Vault-13

LAZARD GLOBAL TOTAL RETURN & XLGIX

COM · Closed-End Fund · CUSIP 52106W103

38 institutional holders -4 vs Q1 2025
2,279,3422.3m shares reported held*
$38.3mreported value*
3 new 20 added 7 reduced 6 sold out net sold ≈ $1.8m (-105.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.80.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 41Q1 23: 37Q2 23: 38Q3 23: 44Q4 23: 43Q1 24: 43Q2 24: 37Q3 24: 41Q4 24: 45Q1 25: 42Q2 25: 3838Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202243
Q4 202241
Q1 202337
Q2 202338
Q3 202344
Q4 202343
Q1 202443
Q2 202437
Q3 202441
Q4 202445
Q1 202542
Q2 202538

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 25 bought or addedQ3 23: 12 cut or sold outQ4 23: 15 bought or addedQ4 23: 21 cut or sold outQ4 23Q1 24: 22 bought or addedQ1 24: 19 cut or sold outQ2 24: 12 bought or addedQ2 24: 25 cut or sold outQ2 24Q3 24: 16 bought or addedQ3 24: 18 cut or sold outQ4 24: 17 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 19 bought or addedQ1 25: 18 cut or sold outQ2 25: 23 bought or addedQ2 25: 13 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232512
Q4 20231521
Q1 20242219
Q2 20241225
Q3 20241618
Q4 20241718
Q1 20251918
Q2 20252313

Biggest buyers

TWO SIGMA INVESTMENTS, LP New +67,393+67.4k
WELLS FARGO & COMPANY/MN Added +53,342+53.3k
ROYAL BANK OF CANADA Added +50,949+50.9k
MORGAN STANLEY Added +43,351+43.4k
OSAIC HOLDINGS, INC. Added +39,783+39.8k
GUGGENHEIM CAPITAL LLC Added +24,546+24.5k
STIFEL FINANCIAL CORP Added +21,311+21.3k
Steward Partners Investment Advisory, LLC Added +14,000+14.0k
LPL Financial LLC Added +9,415+9.4k
Strategic Advocates LLC Added +4,196+4.2k

Biggest sellers

WOLVERINE ASSET MANAGEMENT LLC Sold out -193,593-193.6k
Saba Capital Management, L.P. Sold out -155,220-155.2k
Invesco Ltd. Sold out -22,975-23.0k
RAYMOND JAMES FINANCIAL INC Reduced -18,370-18.4k
UBS Group AG Reduced -17,651-17.7k
BENJAMIN EDWARDS INC Reduced -12,276-12.3k
EAGLE ROCK INVESTMENT COMPANY, LLC Sold out -10,000-10.0k
Shaker Financial Services, LLC Reduced -4,911-4.9k
Elequin Capital, LP Sold out -3,460-3.5k
Quarry LP Sold out -1,976-2.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.9 pts · filed 2026-10-14 9.7% -2.9 pts 1.3m≈ $23.2m 2026-10-14

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 485,121485.1k $8.2m $8.2m 0.00% Added +43.4k +43,351
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 272,624272.6k $4.6m $4.6m 0.00% Added +53.3k +53,342
3 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 203,086203.1k $3.4m $3.4m 0.00% Reduced -18.4k -18,370
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 182,659182.7k $3.1m $3.1m 0.00% Added +9.4k +9,415
5 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 132,111132.1k $2.2m $2.2m 0.02% Added +55 +55
6 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 124,973125.0k $2.1m $2.1m 0.02% Added +24.5k +24,546
7 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 106,320106.3k $1.8m $1.8m 0.00% Added +21.3k +21,311
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 105,476105.5k $1.8m $1.8m 0.00% Reduced -17.7k -17,651
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 90,76690.8k $1.5m $1.5m 0.00% Added +50.9k +50,949
10 Shaker Financial Services, LLC 0.43% of their portfolio Arlington, VA 70,47870.5k $1.2m $1.2m 0.43% Reduced -4.9k -4,911
11 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 67,39367.4k $1.1m $1.1m 0.00% New
12 Strategic Advocates LLC 0.30% of their portfolio SACRAMENTO, CA 60,43860.4k $1.0m $1.0m 0.30% Added +4.2k +4,196
13 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 53,84853.8k $904.6k $904.6k 0.01% Reduced -12.3k -12,276
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 44,55644.6k $748.5k $748.5k 0.00% Added +39.8k +39,783
15 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 41,55941.6k $698.2k $698.2k 0.01% Added +14.0k +14,000
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 33,03933.0k $555.0k $555.0k 0.00% Added +1.0k +1,024
17 Mezzasalma Advisors, LLC 0.16% of their portfolio TINTON FALLS, NJ 31,14631.1k $523.3k $523.3k 0.16% Reduced -535 -535
18 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 26,07426.1k $438.0k $438.0k 0.02% Added +218 +218
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 20,20920.2k $344.2k $344.2k 0.00% Unchanged
20 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 19,54019.5k $328.3k $328.3k 0.00% Added +63 +63
21 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 15,00715.0k $252.1k $252.1k 0.00% Added +125 +125
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 14,61314.6k $245.5k $245.5k 0.00% Added +1.1k +1,125
23 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 14,42514.4k $242.3k $242.3k 0.01% Added +1.3k +1,325
24 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 14,35314.4k $241.1k $241.1k 0.00% Unchanged
25 TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio MADISON, NJ 11,66111.7k $195.9k $195.9k 0.02% Added +1.4k +1,440
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.03% of their portfolio BLUE BELL, PA 10,92810.9k $183.6k $183.6k 0.03% Reduced -646 -646
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,5207.5k $126.3k $126.3k 0.00% Reduced -614 -614
28 McIlrath & Eck, LLC 0.01% of their portfolio ARLINGTON, WA 7,0157.0k $117.9k $117.9k 0.01% Added +195 +195
29 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 5,4415.4k $91.4k $91.4k 0.00% Added +12 +12
30 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 2,9302.9k $49.2k $49.2k 0.01% Unchanged
31 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,0002.0k $33.6k $33.6k 0.00% New
32 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 872872 $14.0k $14.0k 0.00% Added +24 +24
33 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 725725 $12.2k $12.2k 0.00% New
34 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 159159 $2.7k $2.7k 0.00% Unchanged
35 Wood Tarver Financial Group, LLC 0.00% of their portfolio BOISE, ID 105105 $1.0k $1.0k 0.00% Unchanged
36 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 100100 $1.7k $1.7k 0.00% Unchanged
37 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 7272 $1.2k $1.2k 0.00% Unchanged
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged