolio SAN DIEGO, CA 343,612343.6k $2.3m $2.3m 0.09% Added +52.4k +52,372
22 Cornerstone Advisors, LLC 0.09% of their portfolio ASHEVILLE, NC 314,982315.0k $2.1m $2.1m 0.09% Reduced -510.5k -510,519
23 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 305,529305.5k $2.1m $2.1m 0.00% Added +52.5k +52,518
24 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 286,561286.6k $1.9m $1.9m 0.01% Added +5.1k +5,063
25 Sheaff Brock Investment Advisors, LLC 0.17% of their portfolio INDIANAPOLIS, IN 273,630273.6k $1.9m $1.9m 0.17% Added +1.9k +1,900
26 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 270,000270.0k $1.8m $1.8m 0.00% Unchanged
27 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 257,207257.2k $1.7m $1.7m 0.00% Added +83.1k +83,077
28 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 173,729173.7k $1.2m $1.2m 0.01% Added +141.0k +140,987
29 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 172,780172.8k $1.2m $1.2m 0.01% Added +11.8k +11,778
30 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 171,477171.5k $1.2m $1.2m 0.02% Added +2.1k +2,113
31 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 170,591170.6k $1.2m $1.2m 0.01% Added +6.7k +6,712
32 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 168,144168.1k $1.1m $1.1m 0.04% Added +1.4k +1,351
33 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.02% of their portfolio CINCINNATI, OH 163,558163.6k $1.1m $1.1m 0.02% Added +8.0k +8,000
34 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 158,930158.9k $1.1m $1.1m 0.01% Added +66 +66
35 Live Oak Private Wealth LLC 0.19% of their portfolio WILMINGTON, NC 158,585158.6k $1.1m $1.1m 0.19% Unchanged
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 156,797156.8k $1.1m $1.1m 0.01% Added +15.0k +15,010
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 153,734153.7k $1.0m $1.0m 0.00% Added +22.0k +22,013
38 ASHTON THOMAS SECURITIES, LLC 0.24% of their portfolio ROCHESTER, NY 141,286141.3k $985.4k $985.4k 0.24% First filing
39 RB Capital Management, LLC 0.24% of their portfolio RENO, NV 139,575139.6k $949.1k $949.1k 0.24% Reduced -435 -435
40 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 134,596134.6k $719.3k $719.3k 0.00% Added +3.9k +3,869
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 130,783130.8k $889.3k $889.3k 0.00% Reduced -4.8k -4,750
42 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 127,822127.8k $869.2k $869.2k 0.00% New
43 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 122,905122.9k $835.8k $835.8k 0.01% Reduced -8.4k -8,393
44 Clear Creek Financial Management, LLC 0.10% of their portfolio SILVERDALE, WA 120,212120.2k $817.4k $817.4k 0.10% Reduced -3.3k -3,275
45 Ascentis Independent Advisors 0.17% of their portfolio DALLAS, TX 117,566117.6k $799.4k $799.4k 0.17% First filing
46 Patten Group, Inc. 0.19% of their portfolio CHATTANOOGA, TN 116,827116.8k $794.4k $794.4k 0.19% New
47 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 108,123108.1k $735.2k $735.2k 0.02% Reduced -18.5k -18,461
48 Stockman Wealth Management, Inc. 0.12% of their portfolio BILLINGS, MT 99,56399.6k $677.0k $677.0k 0.12% Unchanged
49 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 95,68695.7k $650.7k $650.7k 0.00% Added +9.7k +9,707
50 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.33% of their portfolio GARDEN CITY, NY 94,31894.3k $641.4k $641.4k 0.33% Added +34.3k +34,309
51 Samalin Investment Counsel, LLC 0.29% of their portfolio CHAPPAQUA, NY 89,81389.8k $610.7k $610.7k 0.29% Added +167 +167
52 WealthTrust Asset Management, LLC 0.44% of their portfolio Destin, FL 87,75887.8k $596.8k $596.8k 0.44% Added +8.0k +7,991
53 Heritage Wealth Management, Inc. 0.20% of their portfolio CINCINNATI, OH 84,46184.5k $581.9k $581.9k 0.20% First filing
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 82,99583.0k $564.4k $564.4k 0.00% New
55 All Season Financial Advisors, Inc. 0.51% of their portfolio DENVER, CO 82,21682.2k $559.1k $559.1k 0.51% Reduced -5.2k -5,246
56 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 74,85674.9k $509.0k $509.0k 0.00% Added +42.9k +42,866
57 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 73,24273.2k $498.0k $498.0k 0.01% New
58 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 72,21972.2k $491.1k $491.1k 0.00% Added +2.9k +2,940
59 Institute for Wealth Management, LLC. 0.06% of their portfolio DENVER, CO 70,01470.0k $476.1k $476.1k 0.06% Added +124 +124
60 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 65,27965.3k $443.9k $443.9k 0.01% Added +17.1k +17,100
