LAZARD GLOBAL TOTAL RETURN & XLGIX
COM · Closed-End Fund · CUSIP 52106W103
38
institutional holders
+1 vs Q1 2023
2.7m
shares reported held*
$42.1mreported value*
7 new
13 added
12 reduced
5 sold out
net bought ≈ $2.8m (+179.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.61.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 43 |
| Q4 2022 | 41 |
| Q1 2023 | 37 |
| Q2 2023 | 38 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 17 | 22 |
| Q1 2023 | 18 | 18 |
| Q2 2023 | 20 | 17 |
Biggest buyers
| RAYMOND JAMES & ASSOCIATES | Added | +103.4k |
| Cornerstone Advisors, LLC | New | +70.9k |
| RPO LLC | New | +70.6k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +51.6k |
| AQR Arbitrage LLC | New | +22.5k |
| MORGAN STANLEY | Added | +19.9k |
| Invesco Ltd. | New | +16.9k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +14.1k |
| Walleye Capital LLC | New | +13.7k |
| GUGGENHEIM CAPITAL LLC | Added | +9.6k |
Biggest sellers
| WELLS FARGO & COMPANY/MN | Reduced | -100.9k |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | Sold out | -30.2k |
| Hennion & Walsh Asset Management, Inc. | Sold out | -24.1k |
| Shaker Financial Services, LLC | Reduced | -21.5k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -15.2k |
| ROYAL BANK OF CANADA | Reduced | -11.2k |
| LPL Financial LLC | Reduced | -8.3k |
| Integrated Wealth Concepts LLC | Reduced | -5.3k |
| BANK OF AMERICA CORP /DE/ | Reduced | -2.0k |
| AMERIPRISE FINANCIAL INC | Reduced | -1.7k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution -2.9 pts · filed 2026-10-14 | 9.7% |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 691.3k $10.8m | Added +103.4k |
| MORGAN STANLEY 0.00% of their portfolio | 314.4k $4.9m | Added +19.9k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 230.2k $3.6m | Reduced -15.2k |
| LPL Financial LLC 0.00% of their portfolio | 178.4k $2.8m | Reduced -8.3k |
| UBS Group AG 0.00% of their portfolio | 174.3k $2.7m | Added +408 |
| Integrated Wealth Concepts LLC 0.05% of their portfolio | 169.3k $2.6m | Reduced -5.3k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 119.9k $1.9m | Reduced -1.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 77.2k $1.2m | Reduced -11.2k |
| Cornerstone Advisors, LLC 0.05% of their portfolio | 70.9k $1.1m | New |
| RPO LLC 1.12% of their portfolio | 70.6k $1.1m | New |
| WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio | 66.4k $1.0m | Added +51.6k |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio | 65.9k $1.0m | Added +3.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 64.0k $998.3k | Reduced -100.9k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 52.8k $823.7k | Added +166 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 40.7k $635.1k | Reduced -2.0k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 27.6k $431.5k | Added +201 |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 26.3k $409.8k | Added +1.3k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 24.2k $377.2k | Added +12 |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 23.5k $366.9k | Added +9.6k |
| AQR Arbitrage LLC 0.02% of their portfolio | 22.5k $350.5k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 22.4k $350.9k | Added +5 |
| Shaker Financial Services, LLC 0.12% of their portfolio | 18.1k $281.9k | Reduced -21.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 17.6k $274.5k | Added +608 |
| Invesco Ltd. 0.00% of their portfolio | 16.9k $264.1k | New |
| 9258 Wealth Management, LLC 0.04% of their portfolio | 15.0k $234.1k | Added +77 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 14.6k $228.0k | Reduced -137 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 14.1k $220.7k | New |
| Walleye Capital LLC 0.00% of their portfolio | 13.7k $214.3k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 13.1k $205.0k | Reduced -100 |
| TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio | 13.0k $202.5k | Reduced -500 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 11.7k $181.9k | Reduced -839 |
| McIlrath & Eck, LLC 0.02% of their portfolio | 6.0k $94.4k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 3.3k $51.6k | New |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 2.9k $45.7k | Unchanged |
| Johnson Midwest Financial, LLC 0.01% of their portfolio | 1.0k $15.7k | Unchanged |
| Aspire Private Capital, LLC 0.00% of their portfolio | 164 $2.6k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 159 $2.5k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |