Vault-13

LIBERTY ALL STAR EQUITY FD USA

SH BEN INT · Closed-End Fund · CUSIP 530158104

185 institutional holders +8 vs Q3 2023
31,760,54031.8m shares reported held*
$202.8mreported value*
21 new 43 added 56 reduced 17 sold out net bought ≈ $29.7m (+4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.39.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 162Q4 22: 175Q1 23: 167Q2 23: 168Q3 23: 177Q4 23: 185185Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022162
Q4 2022175
Q1 2023167
Q2 2023168
Q3 2023177
Q4 2023185

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 68 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 68 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 94 bought or addedQ3 23: 47 cut or sold outQ3 23Q4 23: 64 bought or addedQ4 23: 73 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226864
Q1 20238568
Q2 20239241
Q3 20239447
Q4 20236473

Biggest buyers

MORGAN STANLEY Added +3,457,254+3.5m
LPL Financial LLC Added +683,051+683.1k
Avior Wealth Management, LLC New +465,577+465.6k
Shaker Financial Services, LLC Added +394,909+394.9k
BOOTHBAY FUND MANAGEMENT, LLC Added +224,745+224.7k
Weiss Asset Management LP New +207,095+207.1k
AMERIPRISE FINANCIAL INC Added +187,679+187.7k
WOLVERINE ASSET MANAGEMENT LLC Added +168,771+168.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +132,637+132.6k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +131,372+131.4k

Biggest sellers

Integrated Advisors Network LLC Reduced -771,305-771.3k
Financial Advocates Investment Management Sold out -486,577-486.6k
OSAIC HOLDINGS, INC. Reduced -247,208-247.2k
Advisors Asset Management, Inc. Reduced -155,182-155.2k
WELLS FARGO & COMPANY/MN Reduced -117,615-117.6k
CENTAURUS FINANCIAL, INC. Reduced -108,839-108.8k
JPMORGAN CHASE & CO Reduced -80,619-80.6k
Elequin Capital, LP Reduced -53,322-53.3k
MILLENNIUM MANAGEMENT LLC Sold out -52,850-52.9k
Cambridge Investment Research Advisors, Inc. Reduced -49,098-49.1k

