Vault-13

LIBERTY ALL STAR EQUITY FD USA

SH BEN INT · Closed-End Fund · CUSIP 530158104

167 institutional holders -8 vs Q4 2022
26,008,89826.0m shares reported held*
$161.3mreported value*
19 new 66 added 42 reduced 26 sold out net sold ≈ $4.6m (-753.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.20.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 162Q4 22: 175Q1 23: 167167Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022162
Q4 2022175
Q1 2023167

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 68 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 68 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226864
Q1 20238568

Biggest buyers

Financial Advocates Investment Management Added +205,577+205.6k
Integrated Advisors Network LLC Added +176,039+176.0k
Clear Creek Financial Management, LLC New +129,021+129.0k
ROYAL BANK OF CANADA Added +94,515+94.5k
LPL Financial LLC Added +85,727+85.7k
AVANTAX ADVISORY SERVICES, INC. Added +77,662+77.7k
INDEPENDENT FINANCIAL GROUP, LLC Added +76,737+76.7k
AMERIPRISE FINANCIAL INC Added +69,948+69.9k
Bensler, LLC Added +63,689+63.7k
UBS Group AG Added +62,946+62.9k

Biggest sellers

Shaker Financial Services, LLC Reduced -444,149-444.1k
Yakira Capital Management, Inc. Sold out -362,757-362.8k
WOLVERINE ASSET MANAGEMENT LLC Sold out -224,210-224.2k
BLUEFIN CAPITAL MANAGEMENT, LLC Sold out -180,662-180.7k
Janney Montgomery Scott LLC Reduced -161,147-161.1k
Weiss Asset Management LP Sold out -130,428-130.4k
Elequin Capital, LP Reduced -108,824-108.8k
Baird Financial Group, Inc. Sold out -103,388-103.4k
WELLS FARGO & COMPANY/MN Reduced -91,081-91.1k
Alpine Global Management, LLC Sold out -83,210-83.2k

