LIBERTY ALL-STAR GROWTH FD I ASG
COM · Closed-End Fund · CUSIP 529900102
71
institutional holders
-4 vs Q1 2024
10.7m
shares reported held*
$57.4mreported value*
11 new
26 added
19 reduced
15 sold out
net bought ≈ $4.4m (+824.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.34.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 62 |
| Q4 2022 | 69 |
| Q1 2023 | 64 |
| Q2 2023 | 66 |
| Q3 2023 | 66 |
| Q4 2023 | 73 |
| Q1 2024 | 75 |
| Q2 2024 | 71 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 24 | 33 |
| Q1 2023 | 27 | 29 |
| Q2 2023 | 29 | 32 |
| Q3 2023 | 31 | 31 |
| Q4 2023 | 28 | 25 |
| Q1 2024 | 46 | 29 |
| Q2 2024 | 37 | 34 |
Biggest buyers
| MERCER GLOBAL ADVISORS INC /ADV | Added | +443.3k |
| Karpus Management, Inc. | Added | +334.3k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | New | +160.3k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +91.2k |
| 1607 Capital Partners, LLC | Added | +86.8k |
| LPL Financial LLC | Added | +71.7k |
| AQR Arbitrage LLC | Added | +58.5k |
| TWO SIGMA INVESTMENTS, LP | New | +50.8k |
| Atria Wealth Solutions, Inc. | Added | +29.8k |
| GUGGENHEIM CAPITAL LLC | New | +22.6k |
Biggest sellers
| MORGAN STANLEY | Reduced | -286.4k |
| Invesco Ltd. | Sold out | -48.2k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -45.4k |
| INDEPENDENT FINANCIAL GROUP, LLC | Reduced | -42.4k |
| Edmonds Duncan Registered Investment Advisors, LLC | Sold out | -30.9k |
| Walleye Capital LLC | Sold out | -30.0k |
| Kestra Advisory Services, LLC | Sold out | -29.2k |
| David J Yvars Group | Sold out | -21.6k |
| OSAIC HOLDINGS, INC. | Reduced | -20.6k |
| Logan Stone Capital, LLC | Sold out | -18.8k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution +1.4 pts · filed 2026-04-14 | 16.0% |
| Karpus Management, Inc. 13G · institution filed 2026-05-14 | 6.7% |
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 1 | $14.7k | 0 | — | — |
| Q3 2023 | 1 | $5.3k | 0 | — | — |
| Q4 2023 | 1 | $13.6k | 0 | — | — |
| Q1 2024 | 2 | $29.4k | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| Karpus Management, Inc. 0.42% of their portfolio | 2.8m $15.0m | Added +334.3k |
| Cornerstone Advisors, LLC 0.36% of their portfolio | 1.6m $8.8m | Unchanged |
| Shaker Financial Services, LLC 2.84% of their portfolio | 1.3m $7.0m | Added +11.1k |
| LPL Financial LLC 0.00% of their portfolio | 833.4k $4.5m | Added +71.7k |
| WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio | 504.9k $2.7m | Added +91.2k |
| MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio | 461.2k $2.5m | Added +443.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 445.7k $2.4m | Added +34 |
| 1607 Capital Partners, LLC 0.18% of their portfolio | 378.9k $2.0m | Added +86.8k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.16% of their portfolio | 348.0k $1.9m | Reduced -45.4k |
| Flow State Investments, L.P. 0.29% of their portfolio | 168.8k $901.4k | Reduced -8.2k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.07% of their portfolio | 160.3k $856.0k | New |
| MORGAN STANLEY 0.00% of their portfolio | 152.8k $815.7k | Reduced -286.4k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 90.7k $484.1k | Reduced -2.4k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 77.5k $413.8k | Added +29.8k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 73.5k $392.5k | Added +12.9k |
| UBS Group AG 0.00% of their portfolio | 73.4k $392.0k | Reduced -209 |
| AQR Arbitrage LLC 0.01% of their portfolio | 68.5k $364.7k | Added +58.5k |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 68.3k $365.0k | Added +7.0k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 65.1k $347.8k | Reduced -1.9k |
| Calamos Advisors LLC 0.00% of their portfolio | 62.9k $336.1k | Added +20.0k |
| Quantum Private Wealth, LLC 0.11% of their portfolio | 58.0k $309.7k | Reduced -16.0k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 54.6k $291.5k | Added +792 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 52.5k $280.2k | Reduced -20.6k |
| Dakota Wealth Management 0.01% of their portfolio | 51.9k $277.1k | Added +465 |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 50.8k $271.2k | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 39.6k $211.3k | Added +2.0k |
| LifePro Asset Management 0.15% of their portfolio | 39.0k $208.3k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 33.4k $178.0k | Added +12.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 33.1k $176.8k | Reduced -11.6k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 31.7k $169.3k | Reduced -816 |
| LVZ, Inc. 0.02% of their portfolio | 29.9k $159.4k | Unchanged |
| LANARK FINANCIAL, INC. 0.01% of their portfolio | 28.4k $151.0k | Reduced -7.3k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 23.0k $123.0k | Reduced -1.8k |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 22.8k $121.9k | Added +12.5k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 22.8k $121.7k | Reduced -1.0k |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 22.6k $120.7k | New |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 21.3k $114.0k | Added +369 |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 19.5k $104.4k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 19.1k $101.8k | New |
| Sandy Spring Bank 0.00% of their portfolio | 17.6k $94.1k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 16.5k $88.0k | Reduced -844 |
| NWF Advisory Services Inc. 0.01% of their portfolio | 16.2k $86.3k | Added +359 |
| RAYMOND JAMES TRUST N.A. 0.00% of their portfolio | 15.8k $84.3k | Unchanged |
| Kapstone Financial Advisors LLC 0.05% of their portfolio | 15.6k $83.3k | New |
| J.W. COLE ADVISORS, INC. 0.00% of their portfolio | 15.4k $82.5k | New |
| AE Wealth Management LLC 0.00% of their portfolio | 15.0k $80.1k | Reduced -1.1k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 14.6k $77.9k | Added +4.4k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 14.1k $75.1k | Added +295 |
| Advisory Services Network, LLC 0.00% of their portfolio | 13.0k $69.6k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 13.0k $69.3k | Unchanged |
| INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio | 12.0k $64.0k | Reduced -42.4k |
| Parallel Advisors, LLC 0.00% of their portfolio | 11.6k $62.2k | Reduced -7.2k |
| Creative Planning 0.00% of their portfolio | 11.1k $59.3k | Reduced -1.8k |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 11.1k $59.0k | Added +246 |
| Alpha Cubed Investments, LLC 0.00% of their portfolio | 10.9k $58.2k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 10.3k $55.0k | Added +88 |
| Virtu Financial LLC 0.00% of their portfolio | 10.3k $55.0k | New |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 10.2k $54.4k | New |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 9.2k $49.1k | Added +6.7k |
| Financial Perspectives, Inc 0.02% of their portfolio | 8.9k $47.8k | Unchanged |
| Archer Investment Corp 0.01% of their portfolio | 5.8k $30.9k | Unchanged |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 2.6k $14.1k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 2.3k $12.5k | New |
| Larson Financial Group LLC 0.00% of their portfolio | 2.0k $10.8k | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio | 903 $4.8k | Added +55 |
| Gradient Investments LLC 0.00% of their portfolio | 226 $1.2k | Unchanged |
| Beacon Capital Management, LLC 0.00% of their portfolio | 208 $1.1k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 168 $897 | Reduced -7.2k |
| ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio | 73 $390 | Added +1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 43 $230 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |