Vault-13

LIBERTY ALL STAR EQUITY FD USA

SH BEN INT · Closed-End Fund · CUSIP 530158104

168 institutional holders +1 vs Q1 2023
27,204,48527.2m shares reported held*
$176.0mreported value*
16 new 76 added 28 reduced 13 sold out net bought ≈ $7.7m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.47.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 162Q4 22: 175Q1 23: 167Q2 23: 168168Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022162
Q4 2022175
Q1 2023167
Q2 2023168

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 68 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 68 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 41 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226864
Q1 20238568
Q2 20239241

Biggest buyers

LPL Financial LLC Added +537,323+537.3k
HighTower Advisors, LLC Added +285,964+286.0k
Advisors Asset Management, Inc. Added +194,988+195.0k
BARTLETT & CO. WEALTH MANAGEMENT LLC Added +156,000+156.0k
Bartlett & Co. LLC Added +156,000+156.0k
Penserra Capital Management LLC Added +118,343+118.3k
Ascentis Independent Advisors New +118,095+118.1k
GUGGENHEIM CAPITAL LLC Added +111,205+111.2k
OSAIC HOLDINGS, INC. Added +91,037+91.0k
ENVESTNET ASSET MANAGEMENT INC New +83,773+83.8k

Biggest sellers

Cetera Advisor Networks LLC Reduced -474,492-474.5k
Shaker Financial Services, LLC Sold out -175,100-175.1k
WELLS FARGO & COMPANY/MN Reduced -142,363-142.4k
Invesco Ltd. Reduced -86,728-86.7k
CENTAURUS FINANCIAL, INC. Reduced -86,681-86.7k
BANK OF AMERICA CORP /DE/ Reduced -77,204-77.2k
Mutual Advisors, LLC Sold out -75,354-75.4k
MORGAN STANLEY Reduced -64,081-64.1k
BANK OF MONTREAL /CAN/ Sold out -54,634-54.6k
Relative Value Partners Group, LLC Reduced -25,610-25.6k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 1 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20210—0——
Q4 20211$19.9k0——
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
DateInsiderTradeSharesPrice ValueTheir holding
2023-06-07 BURKE EDMUND J Trustee · Shares of Beneficial Interest Bought 2,500 $6.12 $15.3k2.5k shares new
2023-05-26 PARMENTIER WILLIAM R JR Access Person of the Fund Sold 34,931 $5.98 $208.9k34.9k shares -53%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,659,2833.7m $23.7m $23.7m 0.00% Reduced -64.1k -64,081
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,159,8402.2m $14.0m $14.0m 0.01% Added +537.3k +537,323
3 Penserra Capital Management LLC 0.24% of their portfolio ORINDA, CA 1,898,5491.9m $12.3m $12.3m 0.24% Added +118.3k +118,343
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,647,1961.6m $10.7m $10.7m 0.00% Added +78.4k +78,352
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,431,5941.4m $9.3m $9.3m 0.00% Reduced -142.4k -142,363
6 Bensler, LLC 1.51% of their portfolio Bellevue, WA 1,232,1341.2m $8.0m $8.0m 1.51% Added +34.4k +34,426
7 Advisors Asset Management, Inc. 0.13% of their portfolio Monument, CO 951,837951.8k $6.2m $6.2m 0.13% Added +195.0k +194,988
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 907,463907.5k $5.9m $5.9m 0.00% Added +36.3k +36,278
9 Integrated Advisors Network LLC 0.30% of their portfolio DALLAS, TX 815,797815.8k $5.3m $5.3m 0.30% Reduced -20.0k -20,008
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 759,170759.2k $4.9m $4.9m 0.01% Added +91.0k +91,037
11 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 709,854709.9k $4.6m $4.6m 0.02% Added +31.5k +31,529
12 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 690,441690.4k $4.5m $4.5m 0.04% Added +111.2k +111,205
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 638,716638.7k $4.1m $4.1m 0.02% Added +21.8k +21,835
14 Financial Advocates Investment Management 0.23% of their portfolio OLYMPIA, WA 478,077478.1k $3.1m $3.1m 0.23% Added +44.0k +44,000
15 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 472,673472.7k $3.1m $3.1m 0.01% Added +32.2k +32,166
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 434,026434.0k $2.8m $2.8m 0.00% Added +18.8k +18,834
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 428,378428.4k $2.8m $2.8m 0.00% Added +57.9k +57,906
18 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 373,025373.0k $2.4m $2.4m 0.00% Unchanged
19 Sheaff Brock Investment Advisors, LLC 0.23% of their portfolio INDIANAPOLIS, IN 362,163362.2k $2.3m $2.3m 0.23% Unchanged
20 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 342,749342.7k $2.2m $2.2m 0.00% Added +286.0k +285,964
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 323,949323.9k $2.1m $2.1m 0.00% Added +7.2k +7,230