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 1 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20210—0——
Q3 20210—0——
Q4 20211$19.9k0——
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,723,3643.7m $23.1m $23.1m 0.00% Added +50.1k +50,059
2 Penserra Capital Management LLC 0.23% of their portfolio ORINDA, CA 1,780,2061.8m $11.0m $11.0m 0.23% Reduced -24.0k -24,033
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,622,5171.6m $10.1m $10.1m 0.01% Added +85.7k +85,727
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,573,9571.6m $9.8m $9.8m 0.00% Reduced -91.1k -91,081
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,568,8441.6m $9.7m $9.7m 0.00% Added +94.5k +94,515
6 Bensler, LLC 1.50% of their portfolio Bellevue, WA 1,197,7081.2m $7.4m $7.4m 1.50% Added +63.7k +63,689
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 871,185871.2k $5.4m $5.4m 0.00% Added +69.9k +69,948
8 Integrated Advisors Network LLC 0.31% of their portfolio DALLAS, TX 835,805835.8k $5.2m $5.2m 0.31% Added +176.0k +176,039
9 Advisors Asset Management, Inc. 0.10% of their portfolio Monument, CO 756,849756.8k $4.7m $4.7m 0.10% Reduced -39.1k -39,097
10 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 693,251693.3k $4.3m $4.3m 0.03% Added +22.1k +22,053
11 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 678,325678.3k $4.2m $4.2m 0.02% Reduced -161.1k -161,147
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 668,133668.1k $4.1m $4.1m 0.01% Added +61.6k +61,568
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 616,881616.9k $3.8m $3.8m 0.02% Added +38.5k +38,537
14 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 579,236579.2k $3.6m $3.6m 0.03% Added +57.8k +57,800
15 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 440,507440.5k $2.7m $2.7m 0.01% Added +35.2k +35,206
16 Financial Advocates Investment Management 0.20% of their portfolio OLYMPIA, WA 434,077434.1k $2.7m $2.7m 0.20% Added +205.6k +205,577
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 415,192415.2k $2.6m $2.6m 0.00% Added +24.2k +24,178
18 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 373,025373.0k $2.3m $2.3m 0.00% Added +6.0k +6,000
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 370,472370.5k $2.3m $2.3m 0.00% Added +62.9k +62,946
20 Sheaff Brock Investment Advisors, LLC 0.23% of their portfolio INDIANAPOLIS, IN 362,163362.2k $2.2m $2.2m 0.23% Added +500 +500
21 CENTAURUS FINANCIAL, INC. 0.18% of their portfolio ANAHEIM, CA 354,198354.2k $2.2m $2.2m 0.18% Reduced -14.9k -14,939
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 332,074332.1k $2.1m $2.1m 0.00% Reduced -2.4k -2,409
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 316,719316.7k $2.0m $2.0m 0.00% Added +1.6k +1,557
24 INDEPENDENT FINANCIAL GROUP, LLC 0.15% of their portfolio SAN DIEGO, CA 302,524302.5k $1.9m $1.9m 0.15% Added +76.7k +76,737
25 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 275,517275.5k $1.7m $1.7m 0.02% Added +14.0k +14,017
26 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 250,000250.0k $1.6m $1.6m 0.00% Unchanged
27 Shaker Financial Services, LLC 0.47% of their portfolio Arlington, VA 175,100175.1k $1.1m $1.1m 0.47% Reduced -444.1k -444,149
28 Live Oak Private Wealth LLC 0.20% of their portfolio WILMINGTON, NC 158,585158.6k $983.2k $983.2k 0.20% Unchanged
29 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 155,314155.3k $962.9k $962.9k 0.01% Added +606 +606
30 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 148,445148.4k $920.4k $920.4k 0.01% Added +7.3k +7,292
31 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 147,611147.6k $915.2k $915.2k 0.04% Added +6.1k +6,128
32 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 144,485144.5k $895.8k $895.8k 0.01% Added +31.8k +31,784
33 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 142,198142.2k $881.6k $881.6k 0.00% Reduced -23.5k -23,541
34 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 138,403138.4k $858.0k $858.0k 0.04% Reduced -11.8k -11,787
35 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 130,965131.0k $812.0k $812.0k 0.00% Reduced -707 -707
36 RB Capital Management, LLC 0.26% of their portfolio RENO, NV 130,786130.8k $810.9k $810.9k 0.26% Reduced -231 -231
37 Clear Creek Financial Management, LLC 0.15% of their portfolio SILVERDALE, WA 129,021129.0k $799.9k $799.9k 0.15% New
38 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 126,260126.3k $782.8k $782.8k 0.01% Added +18.2k +18,209
39 Stockman Wealth Management, Inc. 0.15% of their portfolio BILLINGS, MT 108,493108.5k $672.7k $672.7k 0.15% Unchanged
40 Mariner, LLC 0.00% of their portfolio Overland Park, KS 108,396108.4k $672.0k $672.0k 0.00% Reduced -68.0k -68,031
41 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 108,119108.1k $670.3k $670.3k 0.02% Added +8.7k +8,713
42 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 106,396106.4k $654.0k $654.0k 0.01% Reduced -2.1k -2,149
43 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 99,00399.0k $613.8k $613.8k 0.01% Added +77.7k +77,662
44 Institute for Wealth Management, LLC. 0.10% of their portfolio DENVER, CO 79,70179.7k $494.1k $494.1k 0.10% Reduced -2.3k -2,291
45 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 75,35475.4k $467.2k $467.2k 0.02% Reduced -796 -796
46 Quantum Private Wealth, LLC 0.25% of their portfolio TAMPA, FL 74,71574.7k $463.2k $463.2k 0.25% Unchanged
47 WealthTrust Asset Management, LLC 0.43% of their portfolio Destin, FL 73,00573.0k $452.6k $452.6k 0.43% Added +5.6k +5,615
48 Astoria Portfolio Advisors LLC. 0.18% of their portfolio NEW YORK, NY 71,21271.2k $436.5k $436.5k 0.18% Reduced -7.9k -7,927
49 Eudaimonia Partners, LLC 0.10% of their portfolio Winchester, TN 63,62863.6k $394.5k $394.5k 0.10% Added +642 +642