61 Sage Capital Advisors,llc 0.12% of their portfolio SIOUX FALLS, SD 63,75863.8k $433.6k $433.6k 0.12% Added +5.6k +5,593
62 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio Englewood, NJ 63,54463.5k $432.1k $432.1k 0.04% Reduced -6.8k -6,791
63 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 61,57761.6k $418.7k $418.7k 0.02% Reduced -42.0k -42,000
64 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 60,97061.0k $414.6k $414.6k 0.03% Added +41.5k +41,479
65 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 53,88453.9k $366.4k $366.4k 0.02% Added +29.6k +29,569
66 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 50,32250.3k $342.2k $342.2k 0.05% Added +1.3k +1,286
67 Quantum Private Wealth, LLC 0.11% of their portfolio TAMPA, FL 46,71546.7k $317.7k $317.7k 0.11% Reduced -8.0k -8,000
68 LifePro Asset Management 0.21% of their portfolio San Diego, CA 43,85043.9k $298.2k $298.2k 0.21% Unchanged
69 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 42,90042.9k $291.7k $291.7k 0.01% Unchanged
70 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 42,06242.1k $286.0k $286.0k 0.01% Added +237 +237
71 MSH Capital Advisors LLC 0.09% of their portfolio SCOTTSDALE, AZ 41,50041.5k $282.2k $282.2k 0.09% Unchanged
72 Altus Wealth Group LLC 0.12% of their portfolio COLORADO SPRINGS, CO 34,70134.7k $236.0k $236.0k 0.12% Reduced -554 -554
73 COMERICA BANK 0.00% of their portfolio DALLAS, TX 33,62833.6k $228.7k $228.7k 0.00% Added +235 +235
74 Quad-Cities Investment Group, LLC 0.13% of their portfolio DAVENPORT, IA 33,28133.3k $226.3k $226.3k 0.13% Reduced -3.1k -3,096
75 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 31,78131.8k $216.1k $216.1k 0.00% Added +346 +346
76 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 31,05331.1k $211.2k $211.2k 0.01% Added +795 +795
77 Astoria Portfolio Advisors LLC. 0.07% of their portfolio NEW YORK, NY 30,51830.5k $207.5k $207.5k 0.07% Reduced -1.2k -1,185
78 ELCO Management Co., LLC 0.12% of their portfolio New York, NY 29,78429.8k $202.5k $202.5k 0.12% Reduced -300 -300
79 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 28,77828.8k $195.7k $195.7k 0.00% Added +696 +696
80 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 25,65625.7k $174.5k $174.5k 0.00% Added +234 +234
81 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 25,12525.1k $170.8k $170.8k 0.01% Reduced -10.0k -10,000
82 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 24,72924.7k $168.2k $168.2k 0.00% Reduced -8.0k -8,004
83 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,67123.7k $161.0k $161.0k 0.00% Reduced -3.4k -3,379
84 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.05% of their portfolio FLINT, MI 23,57823.6k $160.3k $160.3k 0.05% Added +724 +724
85 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 23,05023.1k $156.7k $156.7k 0.00% Added +24 +24
86 PRIMORIS WEALTH ADVISORS, LLC 0.12% of their portfolio North Palm Beach, FL 21,92321.9k $149.1k $149.1k 0.12% Added +34 +34
87 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 21,75621.8k $147.9k $147.9k 0.01% Added +181 +181
88 Global Assets Advisory, LLC 0.24% of their portfolio ORLANDO, FL 21,73921.7k $147.8k $147.8k 0.24% New
89 David J Yvars Group 0.09% of their portfolio UNIVERSITY PARK, FL 21,47921.5k $146.1k $146.1k 0.09% Reduced -7.2k -7,240
90 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 20,31020.3k $138.1k $138.1k 0.01% Added +523 +523
91 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,37519.4k $131.7k $131.7k 0.00% Reduced -6.2k -6,197
92 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,05619.1k $129.6k $129.6k 0.00% Reduced -23.6k -23,579
93 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 19,00719.0k $129.0k $129.0k 0.01% Reduced -737 -737
94 Lokken Investment Group LLC 0.06% of their portfolio LEWES, DE 18,87818.9k $128.4k $128.4k 0.06% Added +1 +1
95 Onyx Bridge Wealth Group LLC 0.02% of their portfolio TARRYTOWN, NY 18,74918.7k $127.5k $127.5k 0.02% Unchanged
96 INGALLS & SNYDER LLC 0.01% of their portfolio NEW YORK, NY 18,40018.4k $125.0k $125.0k 0.01% Unchanged
97 Wealthcare Advisory Partners LLC 0.00% of their portfolio WEST CHESTER, PA 18,33118.3k $124.7k $124.7k 0.00% Added +365 +365
98 Mendel Capital Management LLC 0.08% of their portfolio LITTLE ROCK, AR 17,75017.8k $120.7k $120.7k 0.08% Unchanged
99 COLDSTREAM CAPITAL MANAGEMENT INC 0.00% of their portfolio BELLEVUE, WA 17,66717.7k $120.1k $120.1k 0.00% New
100 Consolidated Portfolio Review Corp 0.03% of their portfolio WOODBURY, NY 17,49817.5k $119.0k $119.0k 0.03% Reduced -2.0k -1,993