Vault-13

LEGG MASON ETF INVT YLDE

FRAN CLE ENH ETF · ETP · CUSIP 524682309

47 institutional holders +7 vs Q1 2026
2,021,7402.0m shares reported held*
$112.4mreported value*
11 new 18 added 8 reduced 3 sold out net bought ≈ $5.9m (+106.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $55.59.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 20Q4 22: 23Q1 23: 22Q2 23: 18Q3 23: 21Q4 23: 22Q1 24: 20Q2 24: 22Q3 24: 26Q4 24: 26Q1 25: 30Q2 25: 29Q3 25: 36Q4 25: 36Q1 26: 40Q2 26: 4747Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202220
Q4 202223
Q1 202322
Q2 202318
Q3 202321
Q4 202322
Q1 202420
Q2 202422
Q3 202426
Q4 202426
Q1 202530
Q2 202529
Q3 202536
Q4 202536
Q1 202640
Q2 202647

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 9 bought or addedQ3 24: 10 cut or sold outQ4 24: 11 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 16 bought or addedQ1 25: 9 cut or sold outQ2 25: 13 bought or addedQ2 25: 10 cut or sold outQ2 25Q3 25: 22 bought or addedQ3 25: 6 cut or sold outQ4 25: 19 bought or addedQ4 25: 10 cut or sold outQ4 25Q1 26: 27 bought or addedQ1 26: 10 cut or sold outQ2 26: 29 bought or addedQ2 26: 11 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024910
Q4 2024118
Q1 2025169
Q2 20251310
Q3 2025226
Q4 20251910
Q1 20262710
Q2 20262911

Biggest buyers

LPL Financial LLC Added +28,086+28.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +18,549+18.5k
ENVESTNET ASSET MANAGEMENT INC Added +18,275+18.3k
AMERIPRISE FINANCIAL INC Added +14,306+14.3k
Janney Montgomery Scott LLC New +9,076+9.1k
PNC Financial Services Group, Inc. Added +8,613+8.6k
ROYAL BANK OF CANADA Added +6,912+6.9k
BANK OF AMERICA CORP /DE/ New +6,558+6.6k
JPMORGAN CHASE & CO Added +6,411+6.4k
TD PRIVATE CLIENT WEALTH LLC Added +6,045+6.0k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -16,242-16.2k
OLD MISSION CAPITAL LLC Reduced -15,997-16.0k
Cetera Investment Advisers Reduced -8,009-8.0k
Kestra Advisory Services, LLC Sold out -6,575-6.6k
Independent Advisor Alliance Sold out -4,903-4.9k
Ameliora Wealth Management Ltd. Sold out -2,000-2.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -786-786
Shira Ridge Wealth Management Reduced -705-705
WELLS FARGO & COMPANY/MN Reduced -407-407
AdvisorNet Financial, Inc Reduced -54-54

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Bank of New York Mellon Corp (0.0%, 2026-01-29)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 944,594944.6k $52.5m $52.5m 0.01% Added +28.1k +28,086
2 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 273,293273.3k $15.2m $15.2m 0.00% Added +14.3k +14,306
3 Shira Ridge Wealth Management 3.66% of their portfolio LARKSPUR, CA 188,660188.7k $10.5m $10.5m 3.66% Reduced -705 -705
4 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 89,44389.4k $5.0m $5.0m 0.02% Added +4.6k +4,558
5 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 88,72688.7k $4.9m $4.9m 0.00% Reduced -8.0k -8,009
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 57,60057.6k $3.1m $3.1m 0.00% Added +18.3k +18,275
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 45,04745.0k $2.5m $2.5m 0.00% Added +6.9k +6,912
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,77134.8k $1.9m $1.9m 0.00% Reduced -16.2k -16,242
9 TD PRIVATE CLIENT WEALTH LLC 0.03% of their portfolio NEW YORK, NY 28,83328.8k $1.6m $1.6m 0.03% Added +6.0k +6,045
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,36627.4k $1.5m $1.5m 0.00% Added +18.5k +18,549
11 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 26,34426.3k $1.5m $1.5m 0.00% Added +8.6k +8,613
12 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 23,64823.6k $1.3m $1.3m 0.01% Added +623 +623
13 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 23,64823.6k $1.3m $1.3m 0.02% Added +623 +623
14 Hamilton Capital, LLC 0.04% of their portfolio COLUMBUS, OH 15,49315.5k $861.7k $861.7k 0.04% Reduced -28 -28
15 Sonoma Allocations LLC 0.26% of their portfolio SANTA ROSA, CA 15,16415.2k $846.3k $846.3k 0.26% Added +3.3k +3,253
16 Golden State Wealth Management, LLC 0.07% of their portfolio SANTA ANA, CA 14,67514.7k $816.2k $816.2k 0.07% Added +150 +150
17 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 13,87813.9k $771.9k $771.9k 0.00% Added +465 +465
18 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 12,57512.6k $699.4k $699.4k 0.01% Added +3.1k +3,087
19 Alta Wealth Advisors LLC 0.14% of their portfolio Woburn, MA 9,2489.2k $514.4k $514.4k 0.14% Unchanged
20 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 9,0769.1k $505.0k $505.0k 0.00% New
21 Stonebridge Financial Group, LLC 0.03% of their portfolio Wormleysburg, PA 8,2788.3k $460.4k $460.4k 0.03% Added +192 +192
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,3577.4k $408.8k $408.8k 0.00% Added +6.4k +6,411
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,7596.8k $376.0k $376.0k 0.00% Reduced -786 -786
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,5586.6k $364.8k $364.8k 0.00% New
25 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 5,7645.8k $320.0k $320.0k 0.00% New
26 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 5,5495.5k $308.6k $308.6k 0.00% New
27 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 5,1675.2k $287.4k $287.4k 0.00% New
28 Bluespring Wealth Management, LLC 0.01% of their portfolio AUSTIN, TX 4,9965.0k $277.9k $277.9k 0.01% New
29 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 4,5004.5k $250.3k $250.3k 0.00% Unchanged
30 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 4,3954.4k $244.0k $244.0k 0.01% Unchanged
31 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 4,3324.3k $241.0k $241.0k 0.01% Reduced -16.0k -15,997
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,1784.2k $232.4k $232.4k 0.00% New
33 Ritter Daniher Financial Advisory LLC / DE 0.02% of their portfolio CINCINNATI, OH 2,4982.5k $138.9k $138.9k 0.02% Unchanged
34 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,7121.7k $95.2k $95.2k 0.00% Unchanged
35 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,6821.7k $93.5k $93.5k 0.00% Added +26 +26
36 CALDWELL SUTTER CAPITAL, INC. 0.03% of their portfolio SAUSALITO, CA 1,5241.5k $84.8k $84.8k 0.03% Added +93 +93
37 Rossby Financial, LCC 0.01% of their portfolio MELBOURNE, FL 1,1441.1k $63.6k $63.6k 0.01% Unchanged
38 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 933933 $51.9k $51.9k 0.00% First filing
39 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 624624 $34.7k $34.7k 0.00% New
40 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 493493 $27.4k $27.4k 0.00% Reduced -54 -54
41 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 470470 $26.1k $26.1k 0.00% Unchanged
42 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 402402 $22.4k $22.4k 0.00% Unchanged
43 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 150150 $8.3k $8.3k 0.00% New
44 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 8888 $4.9k $4.9k 0.00% Unchanged
45 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 8181 $4.5k $4.5k 0.00% New
46 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 2424 $1.3k $1.3k 0.00% New
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $20 $20 0.00% Reduced -407 -407