22 INDEPENDENT FINANCIAL GROUP, LLC 0.13% of their portfolio SAN DIEGO, CA 301,749301.7k $2.0m $2.0m 0.13% Reduced -775 -775
23 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 279,790279.8k $1.8m $1.8m 0.02% Added +4.3k +4,273
24 CENTAURUS FINANCIAL, INC. 0.15% of their portfolio ANAHEIM, CA 267,517267.5k $1.7m $1.7m 0.15% Reduced -86.7k -86,681
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 254,870254.9k $1.6m $1.6m 0.00% Reduced -77.2k -77,204
26 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 250,000250.0k $1.6m $1.6m 0.00% Unchanged
27 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 218,759218.8k $1.4m $1.4m 0.01% Reduced -474.5k -474,492
28 Mariner, LLC 0.00% of their portfolio Overland Park, KS 169,461169.5k $1.1m $1.1m 0.00% Added +61.1k +61,065
29 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 169,401169.4k $1.1m $1.1m 0.05% Added +31.0k +30,998
30 Live Oak Private Wealth LLC 0.20% of their portfolio WILMINGTON, NC 158,585158.6k $1.0m $1.0m 0.20% Unchanged
31 Bartlett & Co. LLC 0.02% of their portfolio CINCINNATI, OH 156,558156.6k $1.0m $1.0m 0.02% Added +156.0k +156,000
32 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.02% of their portfolio CINCINNATI, OH 156,558156.6k $1.0m $1.0m 0.02% Added +156.0k +156,000
33 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 155,367155.4k $1.0m $1.0m 0.01% Added +53 +53
34 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 151,933151.9k $983.0k $983.0k 0.01% Added +3.5k +3,488
35 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 151,919151.9k $982.9k $982.9k 0.03% Added +4.3k +4,308
36 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 144,485144.5k $934.8k $934.8k 0.00% Unchanged
37 RB Capital Management, LLC 0.25% of their portfolio RENO, NV 127,909127.9k $827.6k $827.6k 0.25% Reduced -2.9k -2,877
38 Clear Creek Financial Management, LLC 0.14% of their portfolio SILVERDALE, WA 125,537125.5k $812.2k $812.2k 0.14% Reduced -3.5k -3,484
39 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 124,038124.0k $802.5k $802.5k 0.00% Reduced -6.9k -6,927
40 Ascentis Independent Advisors 0.21% of their portfolio DALLAS, TX 118,095118.1k $764.1k $764.1k 0.21% New
41 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 115,132115.1k $744.9k $744.9k 0.01% Reduced -11.1k -11,128
42 Stockman Wealth Management, Inc. 0.15% of their portfolio BILLINGS, MT 108,493108.5k $702.0k $702.0k 0.15% Unchanged
43 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 107,970108.0k $698.6k $698.6k 0.02% Reduced -149 -149
44 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 107,491107.5k $695.5k $695.5k 0.01% Added +1.1k +1,095
45 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 101,809101.8k $658.7k $658.7k 0.01% Added +2.8k +2,806
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 83,77383.8k $542.0k $542.0k 0.00% New
47 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 81,27381.3k $525.8k $525.8k 0.01% Added +40.0k +40,050
48 Institute for Wealth Management, LLC. 0.09% of their portfolio DENVER, CO 80,21080.2k $519.0k $519.0k 0.09% Added +509 +509
49 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 77,53677.5k $501.7k $501.7k 0.01% Added +28.6k +28,604
50 WealthTrust Asset Management, LLC 0.43% of their portfolio Destin, FL 73,48173.5k $475.4k $475.4k 0.43% Added +476 +476
51 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 73,22073.2k $473.7k $473.7k 0.00% Added +17.7k +17,668
52 Astoria Portfolio Advisors LLC. 0.17% of their portfolio NEW YORK, NY 65,88165.9k $438.1k $438.1k 0.17% Reduced -5.3k -5,331
53 Eudaimonia Partners, LLC 0.09% of their portfolio Winchester, TN 63,96764.0k $413.9k $413.9k 0.09% Added +339 +339
54 Samalin Investment Counsel, LLC 0.22% of their portfolio CHAPPAQUA, NY 63,66963.7k $411.9k $411.9k 0.22% Added +11.1k +11,094
55 Elequin Capital, LP 0.21% of their portfolio NEW YORK, NY 62,41362.4k $403.8k $403.8k 0.21% Added +51.8k +51,813
56 Sage Capital Advisors,llc 0.14% of their portfolio SIOUX FALLS, SD 61,70861.7k $399.2k $399.2k 0.14% Added +797 +797
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 61,21261.2k $396.0k $396.0k 0.00% New
58 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 55,47055.5k $358.9k $358.9k 0.00% Reduced -86.7k -86,728
59 Quantum Private Wealth, LLC 0.16% of their portfolio TAMPA, FL 54,71554.7k $354.0k $354.0k 0.16% Reduced -20.0k -20,000
60 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 51,32651.3k $332.1k $332.1k 0.02% First filing