50 Sage Capital Advisors,llc 0.14% of their portfolio SIOUX FALLS, SD 60,91160.9k $377.6k $377.6k 0.14% Added +11.9k +11,869
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 56,78556.8k $353.0k $353.0k 0.00% Added +577 +577
52 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 55,55255.6k $344.4k $344.4k 0.00% Added +358 +358
53 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 54,63454.6k $338.7k $338.7k 0.00% Reduced -11.5k -11,526
54 Sunesis Advisors, LLC 0.24% of their portfolio OVERLAND PARK, KS 52,90952.9k $328.0k $328.0k 0.24% New
55 Samalin Investment Counsel, LLC 0.20% of their portfolio CHAPPAQUA, NY 52,57552.6k $326.0k $326.0k 0.20% Added +21.2k +21,238
56 Relative Value Partners Group, LLC 0.01% of their portfolio NORTHBROOK, IL 51,22051.2k $317.6k $317.6k 0.01% Added +25.6k +25,610
57 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 50,45850.5k $312.8k $312.8k 0.00% Reduced -25.2k -25,199
58 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 48,93248.9k $303.4k $303.4k 0.00% Reduced -48 -48
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 47,43747.4k $294.1k $294.1k 0.00% Reduced -19.5k -19,531
60 NWF Advisory Services Inc. 0.07% of their portfolio Los Angeles, CA 46,74246.7k $302.4k $302.4k 0.07% First filing
61 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 44,47944.5k $276.0k $276.0k 0.01% Added +3.0k +3,010
62 MSH Capital Advisors LLC 0.12% of their portfolio SCOTTSDALE, AZ 43,51543.5k $269.8k $269.8k 0.12% Unchanged
63 DFPG INVESTMENTS, LLC 0.03% of their portfolio SANDY, UT 42,74342.7k $265.0k $265.0k 0.03% New
64 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 41,69141.7k $258.5k $258.5k 0.03% Reduced -21.0k -21,040
65 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 41,22341.2k $255.6k $255.6k 0.00% Reduced -3.4k -3,370
66 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 39,87639.9k $247.2k $247.2k 0.00% Added +13.9k +13,899
67 Quad-Cities Investment Group, LLC 0.16% of their portfolio DAVENPORT, IA 36,21036.2k $224.5k $224.5k 0.16% Added +1.3k +1,281
68 Altus Wealth Group LLC 0.15% of their portfolio COLORADO SPRINGS, CO 35,25535.3k $218.6k $218.6k 0.15% Unchanged
69 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 34,76734.8k $216.0k $216.0k 0.01% Reduced -8.0k -8,000
70 David J Yvars Group 0.17% of their portfolio UNIVERSITY PARK, FL 30,66030.7k $190.1k $190.1k 0.17% Added +18.2k +18,205
71 ELCO Management Co., LLC 0.14% of their portfolio New York, NY 30,60030.6k $189.7k $189.7k 0.14% Reduced -1.5k -1,500
72 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 29,42429.4k $182.4k $182.4k 0.01% Reduced -1.4k -1,351
73 Shulman DeMeo Asset Management LLC 0.05% of their portfolio LAKE SUCCESS, NY 28,14428.1k $174.5k $174.5k 0.05% Reduced -8.8k -8,781
74 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 27,28627.3k $169.2k $169.2k 0.00% Added +1.3k +1,301
75 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 26,84326.8k $166.4k $166.4k 0.00% Reduced -36.7k -36,680
76 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 26,68726.7k $165.5k $165.5k 0.01% Added +9.5k +9,527
77 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 24,73724.7k $141.0k $141.0k 0.00% Unchanged
78 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 23,85823.9k $147.9k $147.9k 0.00% Added +1.1k +1,068
79 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 23,70323.7k $147.0k $147.0k 0.01% Added +4.4k +4,423
80 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 23,43723.4k $145.0k $145.0k 0.00% Added +3.2k +3,223
81 PRIMORIS WEALTH ADVISORS, LLC 0.17% of their portfolio North Palm Beach, FL 21,76721.8k $135.0k $135.0k 0.17% Added +56 +56
82 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 21,57521.6k $132.1k $132.1k 0.01% Reduced -6.1k -6,070
83 Onyx Bridge Wealth Group LLC 0.05% of their portfolio TARRYTOWN, NY 21,00021.0k $130.2k $130.2k 0.05% Added +4.6k +4,630
84 Consolidated Portfolio Review Corp 0.03% of their portfolio WOODBURY, NY 19,70819.7k $122.2k $122.2k 0.03% First filing
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 19,36519.4k $120.1k $120.1k 0.00% Added +1.1k +1,112
86 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,21719.2k $119.1k $119.1k 0.00% Added +909 +909
87 Lokken Investment Group LLC 0.09% of their portfolio LEWES, DE 18,87318.9k $117.0k $117.0k 0.09% Added +2 +2
88 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 17,92117.9k $111.1k $111.1k 0.02% Reduced -8.7k -8,713
89 Laidlaw Wealth Management LLC 0.02% of their portfolio NEW YORK CITY, NY 17,85317.9k $110.7k $110.7k 0.02% Reduced -1.5k -1,487
90 SAX WEALTH ADVISORS, LLC 0.02% of their portfolio PARSIPPANY, NJ 16,76016.8k $103.9k $103.9k 0.02% Unchanged
91 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.05% of their portfolio FLINT, MI 16,56416.6k $102.7k $102.7k 0.05% Added +9.1k +9,132
92 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 16,01116.0k $99.3k $99.3k 0.01% New
93 ECLECTIC ASSOCIATES INC /ADV 0.05% of their portfolio FULLERTON, CA 15,99316.0k $99.2k $99.2k 0.05% New
94 WEBSTER BANK, N. A. 0.01% of their portfolio WATERBURY, CT 15,52615.5k $96.3k $96.3k 0.01% Unchanged
95 SeaCrest Wealth Management, LLC 0.01% of their portfolio PURCHASE, NY 15,48715.5k $96.0k $96.0k 0.01% Reduced -936 -936
96 Beacon Capital Management, LLC 0.03% of their portfolio FRANKLIN, TN 15,31415.3k $94.9k $94.9k 0.03% Added +724 +724
97 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 15,12515.1k $93.8k $93.8k 0.01% Reduced -1.0k -1,000
98 Graves Light Lenhart Wealth, Inc. 0.01% of their portfolio HARRISONBURG, VA 15,00015.0k $93.0k $93.0k 0.01% Unchanged
99 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 14,48214.5k $89.8k $89.8k 0.01% New
100 SILVERLAKE WEALTH MANAGEMENT LLC 0.05% of their portfolio WILLISTON, VT 13,91213.9k $86.3k $86.3k 0.05% Unchanged