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20231$6.3k0——
Q4 20231$12.8k0——
DateInsiderTradeSharesPrice ValueTheir holding
2023-12-08 HALEY MARK T President · Shares of Beneficial Interest Bought 1,600 $6.06 $9.7k1.6k shares +1%
2023-11-03 HALEY MARK T Senior Vice President · Shares of Beneficial Interest Bought 500 $6.12 $3.1k500 shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,145,1767.1m $45.6m $45.6m 0.00% Added +3.5m +3,457,254
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 3,009,7513.0m $19.2m $19.2m 0.01% Added +683.1k +683,051
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,676,2721.7m $10.7m $10.7m 0.00% Added +4.6k +4,555
4 Bensler, LLC 1.48% of their portfolio Bellevue, WA 1,399,7071.4m $8.9m $8.9m 1.48% Added +102.4k +102,438
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,203,2361.2m $7.7m $7.7m 0.00% Added +187.7k +187,679
6 Penserra Capital Management LLC 0.14% of their portfolio ORINDA, CA 1,192,7171.2m $7.6m $7.6m 0.14% Added +82.5k +82,550
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 835,942835.9k $5.3m $5.3m 0.01% Reduced -247.2k -247,208
8 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 811,676811.7k $5.2m $5.2m 0.04% Added +3.8k +3,762
9 Advisors Asset Management, Inc. 0.10% of their portfolio Monument, CO 801,548801.5k $5.1m $5.1m 0.10% Reduced -155.2k -155,182
10 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 724,287724.3k $4.6m $4.6m 0.01% Reduced -12.4k -12,428
11 Shaker Financial Services, LLC 1.74% of their portfolio Arlington, VA 659,722659.7k $4.2m $4.2m 1.74% Added +394.9k +394,909
12 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 619,742619.7k $4.0m $4.0m 0.02% Reduced -49.1k -49,098
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 549,471549.5k $3.5m $3.5m 0.01% Added +84.9k +84,919
14 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 543,651543.7k $3.5m $3.5m 0.01% Added +64.7k +64,712
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 532,023532.0k $3.4m $3.4m 0.00% Added +70.4k +70,365
16 Avior Wealth Management, LLC 0.18% of their portfolio OMAHA, NE 465,577465.6k $3.0m $3.0m 0.18% New
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 460,116460.1k $2.9m $2.9m 0.00% Added +16.6k +16,583
18 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 374,025374.0k $2.4m $2.4m 0.00% Added +1.0k +1,000
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 360,297360.3k $2.3m $2.3m 0.00% Added +893 +893
20 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 341,453341.5k $2.2m $2.2m 0.00% Added +2.3k +2,306
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 301,131301.1k $1.9m $1.9m 0.00% Added +31.9k +31,939
22 INDEPENDENT FINANCIAL GROUP, LLC 0.10% of their portfolio SAN DIEGO, CA 282,547282.5k $1.8m $1.8m 0.10% Reduced -44.4k -44,380
23 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 277,402277.4k $1.8m $1.8m 0.01% Added +4.8k +4,820
24 Sheaff Brock Investment Advisors, LLC 0.16% of their portfolio INDIANAPOLIS, IN 275,155275.2k $1.8m $1.8m 0.16% Reduced -9.0k -9,000
25 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 270,000270.0k $1.7m $1.7m 0.00% Unchanged
26 BOOTHBAY FUND MANAGEMENT, LLC 0.06% of their portfolio NEW YORK, NY 250,581250.6k $1.6m $1.6m 0.06% Added +224.7k +224,745
27 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 223,988224.0k $1.4m $1.4m 0.01% Added +8.3k +8,282
28 Weiss Asset Management LP 0.09% of their portfolio BOSTON, MA 207,095207.1k $1.3m $1.3m 0.09% New
29 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 195,071195.1k $1.2m $1.2m 0.02% Added +168.8k +168,771
30 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 165,818165.8k $1.1m $1.1m 0.03% Added +4.6k +4,625
31 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 163,757163.8k $1.0m $1.0m 0.00% Unchanged
32 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 161,633161.6k $1.0m $1.0m 0.01% Added +50.9k +50,896
33 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 160,654160.7k $1.0m $1.0m 0.05% Reduced -5.2k -5,231
34 Live Oak Private Wealth LLC 0.19% of their portfolio WILMINGTON, NC 158,585158.6k $1.0m $1.0m 0.19% Unchanged
35 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 158,251158.3k $1.0m $1.0m 0.01% Reduced -8.2k -8,175
36 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 156,035156.0k $1.0m $1.0m 0.01% Unchanged
37 FOCUS FINANCIAL NETWORK INC /ADV 0.04% of their portfolio Minneapolis, MN 149,636149.6k $977.1k $977.1k 0.04% First filing
38 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 138,687138.7k $888.1k $888.1k 0.01% Added +29.1k +29,131
39 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 136,720136.7k $883.0k $883.0k 0.01% Added +9.5k +9,488
40 Bartlett & Co. LLC 0.01% of their portfolio CINCINNATI, OH 135,558135.6k $894.0k $894.0k 0.01% Reduced -14.0k -14,000
41 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.01% of their portfolio CINCINNATI, OH 135,558135.6k $896.4k $896.4k 0.01% Reduced -14.0k -14,000
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 132,637132.6k $846.2k $846.2k 0.00% New
43 Mariner, LLC 0.00% of their portfolio Overland Park, KS 131,699131.7k $840.2k $840.2k 0.00% Added +2.5k +2,453
44 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio Englewood, NJ 131,372131.4k $838.2k $838.2k 0.07% New
45 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 126,425126.4k $825.6k $825.6k 0.02% Reduced -159 -159
46 RB Capital Management, LLC 0.23% of their portfolio RENO, NV 125,423125.4k $800.2k $800.2k 0.23% Reduced -3.1k -3,104
47 Clear Creek Financial Management, LLC 0.13% of their portfolio SILVERDALE, WA 123,487123.5k $787.8k $787.8k 0.13% Reduced -2.0k -2,050
48 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 115,000115.0k $733.7k $733.7k 0.00% Added +59.9k +59,929
49 Ascentis Independent Advisors 0.18% of their portfolio DALLAS, TX 114,775114.8k $732.3k $732.3k 0.18% Reduced -235 -235