61 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 49,80749.8k $322.3k $322.3k 0.00% Reduced -651 -651
62 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 47,94447.9k $310.2k $310.2k 0.00% Added +507 +507
63 DFPG INVESTMENTS, LLC 0.03% of their portfolio SANDY, UT 47,19347.2k $330.4k $330.4k 0.03% Added +4.5k +4,450
64 NWF Advisory Services Inc. 0.07% of their portfolio Los Angeles, CA 46,74246.7k $302.4k $302.4k 0.07% Unchanged
65 MSH Capital Advisors LLC 0.10% of their portfolio SCOTTSDALE, AZ 43,51543.5k $281.5k $281.5k 0.10% Unchanged
66 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 42,38342.4k $274.0k $274.0k 0.01% Reduced -2.1k -2,096
67 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 41,69441.7k $269.8k $269.8k 0.00% Added +1.8k +1,818
68 Quad-Cities Investment Group, LLC 0.15% of their portfolio DAVENPORT, IA 36,58336.6k $236.7k $236.7k 0.15% Added +373 +373
69 Altus Wealth Group LLC 0.14% of their portfolio COLORADO SPRINGS, CO 35,25535.3k $228.1k $228.1k 0.14% Unchanged
70 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 34,76734.8k $225.0k $225.0k 0.01% Unchanged
71 Laidlaw Wealth Management LLC 0.04% of their portfolio NEW YORK CITY, NY 34,06034.1k $220.4k $220.4k 0.04% Added +16.2k +16,207
72 David J Yvars Group 0.16% of their portfolio UNIVERSITY PARK, FL 30,66030.7k $198.4k $198.4k 0.16% Unchanged
73 ELCO Management Co., LLC 0.14% of their portfolio New York, NY 30,60030.6k $198.0k $198.0k 0.14% Unchanged
74 Shulman DeMeo Asset Management LLC 0.05% of their portfolio LAKE SUCCESS, NY 28,14428.1k $182.1k $182.1k 0.05% Unchanged
75 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 27,43227.4k $177.5k $177.5k 0.00% Added +589 +589
76 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 26,92226.9k $174.2k $174.2k 0.01% Added +235 +235
77 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 25,62925.6k $165.8k $165.8k 0.01% Added +1.9k +1,926
78 Relative Value Partners Group, LLC 0.01% of their portfolio NORTHBROOK, IL 25,61025.6k $165.7k $165.7k 0.01% Reduced -25.6k -25,610
79 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 24,65724.7k $159.5k $159.5k 0.00% Reduced -2.6k -2,629
80 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 24,44824.4k $158.2k $158.2k 0.00% Added +590 +590
81 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 23,59523.6k $153.0k $153.0k 0.00% Added +158 +158
82 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 23,20523.2k $150.1k $150.1k 0.00% Reduced -6.2k -6,219
83 PRIMORIS WEALTH ADVISORS, LLC 0.16% of their portfolio North Palm Beach, FL 22,79622.8k $147.5k $147.5k 0.16% Added +1.0k +1,029
84 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 21,78721.8k $141.0k $141.0k 0.00% Reduced -3.0k -2,950
85 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 21,14821.1k $136.8k $136.8k 0.01% Reduced -20.5k -20,543
86 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 20,32420.3k $131.5k $131.5k 0.01% Added +9.6k +9,603
87 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,27220.3k $131.2k $131.2k 0.00% Added +1.1k +1,055
88 Consolidated Portfolio Review Corp 0.03% of their portfolio WOODBURY, NY 19,78519.8k $128.0k $128.0k 0.03% Added +77 +77
89 Onyx Bridge Wealth Group LLC 0.03% of their portfolio TARRYTOWN, NY 19,74919.7k $127.8k $127.8k 0.03% Reduced -1.3k -1,251
90 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 19,57219.6k $126.6k $126.6k 0.00% Added +207 +207
91 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.05% of their portfolio FLINT, MI 19,08119.1k $123.5k $123.5k 0.05% Added +2.5k +2,517
92 Lokken Investment Group LLC 0.08% of their portfolio LEWES, DE 18,87418.9k $122.1k $122.1k 0.08% Added +1 +1
93 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 18,36718.4k $118.8k $118.8k 0.02% Added +446 +446
94 SAX WEALTH ADVISORS, LLC 0.02% of their portfolio PARSIPPANY, NJ 16,76016.8k $108.4k $108.4k 0.02% Unchanged
95 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 16,37316.4k $105.9k $105.9k 0.01% Added +362 +362
96 ECLECTIC ASSOCIATES INC /ADV 0.05% of their portfolio FULLERTON, CA 15,99316.0k $103.5k $103.5k 0.05% Unchanged
97 Beacon Capital Management, LLC 0.03% of their portfolio FRANKLIN, TN 15,69015.7k $101.5k $101.5k 0.03% Added +376 +376
98 WEBSTER BANK, N. A. 0.01% of their portfolio WATERBURY, CT 15,52615.5k $100.5k $100.5k 0.01% Unchanged
99 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 15,12515.1k $97.9k $97.9k 0.01% Unchanged
100 Graves Light Lenhart Wealth, Inc. 0.01% of their portfolio HARRISONBURG, VA 15,00015.0k $97.0k $97.0k 0.01% Unchanged