50 Flow State Investments, L.P. 0.24% of their portfolio CHICAGO, IL 112,260112.3k $716.2k $716.2k 0.24% New
51 Stockman Wealth Management, Inc. 0.13% of their portfolio BILLINGS, MT 99,56399.6k $635.2k $635.2k 0.13% Unchanged
52 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 95,77195.8k $611.0k $611.0k 0.00% Added +14.8k +14,819
53 Samalin Investment Counsel, LLC 0.29% of their portfolio CHAPPAQUA, NY 88,63688.6k $565.5k $565.5k 0.29% Added +21.6k +21,648
54 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 80,99281.0k $518.4k $518.4k 0.00% Added +15.5k +15,451
55 WealthTrust Asset Management, LLC 0.40% of their portfolio Destin, FL 74,30274.3k $474.0k $474.0k 0.40% Reduced -20 -20
56 Elequin Capital, LP 0.14% of their portfolio NEW YORK, NY 71,70671.7k $457.5k $457.5k 0.14% Reduced -53.3k -53,322
57 Institute for Wealth Management, LLC. 0.07% of their portfolio DENVER, CO 69,08669.1k $440.8k $440.8k 0.07% Reduced -10.0k -10,001
58 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 68,96469.0k $440.0k $440.0k 0.00% Reduced -18.0k -17,953
59 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 67,64767.6k $431.6k $431.6k 0.01% New
60 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 67,12067.1k $428.2k $428.2k 0.00% Added +17.1k +17,132
61 Cornerstone Advisors, LLC 0.02% of their portfolio ASHEVILLE, NC 63,29763.3k $403.8k $403.8k 0.02% New
62 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 57,98658.0k $370.0k $370.0k 0.03% Reduced -108.8k -108,839
63 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 56,89956.9k $363.0k $363.0k 0.02% Added +5.5k +5,525
64 Sage Capital Advisors,llc 0.12% of their portfolio SIOUX FALLS, SD 55,96456.0k $357.1k $357.1k 0.12% Reduced -9.2k -9,177
65 Quantum Private Wealth, LLC 0.15% of their portfolio TAMPA, FL 54,71554.7k $349.1k $349.1k 0.15% Unchanged
66 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 53,74953.7k $349.4k $349.4k 0.00% Reduced -4.5k -4,530
67 Sunesis Advisors, LLC 0.21% of their portfolio OVERLAND PARK, KS 52,90952.9k $337.6k $337.6k 0.21% Unchanged
68 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 51,09051.1k $326.0k $326.0k 0.00% Reduced -29.7k -29,739
69 Eudaimonia Partners, LLC 0.08% of their portfolio Winchester, TN 50,62750.6k $323.0k $323.0k 0.08% Reduced -13.6k -13,600
70 Karpus Management, Inc. 0.01% of their portfolio Pittsford, NY 50,30050.3k $320.9k $320.9k 0.01% New
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 45,48045.5k $290.2k $290.2k 0.00% Unchanged
72 NWF Advisory Services Inc. 0.06% of their portfolio Los Angeles, CA 43,78543.8k $279.3k $279.3k 0.06% Reduced -5.0k -4,989
73 MSH Capital Advisors LLC 0.10% of their portfolio SCOTTSDALE, AZ 41,50041.5k $264.8k $264.8k 0.10% Reduced -1.0k -1,015
74 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 41,13541.1k $262.0k $262.0k 0.01% Unchanged
75 Astoria Portfolio Advisors LLC. 0.10% of their portfolio NEW YORK, NY 37,00737.0k $243.5k $243.5k 0.10% Reduced -4.0k -4,020
76 Quad-Cities Investment Group, LLC 0.14% of their portfolio DAVENPORT, IA 35,88935.9k $232.2k $232.2k 0.14% Reduced -1.6k -1,631
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 35,54335.5k $226.8k $226.8k 0.00% Added +13.1k +13,070
78 Altus Wealth Group LLC 0.12% of their portfolio COLORADO SPRINGS, CO 35,25535.3k $224.9k $224.9k 0.12% Unchanged
79 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 34,37634.4k $219.3k $219.3k 0.01% Reduced -846 -846
80 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 32,41732.4k $206.8k $206.8k 0.00% Added +7.3k +7,345
81 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 31,17931.2k $198.9k $198.9k 0.01% First filing
82 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 30,83730.8k $196.7k $196.7k 0.00% Added +1.8k +1,751
83 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 30,69530.7k $195.8k $195.8k 0.01% Reduced -3.1k -3,072
84 ELCO Management Co., LLC 0.13% of their portfolio New York, NY 30,08430.1k $191.9k $191.9k 0.13% Unchanged
85 COMERICA BANK 0.00% of their portfolio DALLAS, TX 30,03830.0k $191.6k $191.6k 0.00% Added +16.4k +16,350
86 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 28,81728.8k $183.9k $183.9k 0.01% Added +5.7k +5,675
87 David J Yvars Group 0.14% of their portfolio UNIVERSITY PARK, FL 28,04728.0k $178.9k $178.9k 0.14% Reduced -3.4k -3,400
88 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 26,78526.8k $170.9k $170.9k 0.00% Unchanged
89 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 24,99825.0k $159.5k $159.5k 0.01% Reduced -597 -597
90 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 24,90024.9k $158.9k $158.9k 0.00% New
91 Relative Value Partners Group, LLC 0.01% of their portfolio NORTHBROOK, IL 24,85024.9k $158.5k $158.5k 0.01% Unchanged
92 Advisor Resource Council 0.02% of their portfolio DALLAS, TX 23,75423.8k $151.6k $151.6k 0.02% New
93 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 23,02623.0k $146.9k $146.9k 0.00% Reduced -179 -179
94 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.05% of their portfolio FLINT, MI 22,62622.6k $144.4k $144.4k 0.05% Unchanged
95 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 22,34222.3k $142.5k $142.5k 0.01% Added +19.5k +19,509
96 PRIMORIS WEALTH ADVISORS, LLC 0.13% of their portfolio North Palm Beach, FL 21,82721.8k $139.3k $139.3k 0.13% Reduced -1.0k -1,000
97 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 21,78721.8k $139.0k $139.0k 0.00% Reduced -2.3k -2,315
98 Consolidated Portfolio Review Corp 0.03% of their portfolio WOODBURY, NY 19,86719.9k $126.8k $126.8k 0.03% Unchanged
99 Waterloo Capital, L.P. 0.02% of their portfolio AUSTIN, TX 19,73519.7k $125.9k $125.9k 0.02% New
100 Lokken Investment Group LLC 0.07% of their portfolio LEWES, DE 18,87518.9k $120.4k $120.4k 0.07% Unchanged